# 3ROOTS Wealth Partners LLC

> 3ROOTS Wealth Partners LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 338300
- Filed as: 3ROOTS WEALTH PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338300
- AdvisorCensus page: https://advisorcensus.com/firm/3roots-wealth-partners-llc-scottsdale-az-338300

## Quick answers

**How is 3ROOTS Wealth Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 3ROOTS Wealth Partners LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does 3ROOTS Wealth Partners LLC charge?**
Its Form ADV Part 2A brochure dated April 30, 2026 states: Flat fee: $5,000 to $20,000 (project-based financial planning); Hourly rate: $400 an hour (Hourly financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is 3ROOTS Wealth Partners LLC located?**
3ROOTS Wealth Partners LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is 3ROOTS Wealth Partners LLC registered with the SEC or a state?**
3ROOTS Wealth Partners LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338300.

**How much does 3ROOTS Wealth Partners LLC manage?**
3ROOTS Wealth Partners LLC reports $92,647,972 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).

**What types of clients does 3ROOTS Wealth Partners LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (82); high net worth individuals (24); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does 3ROOTS Wealth Partners LLC use?**
3ROOTS Wealth Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does 3ROOTS Wealth Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338300

**Does 3ROOTS Wealth Partners LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 30, 2026 says: "We do not have a minimum account size requirement."

**What changed in 3ROOTS Wealth Partners LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in MI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 30, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

- Flat fee: $5,000 to $20,000 (project-based financial planning)

> For project-based financial planning, fees range between $5,000-$20,000 based on complexity and needs of the client.

- Hourly rate: $400 an hour (Hourly financial planning services)

> Hourly financial planning services are provided at a rate of $400 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $92,647,972
- Discretionary: $92,647,972
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 82 | $25,618,149 |
| High net worth individuals | 24 | $61,130,606 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $5,899,217 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, MI, NE, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- Facebook @p
- Instagram @3roots_wealth_partners
- LinkedIn @3roots-wealth-partners

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in MI.

### April 2026
- Registered or notice-filed in NY, PA.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3ROOTS Wealth Partners LLC (CRD 338300): Form ADV filing data as of October 2026.