# 1st Financial Investment, Inc.

> 1st Financial Investment, Inc. is a state-registered investment advisory firm in Clark'S Summit, PA, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 21, 2026.

- CRD: 283072
- Filed as: 1ST FINANCIAL INVESTMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Clark'S Summit, PA
- Filing period: October 2026
- Form ADV filing dated: July 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283072
- AdvisorCensus page: https://advisorcensus.com/firm/1st-financial-investment-inc-clark-s-summit-pa-283072

## Quick answers

**How is 1st Financial Investment, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), 1st Financial Investment, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 1st Financial Investment, Inc. located?**
1st Financial Investment, Inc.'s principal office is in Clark'S Summit, PA, according to its Form ADV.

**Is 1st Financial Investment, Inc. registered with the SEC or a state?**
1st Financial Investment, Inc. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283072.

**How much does 1st Financial Investment, Inc. manage?**
1st Financial Investment, Inc. reports $782,150 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (0% discretionary).

**What types of clients does 1st Financial Investment, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12); high net worth individuals (4).

**Does 1st Financial Investment, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283072

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $782,150
- Discretionary: $0
- Non-discretionary: $782,150

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $725,674 |
| High net worth individuals | 4 | $56,322 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $154 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 8 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CO, LA, MN, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [1stfinancialinvestment.com](https://1stfinancialinvestment.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 1st Financial Investment, Inc. (CRD 283072): Form ADV filing data as of October 2026.