# 3SUMMIT Investment Management, LLC

> 3SUMMIT Investment Management, LLC is a state-registered investment advisory firm in Vienna, VA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 284434
- Filed as: 3SUMMIT INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Vienna, VA
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284434
- AdvisorCensus page: https://advisorcensus.com/firm/3summit-investment-management-llc-vienna-va-284434

## Quick answers

**How is 3SUMMIT Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 3SUMMIT Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 3SUMMIT Investment Management, LLC located?**
3SUMMIT Investment Management, LLC's principal office is in Vienna, VA, according to its Form ADV.

**Is 3SUMMIT Investment Management, LLC registered with the SEC or a state?**
3SUMMIT Investment Management, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 284434.

**How much does 3SUMMIT Investment Management, LLC manage?**
3SUMMIT Investment Management, LLC reports $28,239,759 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (98% discretionary).

**What types of clients does 3SUMMIT Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (69); high net worth individuals (30); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Does 3SUMMIT Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284434

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $28,239,759
- Discretionary: $27,809,911
- Non-discretionary: $429,848

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 69 | $6,998,926 |
| High net worth individuals | 30 | $20,607,035 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $508,212 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $125,586 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2017 (9 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 3summit.com
- Facebook @3summit
- LinkedIn @DAN-IRVINE
- LinkedIn @alex-belkin-8b3ab059
- LinkedIn @garrett-phillips-a6b8b55

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3SUMMIT Investment Management, LLC (CRD 284434): Form ADV filing data as of October 2026.