# 3rd Creek Investments

> 3rd Creek Investments is an SEC-registered investment advisory firm in Incline Village, NV, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 115945
- Filed as: 3RD CREEK INVESTMENTS
- Legal name: 3rd Creek Investments, Inc.
- Also doing business as: 3RD CREEK, THIRD CREEK INVESTMENTS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Incline Village, NV
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/115945
- AdvisorCensus page: https://advisorcensus.com/firm/3rd-creek-investments-incline-village-nv-115945

## Quick answers

**How is 3rd Creek Investments compensated?**
On its Form ADV (Item 5.E, October 2026), 3rd Creek Investments reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is 3rd Creek Investments located?**
3rd Creek Investments' principal office is in Incline Village, NV, according to its Form ADV.

**Is 3rd Creek Investments registered with the SEC or a state?**
3rd Creek Investments is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 115945.

**How much does 3rd Creek Investments manage?**
3rd Creek Investments reports $204,947,847 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (90% discretionary).

**How have 3rd Creek Investments' assets and staff changed since 2021?**
In the Form ADV data for 3rd Creek Investments: Regulatory assets under management: $113,992,945 in the October 2021 data and $204,947,847 in the October 2026 data, up 80%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 3rd Creek Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (42); charitable organizations (8).

**Which custodians does 3rd Creek Investments use?**
3rd Creek Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does 3rd Creek Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115945

**What changed in 3rd Creek Investments' recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $162,494,648 to $204,947,847 (+26%). Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $204,947,847
- Discretionary: $183,742,130
- Non-discretionary: $21,205,717

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $19,542,825 |
| High net worth individuals | 42 | $146,756,160 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $91,129 |
| Charitable organizations | 8 | $37,362,788 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,194,945 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, ID, NV, NY, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 3rdcreek.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $113,992,945 | 3 | July 19, 2021 |
| October 2022 | $131,841,083 | 3 | June 13, 2022 |
| October 2023 | $111,637,019 | 3 | January 25, 2023 |
| October 2024 | $129,282,336 | 3 | January 24, 2024 |
| October 2025 | $162,494,648 | 3 | May 29, 2025 |
| October 2026 | $204,947,847 | 4 | January 23, 2026 |

Regulatory assets under management: $113,992,945 in the October 2021 data and $204,947,847 in the October 2026 data, up 80%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $162,494,648 to $204,947,847 (+26%).
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3rd Creek Investments (CRD 115945): Form ADV filing data as of October 2026.