# 3 Factor Indexing, LLC > 3 Factor Indexing, LLC is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026. - CRD: 160356 - Filed as: 3 FACTOR INDEXING, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Filing period: October 2026 - Form ADV filing dated: March 26, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160356 - AdvisorCensus page: https://advisorcensus.com/firm/3-factor-indexing-llc-160356 ## Quick answers **How is 3 Factor Indexing, LLC compensated?** On its Form ADV (Item 5.E, October 2026), 3 Factor Indexing, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **How much does 3 Factor Indexing, LLC charge?** Its Form ADV Part 2A brochure dated March 26, 2026 states: Hourly rate: $375 an hour; Flat fee: up to $100,000 a year (the services to be provided); Subscription: up to $100,000 a year (the services to be provided). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Is 3 Factor Indexing, LLC registered with the SEC or a state?** 3 Factor Indexing, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 160356. **How much does 3 Factor Indexing, LLC manage?** 3 Factor Indexing, LLC reports $193,229,609 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (99% discretionary). **How have 3 Factor Indexing, LLC's assets and staff changed since 2021?** In the Form ADV data for 3 Factor Indexing, LLC: Regulatory assets under management: $164,464,733 in the October 2021 data and $193,229,609 in the October 2026 data, up 17%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does 3 Factor Indexing, LLC serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (8). **Which custodians does 3 Factor Indexing, LLC use?** 3 Factor Indexing, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does 3 Factor Indexing, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160356 **Does 3 Factor Indexing, LLC state an account minimum?** Its Form ADV Part 2A brochure dated March 26, 2026 says: "The minimum household assets to manage is $500,000; however, exceptions may be made on a case-by-case basis." **What changed in 3 Factor Indexing, LLC's recent Form ADV filings?** In the April 2026 filing data: Regulatory assets under management went from $169,584,549 to $193,229,609 (+14%). Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026) - Account minimum: $500,000 (the brochure says it may be waived or negotiated) > The minimum household assets to manage is $500,000; however, exceptions may be made on a case-by-case basis. - Hourly rate: $375 an hour > In the case that hourly fees are agreed to and charged, the fee shall be $375 per hour. - Flat fee: up to $100,000 a year (the services to be provided) > When a flat fee or retainer is agreed upon and charged, it will vary depending of the services to be provided and may range up to $100,000 per year. - Subscription: up to $100,000 a year (the services to be provided) > When a flat fee or retainer is agreed upon and charged, it will vary depending of the services to be provided and may range up to $100,000 per year. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $193,229,609 - Discretionary: $190,417,995 - Non-discretionary: $2,811,614 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 8 | $3,493,584 | | High net worth individuals | 40 | $189,736,025 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2017 (9 years) - Employees: 4 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - 3factorindexing.com - LinkedIn @3-factor-indexing-llc ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $164,464,733 | 4 | March 25, 2021 | | October 2022 | $184,617,551 | 4 | April 1, 2022 | | October 2023 | $176,596,376 | 4 | March 31, 2023 | | October 2024 | $144,537,359 | 3 | March 29, 2024 | | October 2025 | $169,584,549 | 3 | April 1, 2025 | | October 2026 | $193,229,609 | 4 | March 26, 2026 | Regulatory assets under management: $164,464,733 in the October 2021 data and $193,229,609 in the October 2026 data, up 17%. Total employees: 4 in October 2021 and 4 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Regulatory assets under management went from $169,584,549 to $193,229,609 (+14%). - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 3 Factor Indexing, LLC (CRD 160356): Form ADV filing data as of October 2026.