# 42 AM, LLC

> 42 AM, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 339735
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339735
- AdvisorCensus page: https://advisorcensus.com/firm/42-am-llc-new-york-ny-339735

## Quick answers

**How is 42 AM, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 42 AM, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 42 AM, LLC located?**
42 AM, LLC's principal office is in New York, NY, according to its Form ADV.

**Is 42 AM, LLC registered with the SEC or a state?**
42 AM, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339735.

**How much does 42 AM, LLC manage?**
42 AM, LLC reports $51,850,000 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (4% discretionary).

**What types of clients does 42 AM, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); insurance companies (1).

**Which custodians does 42 AM, LLC use?**
42 AM, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Truist Securities, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does 42 AM, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339735

**What changed in 42 AM, LLC's recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Truist Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $51,850,000
- Discretionary: $1,850,000
- Non-discretionary: $50,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $1,850,000 |
| Insurance companies | 1 | $50,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 42am.com
- LinkedIn @42-asset-management

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 42 AM, LLC (CRD 339735): Form ADV filing data as of October 2026.