# 3D Advisor Group, Inc.

> 3D Advisor Group, Inc. is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 342109
- Filed as: 3D ADVISOR GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342109
- AdvisorCensus page: https://advisorcensus.com/firm/3d-advisor-group-inc-342109

## Quick answers

**How is 3D Advisor Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), 3D Advisor Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is 3D Advisor Group, Inc. registered with the SEC or a state?**
3D Advisor Group, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342109.

**How much does 3D Advisor Group, Inc. manage?**
3D Advisor Group, Inc. reports $194,318,000 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**What types of clients does 3D Advisor Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (61); high net worth individuals (41).

**Which custodians does 3D Advisor Group, Inc. use?**
3D Advisor Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does 3D Advisor Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342109

**Does 3D Advisor Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 15, 2026 says: "3D Advisor Group generally does not impose a minimum relationship size."

**What changed in 3D Advisor Group, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $0 to $194,318,000.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 15, 2026)

- Account minimum: None

> 3D Advisor Group generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $194,318,000
- Discretionary: $194,318,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $155,065,000 |
| High net worth individuals | 41 | $36,749,000 |
| Charitable organizations | Fewer than 5 | $430,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,074,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 3dadvisorgroup.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $0 to $194,318,000.

### September 2026
- Registered or notice-filed in NH.

### August 2026
- Registered or notice-filed in TX.

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3D Advisor Group, Inc. (CRD 342109): Form ADV filing data as of October 2026.