# 1st Financial LLC

> 1st Financial LLC is a state-registered investment advisory firm in New Port Richey, FL, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 159015
- Filed as: 1ST FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New Port Richey, FL
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/159015
- AdvisorCensus page: https://advisorcensus.com/firm/1st-financial-llc-new-port-richey-fl-159015

## Quick answers

**How is 1st Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 1st Financial LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is 1st Financial LLC located?**
1st Financial LLC's principal office is in New Port Richey, FL, according to its Form ADV.

**Is 1st Financial LLC registered with the SEC or a state?**
1st Financial LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 159015.

**How much does 1st Financial LLC manage?**
1st Financial LLC reports $5,000,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**What types of clients does 1st Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18).

**Does 1st Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159015

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $5,000,000
- Discretionary: $5,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $2,000,000 |
| High net worth individuals | Fewer than 5 | $3,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2011 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 1stfinancialwm.com
- Facebook @1stFinancialWm

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 1st Financial LLC (CRD 159015): Form ADV filing data as of October 2026.