# 1207 Capital Group, LLC

> 1207 Capital Group, LLC is an SEC-registered investment advisory firm in Juneau, AK, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 162611
- Filed as: 1207 CAPITAL GROUP, LLC
- Also doing business as: CIMARRON FUNDS (DBA)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Juneau, AK
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162611
- AdvisorCensus page: https://advisorcensus.com/firm/1207-capital-group-llc-juneau-ak-162611

## Quick answers

**How is 1207 Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), 1207 Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is 1207 Capital Group, LLC located?**
1207 Capital Group, LLC's principal office is in Juneau, AK, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is 1207 Capital Group, LLC registered with the SEC or a state?**
1207 Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162611.

**How much does 1207 Capital Group, LLC manage?**
1207 Capital Group, LLC reports $162,741,607 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have 1207 Capital Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for 1207 Capital Group, LLC: Regulatory assets under management: $144,457,207 in the October 2021 data and $162,741,607 in the October 2026 data, up 13%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does 1207 Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does 1207 Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162611

**What changed in 1207 Capital Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $137,961,982 to $162,741,607 (+18%). No longer lists an office in Santa Fe, NM. Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $162,741,607
- Discretionary: $162,741,607
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $162,741,607 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, IL, NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chicago, IL

### Websites listed on Form ADV (Item 1.I)
- cimarrongrp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $144,457,207 | 6 | March 30, 2021 |
| October 2022 | $157,603,264 | 5 | June 30, 2022 |
| October 2023 | $138,423,558 | 4 | March 27, 2023 |
| October 2024 | $140,528,295 | 4 | March 29, 2024 |
| October 2025 | $137,961,982 | 4 | March 21, 2025 |
| October 2026 | $162,741,607 | 4 | March 30, 2026 |

Regulatory assets under management: $144,457,207 in the October 2021 data and $162,741,607 in the October 2026 data, up 13%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $137,961,982 to $162,741,607 (+18%).
- No longer lists an office in Santa Fe, NM.
- Registered or notice-filed in TX.

### March 2026
- Reported a succession: took over the business of 1207 Capital Group, LLC (CRD 162611) on January 12, 2026.
- Added an office in Chicago, IL.
- Registered or notice-filed in AK.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 1207 Capital Group, LLC (CRD 162611): Form ADV filing data as of October 2026.