{ "crd_number": 335007, "slug": "1789-capital-management-palm-beach-fl-335007", "primary_business_name": "1789 CAPITAL MANAGEMENT", "legal_name": "1789 CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Palm Beach", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-08-29", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-08-11", "carried_forward": false, "raum_total": 2725022048.0, "raum_discretionary": 1710646854.0, "raum_non_discretionary": 1014375194.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 13, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2725022048.0, "count": 26 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "AZ", "FL", "TX" ], "websites": [ "https://1789capital.io", "https://linkedin.com/company/1789-capital", "https://x.com/1789capital?mx=2" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335007", "disclosure_items": [ { "item": "11.H(1)(a)", "question": "In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.H(1)(b)", "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?" } ], "city_as_filed": "PALM BEACH", "url": "https://advisorcensus.com/firm/1789-capital-management-palm-beach-fl-335007", "display_name": "1789 Capital Management", "summary": "1789 Capital Management is an SEC-registered investment advisory firm in Palm Beach, FL, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 11, 2026.", "citation": "AdvisorCensus. 1789 Capital Management (CRD 335007): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is 1789 Capital Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), 1789 Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is 1789 Capital Management located?", "a": "1789 Capital Management's principal office is in Palm Beach, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is 1789 Capital Management registered with the SEC or a state?", "a": "1789 Capital Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335007." }, { "q": "How much does 1789 Capital Management manage?", "a": "1789 Capital Management reports $2,725,022,048 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (63% discretionary)." }, { "q": "What types of clients does 1789 Capital Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (26)." }, { "q": "Does 1789 Capital Management report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.H(1)(a) (court injunction in the past ten years) and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335007" }, { "q": "What changed in 1789 Capital Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 13. Regulatory assets under management went from $861,247,283 to $2,725,022,048 (+216%). Added an office in Dallas, TX. No longer lists an office in Scottsdale, AZ. Registered or notice-filed in TX." } ], "filing_history": [], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 8 to 13.", "Regulatory assets under management went from $861,247,283 to $2,725,022,048 (+216%).", "Added an office in Dallas, TX.", "No longer lists an office in Scottsdale, AZ.", "Registered or notice-filed in TX." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/1789-capital-management-palm-beach-fl-335007.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 26, "fewer_than_5": false, "raum": 2725022048.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335007", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }