# 3 Peaks Financial

> 3 Peaks Financial is a state-registered investment advisory firm in Ammon, ID, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 296817
- Filed as: 3 PEAKS FINANCIAL
- Legal name: 3 Peaks Financial Advisors, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ammon, ID
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/296817
- AdvisorCensus page: https://advisorcensus.com/firm/3-peaks-financial-ammon-id-296817

## Quick answers

**How is 3 Peaks Financial compensated?**
On its Form ADV (Item 5.E, October 2026), 3 Peaks Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is 3 Peaks Financial located?**
3 Peaks Financial's principal office is in Ammon, ID, according to its Form ADV.

**Is 3 Peaks Financial registered with the SEC or a state?**
3 Peaks Financial is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 296817.

**How much does 3 Peaks Financial manage?**
3 Peaks Financial reports $53,630,202 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).

**What types of clients does 3 Peaks Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (266); high net worth individuals (14); corporations or other businesses not listed above (1).

**Does 3 Peaks Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/296817

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $53,630,202
- Discretionary: $53,630,202
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 266 | $39,528,837 |
| High net worth individuals | 14 | $12,864,227 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $1,237,138 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, ID, MT, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 3peaksfinancial.com
- Facebook @3PeaksFinancial
- LinkedIn @3peaksfinancial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3 Peaks Financial (CRD 296817): Form ADV filing data as of October 2026.