# 1UP Financial Advisors LLC

> 1UP Financial Advisors LLC is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 8, 2026.

- CRD: 319193
- Filed as: 1UP FINANCIAL ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in North Carolina
- Filing period: October 2026
- Form ADV filing dated: March 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/319193
- AdvisorCensus page: https://advisorcensus.com/firm/1up-financial-advisors-llc-319193

## Quick answers

**How is 1UP Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 1UP Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is 1UP Financial Advisors LLC registered with the SEC or a state?**
1UP Financial Advisors LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 319193.

**How much does 1UP Financial Advisors LLC manage?**
1UP Financial Advisors LLC reports $2,085,179 in regulatory assets under management in its Form ADV filing dated March 8, 2026 (93% discretionary).

**What types of clients does 1UP Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11).

**Does 1UP Financial Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/319193

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $2,085,179
- Discretionary: $1,938,310
- Non-discretionary: $146,869

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $2,085,179 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 1upadvisors.com
- twitch.tv/1up_ryan
- Facebook @1Up-Financial-Advisors-LLC-104116898983117
- Instagram @1up_advisors
- Instagram @ryanbannistercpa
- LinkedIn @1up-financial-advisors-llc
- LinkedIn @ryan-bannister
- TikTok @1up_ryan
- TikTok @1upadvisors
- X @1upAdvisors
- X @real1up_ryan
- YouTube @UCOxVM2hnV9VWAHX-2JaKKMQ

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 1UP Financial Advisors LLC (CRD 319193): Form ADV filing data as of October 2026.