# 2nd Market Capital Advisory Corp.

> 2nd Market Capital Advisory Corp. is a state-registered investment advisory firm in Madison, WI, registered since 1992, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 111562
- Filed as: 2ND MARKET CAPITAL ADVISORY CORP.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Madison, WI
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111562
- AdvisorCensus page: https://advisorcensus.com/firm/2nd-market-capital-advisory-corp-madison-wi-111562

## Quick answers

**How is 2nd Market Capital Advisory Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), 2nd Market Capital Advisory Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 2nd Market Capital Advisory Corp. located?**
2nd Market Capital Advisory Corp.'s principal office is in Madison, WI, according to its Form ADV.

**Is 2nd Market Capital Advisory Corp. registered with the SEC or a state?**
2nd Market Capital Advisory Corp. is a state-registered investment advisory firm, registered since 1992. Status as filed: APPROVED. CRD 111562.

**How much does 2nd Market Capital Advisory Corp. manage?**
2nd Market Capital Advisory Corp. reports $47,236,896 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**What types of clients does 2nd Market Capital Advisory Corp. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (27); high net worth individuals (8).

**Does 2nd Market Capital Advisory Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111562

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $47,236,896
- Discretionary: $47,236,896
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $7,358,384 |
| High net worth individuals | 8 | $37,950,388 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Fewer than 5 | $754,463 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,173,661 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1992 (34 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 2mcac.com
- 2ndmarketcapital.com
- Facebook @2MCAC
- LinkedIn @2ND-MARKET-CAPITAL-ADVISORY-CORPORATION
- X @2MCAC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 2nd Market Capital Advisory Corp. (CRD 111562): Form ADV filing data as of October 2026.