# 114th Financial LC

> 114th Financial LC is a state-registered investment advisory firm, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated February 11, 2025.

- CRD: 332169
- Filed as: 114TH FINANCIAL LC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Utah
- Filing period: October 2026
- Form ADV filing dated: February 11, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332169
- AdvisorCensus page: https://advisorcensus.com/firm/114th-financial-lc-332169

## Quick answers

**How is 114th Financial LC compensated?**
On its Form ADV (Item 5.E, October 2026), 114th Financial LC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is 114th Financial LC registered with the SEC or a state?**
114th Financial LC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332169.

**What types of clients does 114th Financial LC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7).

**Does 114th Financial LC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332169

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- 114thfinancial.org
- LinkedIn @spencer-kenley

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. 114th Financial LC (CRD 332169): Form ADV filing data as of October 2026.