# 402 Financial

> 402 Financial is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 6, 2026.

- CRD: 331726
- Filed as: 402 FINANCIAL
- Legal name: Yellow Finch, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Nebraska
- Filing period: October 2026
- Form ADV filing dated: August 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331726
- AdvisorCensus page: https://advisorcensus.com/firm/402-financial-331726

## Quick answers

**How is 402 Financial compensated?**
On its Form ADV (Item 5.E, October 2026), 402 Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is 402 Financial registered with the SEC or a state?**
402 Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331726.

**How much does 402 Financial manage?**
402 Financial reports $10,774,791 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary).

**What types of clients does 402 Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24).

**Does 402 Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331726

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,774,791
- Discretionary: $10,774,791
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $6,482,307 |
| High net worth individuals | Fewer than 5 | $4,292,484 |
| Charitable organizations | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 402financial.com
- Facebook @christian.classen.77
- Facebook @Joe-Fowler
- LinkedIn @402-financial
- LinkedIn @christian-classen-823b01179
- LinkedIn @joseph-fowler-a21493200
- YouTube @402Financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 402 Financial (CRD 331726): Form ADV filing data as of October 2026.