# 3A Capital, LLC

> 3A Capital, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 27, 2026.

- CRD: 343132
- Filed as: 3A CAPITAL, LLC
- Legal name: 3A Capital Management LLC
- Also doing business as: 3A CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/343132
- AdvisorCensus page: https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132

## Quick answers

**How is 3A Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 3A Capital, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 3A Capital, LLC located?**
3A Capital, LLC's principal office is in New York, NY, according to its Form ADV.

**Is 3A Capital, LLC registered with the SEC or a state?**
3A Capital, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 343132.

**How much does 3A Capital, LLC manage?**
3A Capital, LLC reports $0 in regulatory assets under management in its Form ADV filing dated July 27, 2026.

**What types of clients does 3A Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does 3A Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343132

**What changed in 3A Capital, LLC's recent Form ADV filings?**
In the August 2026 filing data: Added the business name 3A Capital, LLC. Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### August 2026
- Added the business name 3A Capital, LLC.
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3A Capital, LLC (CRD 343132): Form ADV filing data as of October 2026.