# 337 Frontier Capital, LP

> 337 Frontier Capital, LP is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 284266
- Filed as: 337 FRONTIER CAPITAL, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284266
- AdvisorCensus page: https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266

## Quick answers

**How is 337 Frontier Capital, LP compensated?**
On its Form ADV (Item 5.E, October 2026), 337 Frontier Capital, LP reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 337 Frontier Capital, LP located?**
337 Frontier Capital, LP's principal office is in New York, NY, according to its Form ADV.

**Is 337 Frontier Capital, LP registered with the SEC or a state?**
337 Frontier Capital, LP is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284266.

**How much does 337 Frontier Capital, LP manage?**
337 Frontier Capital, LP reports $795,335,809 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**How have 337 Frontier Capital, LP's assets and staff changed since 2021?**
In the Form ADV data for 337 Frontier Capital, LP: Regulatory assets under management: $325,156,201 in the October 2021 data and $795,335,809 in the October 2026 data, up 145%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 337 Frontier Capital, LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); charitable organizations (2); other (1).

**Which custodians does 337 Frontier Capital, LP use?**
337 Frontier Capital, LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Corporation and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does 337 Frontier Capital, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284266

**What changed in 337 Frontier Capital, LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $544,306,178 to $795,335,809 (+46%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- State Street Corporation
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $795,335,809
- Discretionary: $795,335,809
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $294,205,333 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $165,395,929 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 1 | $335,734,547 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2016 (10 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 337frontier.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $325,156,201 | 5 | March 30, 2021 |
| October 2022 | $445,719,011 | 5 | March 31, 2022 |
| October 2023 | $402,939,147 | 5 | March 29, 2023 |
| October 2024 | $512,564,350 | 4 | March 28, 2024 |
| October 2025 | $544,306,178 | 5 | April 2, 2025 |
| October 2026 | $795,335,809 | 4 | April 2, 2026 |

Regulatory assets under management: $325,156,201 in the October 2021 data and $795,335,809 in the October 2026 data, up 145%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $544,306,178 to $795,335,809 (+46%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 337 Frontier Capital, LP (CRD 284266): Form ADV filing data as of October 2026.
