# 401K Engineers Inc.

> 401K Engineers Inc. is a state-registered investment advisory firm in Tracy, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 309129
- Filed as: 401K ENGINEERS INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tracy, CA
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309129
- AdvisorCensus page: https://advisorcensus.com/firm/401k-engineers-inc-tracy-ca-309129

## Quick answers

**How is 401K Engineers Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), 401K Engineers Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 401K Engineers Inc. located?**
401K Engineers Inc.'s principal office is in Tracy, CA, according to its Form ADV.

**Is 401K Engineers Inc. registered with the SEC or a state?**
401K Engineers Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 309129.

**How much does 401K Engineers Inc. manage?**
401K Engineers Inc. reports $45,250,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**What types of clients does 401K Engineers Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (175); high net worth individuals (6); charitable organizations (1).

**Does 401K Engineers Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309129

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $45,250,000
- Discretionary: $45,250,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 175 | $33,000,000 |
| High net worth individuals | 6 | $12,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $250,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 401kengineers.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 401K Engineers Inc. (CRD 309129): Form ADV filing data as of October 2026.