# 133 Legacy

> 133 Legacy is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 328921
- Filed as: 133 LEGACY
- Legal name: 133 Legacy Planning Group LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328921
- AdvisorCensus page: https://advisorcensus.com/firm/133-legacy-328921

## Quick answers

**How is 133 Legacy compensated?**
On its Form ADV (Item 5.E, October 2026), 133 Legacy reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is 133 Legacy registered with the SEC or a state?**
133 Legacy is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328921.

**How much does 133 Legacy manage?**
133 Legacy reports $3,276,757 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**What types of clients does 133 Legacy serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); corporations or other businesses not listed above (2).

**Does 133 Legacy report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328921

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,276,757
- Discretionary: $3,276,757
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $3,274,387 |
| Corporations or other businesses not listed above | 2 | $2,370 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 133legacy.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 133 Legacy (CRD 328921): Form ADV filing data as of October 2026.