# 33 Capital Management LLC

> 33 Capital Management LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 326780
- Filed as: 33 CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326780
- AdvisorCensus page: https://advisorcensus.com/firm/33-capital-management-llc-greenwich-ct-326780

## Quick answers

**How is 33 Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 33 Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other.

**Where is 33 Capital Management LLC located?**
33 Capital Management LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is 33 Capital Management LLC registered with the SEC or a state?**
33 Capital Management LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326780.

**How much does 33 Capital Management LLC manage?**
33 Capital Management LLC reports $112,670,347 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (88% discretionary).

**How have 33 Capital Management LLC's assets and staff changed since 2023?**
In the Form ADV data for 33 Capital Management LLC: Regulatory assets under management: $0 in the October 2023 data and $112,670,347 in the October 2026 data. Total employees: 5 in October 2023 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 33 Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); pooled investment vehicles (other than investment companies and business development companies) (2); corporations or other businesses not listed above (2).

**Which custodians does 33 Capital Management LLC use?**
33 Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Arab Bank and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does 33 Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326780

**Does 33 Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "A minimum asset base of $10,000,000 is required, although this will be negotiable under certain circumstances."

**What changed in 33 Capital Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> A minimum asset base of $10,000,000 is required, although this will be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Arab Bank
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $112,670,347
- Discretionary: $98,881,079
- Non-discretionary: $13,789,268

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 2 | $16,448,576 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $77,070,873 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 1 | $13,857,840 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $5,293,058 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 33capitalmanagement.com
- LinkedIn @33-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 5 | August 21, 2023 |
| October 2024 | $103,300,000 | 7 | August 26, 2024 |
| October 2025 | $97,059,322 | 11 | May 29, 2025 |
| October 2026 | $112,670,347 | 11 | July 31, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $112,670,347 in the October 2026 data.
Total employees: 5 in October 2023 and 11 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $97,059,322 to $112,670,347 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 33 Capital Management LLC (CRD 326780): Form ADV filing data as of October 2026.