# 46 Peaks Investment Advisory Group

> 46 Peaks Investment Advisory Group is an SEC-registered investment advisory firm in Newtown, PA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 20, 2026.

- CRD: 306902
- Filed as: 46 PEAKS INVESTMENT ADVISORY GROUP
- Legal name: 46 Peaks LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newtown, PA
- Filing period: October 2026
- Form ADV filing dated: April 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306902
- AdvisorCensus page: https://advisorcensus.com/firm/46-peaks-investment-advisory-group-newtown-pa-306902

## Quick answers

**How is 46 Peaks Investment Advisory Group compensated?**
On its Form ADV (Item 5.E, October 2026), 46 Peaks Investment Advisory Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is 46 Peaks Investment Advisory Group located?**
46 Peaks Investment Advisory Group's principal office is in Newtown, PA, according to its Form ADV.

**Is 46 Peaks Investment Advisory Group registered with the SEC or a state?**
46 Peaks Investment Advisory Group is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306902.

**How much does 46 Peaks Investment Advisory Group manage?**
46 Peaks Investment Advisory Group reports $272,139,518 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (100% discretionary).

**How have 46 Peaks Investment Advisory Group's assets and staff changed since 2021?**
In the Form ADV data for 46 Peaks Investment Advisory Group: Regulatory assets under management: $163,899,000 in the October 2021 data and $272,139,518 in the October 2026 data, up 66%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 46 Peaks Investment Advisory Group serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (91); individuals (other than high net worth individuals) (44).

**Which custodians does 46 Peaks Investment Advisory Group use?**
46 Peaks Investment Advisory Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does 46 Peaks Investment Advisory Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306902

**What changed in 46 Peaks Investment Advisory Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $212,315,745 to $272,139,518 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $272,139,518
- Discretionary: $272,139,518
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $21,084,281 |
| High net worth individuals | 91 | $249,278,305 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,776,932 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 46peaks.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $163,899,000 | 6 | August 16, 2021 |
| October 2022 | $182,321,461 | 4 | March 28, 2022 |
| October 2023 | $187,974,393 | 4 | March 16, 2023 |
| October 2024 | $197,578,430 | 4 | March 22, 2024 |
| October 2025 | $212,315,745 | 4 | March 26, 2025 |
| October 2026 | $272,139,518 | 5 | April 20, 2026 |

Regulatory assets under management: $163,899,000 in the October 2021 data and $272,139,518 in the October 2026 data, up 66%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $212,315,745 to $272,139,518 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 46 Peaks Investment Advisory Group (CRD 306902): Form ADV filing data as of October 2026.