{
  "crd_number": 319193,
  "slug": "1up-financial-advisors-llc-319193",
  "primary_business_name": "1UP FINANCIAL ADVISORS LLC",
  "legal_name": "1UP FINANCIAL ADVISORS LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2022-04-07",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-08",
  "carried_forward": false,
  "raum_total": 2085179.0,
  "raum_discretionary": 1938310.0,
  "raum_non_discretionary": 146869.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2085179.0,
      "count": 11
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC"
  ],
  "websites": [
    "https://1upadvisors.com",
    "https://facebook.com/1Up-Financial-Advisors-LLC-104116898983117",
    "https://instagram.com/1up_advisors",
    "https://instagram.com/ryanbannistercpa",
    "https://linkedin.com/company/1up-financial-advisors-llc",
    "https://linkedin.com/in/ryan-bannister",
    "https://tiktok.com/@1up_ryan",
    "https://tiktok.com/@1upadvisors",
    "https://twitch.tv/1up_ryan",
    "https://twitter.com/1upAdvisors",
    "https://twitter.com/real1up_ryan",
    "https://youtube.com/channel/UCOxVM2hnV9VWAHX-2JaKKMQ"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/319193",
  "listing_state": "NC",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/1up-financial-advisors-llc-319193",
  "display_name": "1UP Financial Advisors LLC",
  "summary": "1UP Financial Advisors LLC is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 8, 2026.",
  "citation": "AdvisorCensus. 1UP Financial Advisors LLC (CRD 319193): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is 1UP Financial Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), 1UP Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Is 1UP Financial Advisors LLC registered with the SEC or a state?",
      "a": "1UP Financial Advisors LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 319193."
    },
    {
      "q": "How much does 1UP Financial Advisors LLC manage?",
      "a": "1UP Financial Advisors LLC reports $2,085,179 in regulatory assets under management in its Form ADV filing dated March 8, 2026 (93% discretionary)."
    },
    {
      "q": "What types of clients does 1UP Financial Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11)."
    },
    {
      "q": "Does 1UP Financial Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/319193"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/1up-financial-advisors-llc-319193.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 2085179.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/319193",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}