# 1st Securities Management, Inc

> 1st Securities Management, Inc is a state-registered investment advisory firm in Bad Axe, MI, registered since 2005, with no regulatory assets under management reported in its Form ADV filing dated February 19, 2026.

- CRD: 135757
- Filed as: 1ST SECURITIES MANAGEMENT, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bad Axe, MI
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135757
- AdvisorCensus page: https://advisorcensus.com/firm/1st-securities-management-inc-bad-axe-mi-135757

## Quick answers

**How is 1st Securities Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), 1st Securities Management, Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is 1st Securities Management, Inc located?**
1st Securities Management, Inc's principal office is in Bad Axe, MI, according to its Form ADV.

**Is 1st Securities Management, Inc registered with the SEC or a state?**
1st Securities Management, Inc is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 135757.

**What types of clients does 1st Securities Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (2).

**Does 1st Securities Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135757

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $0 |
| High net worth individuals | 2 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 1stsm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 1st Securities Management, Inc (CRD 135757): Form ADV filing data as of October 2026.