# 1N Capital, LLC

> 1N Capital, LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 309502
- Filed as: 1N CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309502
- AdvisorCensus page: https://advisorcensus.com/firm/1n-capital-llc-309502

## Quick answers

**How is 1N Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 1N Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is 1N Capital, LLC registered with the SEC or a state?**
1N Capital, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309502.

**How much does 1N Capital, LLC manage?**
1N Capital, LLC reports $135,872,830 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have 1N Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for 1N Capital, LLC: Regulatory assets under management: $128,428,559 in the October 2021 data and $135,872,830 in the October 2026 data, up 6%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 1N Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25).

**Which custodians does 1N Capital, LLC use?**
1N Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does 1N Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309502

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Minimum annual fee: $10,000

> As a condition for starting and maintaining an investment management relationship, 1N Capital imposes a minimum annual fee of $10,000.

> 1N Capital may, in its sole discretion, elect to charge a lesser minimum fee based upon certain criteria , including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono activities.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $135,872,830
- Discretionary: $135,872,830
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 25 | $135,872,830 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 1ncapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,428,559 | 1 | February 8, 2021 |
| October 2022 | $112,991,192 | 1 | April 12, 2022 |
| October 2023 | $108,012,090 | 1 | February 22, 2023 |
| October 2024 | $106,430,286 | 1 | March 11, 2024 |
| October 2025 | $128,039,519 | 1 | March 12, 2025 |
| October 2026 | $135,872,830 | 1 | March 19, 2026 |

Regulatory assets under management: $128,428,559 in the October 2021 data and $135,872,830 in the October 2026 data, up 6%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 1N Capital, LLC (CRD 309502): Form ADV filing data as of October 2026.