# 21SHARES US LLC

> 21SHARES US LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 328136
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328136
- AdvisorCensus page: https://advisorcensus.com/firm/21shares-us-llc-new-york-ny-328136

## Quick answers

**How is 21SHARES US LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 21SHARES US LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 21SHARES US LLC located?**
21SHARES US LLC's principal office is in New York, NY, according to its Form ADV.

**Is 21SHARES US LLC registered with the SEC or a state?**
21SHARES US LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328136.

**How much does 21SHARES US LLC manage?**
21SHARES US LLC reports $4,384,466 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have 21SHARES US LLC's assets and staff changed since 2024?**
In the Form ADV data for 21SHARES US LLC: Regulatory assets under management: $38,120,000 in the October 2024 data and $4,384,466 in the October 2026 data, down 88%. Total employees: 21 in October 2024 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 21SHARES US LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (5).

**Does 21SHARES US LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328136

**What changed in 21SHARES US LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $3,727,257 to $4,384,466 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,384,466
- Discretionary: $4,384,466
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 5 | $4,384,466 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 25 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 21shares-funds.com
- 21shares.com/en-us
- LinkedIn @21shares-us
- X @21shares_us

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $38,120,000 | 21 | July 24, 2024 |
| October 2025 | $36,311,906 | 23 | March 26, 2025 |
| October 2026 | $4,384,466 | 25 | March 24, 2026 |

Regulatory assets under management: $38,120,000 in the October 2024 data and $4,384,466 in the October 2026 data, down 88%.
Total employees: 21 in October 2024 and 25 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $3,727,257 to $4,384,466 (+18%).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Regulatory assets under management went from $36,311,906 to $3,727,257 (-90%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 21SHARES US LLC (CRD 328136): Form ADV filing data as of October 2026.