{ "path": "/advisors/wa/seattle", "url": "https://advisorcensus.com/advisors/wa/seattle/page/9", "page_type": "metro", "title": "Financial advisors in Seattle, WA", "filters": {}, "scope_total": 449, "faq": [ { "q": "How many financial advisory firms are there in Seattle, WA?", "a": "AdvisorCensus lists 449 investment advisory firms with a principal office in the Seattle metro area, from Form ADV filings as of October 2026: 201 SEC-registered, 148 state-registered, and 100 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Seattle, WA?", "a": "149 of the 449 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Seattle, WA offer financial planning?", "a": "205 of the 349 firms in Seattle, WA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Seattle, WA fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 149 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 449 investment advisory firms with a principal office in the Seattle metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Seattle has 449 investment advisory firms with a principal office in the metro area as of October 2026: 201 SEC-registered, 148 state-registered, and 100 exempt reporting advisers. 149 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 114 report under $100 million in regulatory assets under management. The metro area has 1,608,596 households, 403,953 of them with income of $200,000 or more, or 900 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Seattle, WA: 449 firms from Form ADV filings as of October 2026.", "total_firms": 449, "page": 9, "total_pages": 9, "sort": "name", "registration_types": { "sec": 201, "state": 148, "exempt": 100 }, "fee_model_mix": [ { "code": "fee-only", "count": 149 }, { "code": "percentage_of_aum", "count": 305 }, { "code": "hourly", "count": 148 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 170 }, { "code": "commissions", "count": 8 }, { "code": "performance_based", "count": 70 }, { "code": "other", "count": 40 }, { "code": "not_reported", "count": 100 } ], "years_registered_distribution": [ { "code": "under_5", "count": 180 }, { "code": "5_to_9", "count": 104 }, { "code": "10_to_19", "count": 98 }, { "code": "20_plus", "count": 63 }, { "code": "not_reported", "count": 4 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 63 }, { "code": "25m_100m", "count": 51 }, { "code": "100m_500m", "count": 114 }, { "code": "500m_1b", "count": 26 }, { "code": "1b_5b", "count": 34 }, { "code": "over_5b", "count": 20 }, { "code": "not_reported", "count": 141 } ], "firms": [ { "crd_number": 108917, "name": "Threadline Wealth", "name_as_filed": "THREADLINE WEALTH", "url": "https://advisorcensus.com/firm/threadline-wealth-bellevue-wa-108917", "city": "Bellevue", "state": "WA", "years_registered": 25, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 338133, "name": "Timberlane Real Asset Management, LLC", "name_as_filed": "TIMBERLANE REAL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/timberlane-real-asset-management-llc-seattle-wa-338133", "city": "Seattle", "state": "WA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 305778, "name": "Timothy Chen Advisors, LLC", "name_as_filed": "TIMOTHY CHEN ADVISORS, LLC", "url": "https://advisorcensus.com/firm/timothy-chen-advisors-llc-bothell-wa-305778", "city": "Bothell", "state": "WA", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 173304, "name": "Tola Capital Management, LLC", "name_as_filed": "TOLA CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/tola-capital-management-llc-seattle-wa-173304", "city": "Seattle", "state": "WA", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 166767, "name": "Tracker Research LLC", "name_as_filed": "TRACKER RESEARCH LLC", "url": "https://advisorcensus.com/firm/tracker-research-llc-seattle-wa-166767", "city": "Seattle", "state": "WA", "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 153166, "name": "Traner Smith Wealth Management, Inc.", "name_as_filed": "TRANER SMITH WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/traner-smith-wealth-management-inc-edmonds-wa-153166", "city": "Edmonds", "state": "WA", "years_registered": 16, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 341443, "name": "Trilogy Investment Advisors", "name_as_filed": "TRILOGY INVESTMENT ADVISORS", "url": "https://advisorcensus.com/firm/trilogy-investment-advisors-bellevue-wa-341443", "city": "Bellevue", "state": "WA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 118273, "name": "Truenorth Wealth Advisors", "name_as_filed": "TRUENORTH WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/truenorth-wealth-advisors-seattle-wa-118273", "city": "Seattle", "state": "WA", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 316079, "name": "Truewealth Financial Partners", "name_as_filed": "TRUEWEALTH FINANCIAL PARTNERS", "url": "https://advisorcensus.com/firm/truewealth-financial-partners-bellevue-wa-316079", "city": "Bellevue", "state": "WA", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 329785, "name": "Truvista Advisors LLC", "name_as_filed": "TRUVISTA ADVISORS LLC", "url": "https://advisorcensus.com/firm/truvista-advisors-llc-redmond-wa-329785", "city": "Redmond", "state": "WA", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 301548, "name": "Tschetter Group", "name_as_filed": "TSCHETTER GROUP", "url": "https://advisorcensus.com/firm/tschetter-group-bellevue-wa-301548", "city": "Bellevue", "state": "WA", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 281758, "name": "TSP Advisors, LLC", "name_as_filed": "TSP ADVISORS, LLC", "url": "https://advisorcensus.com/firm/tsp-advisors-llc-mercer-island-wa-281758", "city": "Mercer Island", "state": "WA", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 298206, "name": "Two Firs Financial", "name_as_filed": "TWO FIRS FINANCIAL", "url": "https://advisorcensus.com/firm/two-firs-financial-seattle-wa-298206", "city": "Seattle", "state": "WA", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 310259, "name": "Unico Investment Advisers LLC", "name_as_filed": "UNICO INVESTMENT ADVISERS LLC", "url": "https://advisorcensus.com/firm/unico-investment-advisers-llc-seattle-wa-310259", "city": "Seattle", "state": "WA", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 333280, "name": "Valiant Financial Planning, LLC", "name_as_filed": "VALIANT FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/valiant-financial-planning-llc-kirkland-wa-333280", "city": "Kirkland", "state": "WA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 304550, "name": "Van Ray Wealth Management", "name_as_filed": "VAN RAY WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/van-ray-wealth-management-edmonds-wa-304550", "city": "Edmonds", "state": "WA", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 312036, "name": "Vega Financial LLC", "name_as_filed": "VEGA FINANCIAL LLC", "url": "https://advisorcensus.com/firm/vega-financial-llc-mercer-island-wa-312036", "city": "Mercer Island", "state": "WA", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 312241, "name": "Veltra Capital", "name_as_filed": "VELTRA CAPITAL", "url": "https://advisorcensus.com/firm/veltra-capital-seattle-wa-312241", "city": "Seattle", "state": "WA", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 320732, "name": "Verve Management Group LLC", "name_as_filed": "VERVE MANAGEMENT GROUP LLC", "url": "https://advisorcensus.com/firm/verve-management-group-llc-seattle-wa-320732", "city": "Seattle", "state": "WA", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 152140, "name": "Viceroy Investment Advisors LLC", "name_as_filed": "VICEROY INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/viceroy-investment-advisors-llc-everett-wa-152140", "city": "Everett", "state": "WA", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 324604, "name": "Victor Jones CPA, PC", "name_as_filed": "VICTOR JONES CPA, PC", "url": "https://advisorcensus.com/firm/victor-jones-cpa-pc-seattle-wa-324604", "city": "Seattle", "state": "WA", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158899, "name": "Viewpoint Capital Management", "name_as_filed": "VIEWPOINT CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/viewpoint-capital-management-seattle-wa-158899", "city": "Seattle", "state": "WA", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339711, "name": "Vignec Financial LLC", "name_as_filed": "VIGNEC FINANCIAL LLC", "url": "https://advisorcensus.com/firm/vignec-financial-llc-seattle-wa-339711", "city": "Seattle", "state": "WA", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 162440, "name": "Voyager Capital LLC", "name_as_filed": "VOYAGER CAPITAL LLC", "url": "https://advisorcensus.com/firm/voyager-capital-llc-seattle-wa-162440", "city": "Seattle", "state": "WA", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 337346, "name": "Wafd Wealth, Inc", "name_as_filed": "WAFD WEALTH, INC", "url": "https://advisorcensus.com/firm/wafd-wealth-inc-seattle-wa-337346", "city": "Seattle", "state": "WA", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 338770, "name": "Wanics Capital Advisors LLC", "name_as_filed": "WANICS CAPITAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/wanics-capital-advisors-llc-kirkland-wa-338770", "city": "Kirkland", "state": "WA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 105253, "name": "Washington Capital Management Inc", "name_as_filed": "WASHINGTON CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/washington-capital-management-inc-seattle-wa-105253", "city": "Seattle", "state": "WA", "years_registered": 48, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 151309, "name": "Waterrock Global Asset Management", "name_as_filed": "WATERROCK GLOBAL ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/waterrock-global-asset-management-bellevue-wa-151309", "city": "Bellevue", "state": "WA", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 306208, "name": "Wayfinding Financial, LLC", "name_as_filed": "WAYFINDING FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/wayfinding-financial-llc-lynnwood-wa-306208", "city": "Lynnwood", "state": "WA", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 328565, "name": "Waystone Advisors LLC", "name_as_filed": "WAYSTONE ADVISORS LLC", "url": "https://advisorcensus.com/firm/waystone-advisors-llc-redmond-wa-328565", "city": "Redmond", "state": "WA", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 269840, "name": "Wealthcollab", "name_as_filed": "WEALTHCOLLAB", "url": "https://advisorcensus.com/firm/wealthcollab-bellevue-wa-269840", "city": "Bellevue", "state": "WA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 308915, "name": "Westlake Wealth Management LLC", "name_as_filed": "WESTLAKE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/westlake-wealth-management-llc-seattle-wa-308915", "city": "Seattle", "state": "WA", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 161921, "name": "Westriver Management, LLC", "name_as_filed": "WESTRIVER MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/westriver-management-llc-seattle-wa-161921", "city": "Seattle", "state": "WA", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 300994, "name": "Westward Partners LLC", "name_as_filed": "WESTWARD PARTNERS LLC", "url": "https://advisorcensus.com/firm/westward-partners-llc-seattle-wa-300994", "city": "Seattle", "state": "WA", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 311372, "name": "WMS Wealth Management LLC", "name_as_filed": "WMS WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/wms-wealth-management-llc-mukilteo-wa-311372", "city": "Mukilteo", "state": "WA", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 305821, "name": "Women's Wealth", "name_as_filed": "WOMEN'S WEALTH", "url": "https://advisorcensus.com/firm/women-s-wealth-tacoma-wa-305821", "city": "Tacoma", "state": "WA", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 309482, "name": "Wyatt Wealth Management", "name_as_filed": "WYATT WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/wyatt-wealth-management-arlington-wa-309482", "city": "Arlington", "state": "WA", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322387, "name": "Wyoming Systems Group of Businesses", "name_as_filed": "WYOMING SYSTEMS GROUP OF BUSINESSES", "url": "https://advisorcensus.com/firm/wyoming-systems-group-of-businesses-seattle-wa-322387", "city": "Seattle", "state": "WA", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 287601, "name": "Xstar Fund Management LLC", "name_as_filed": "XSTAR FUND MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/xstar-fund-management-llc-redmond-wa-287601", "city": "Redmond", "state": "WA", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327501, "name": "Zenithal Capital LLC", "name_as_filed": "ZENITHAL CAPITAL LLC", "url": "https://advisorcensus.com/firm/zenithal-capital-llc-bellevue-wa-327501", "city": "Bellevue", "state": "WA", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 327128, "name": "Zetlmaier Wealth Management LLC", "name_as_filed": "ZETLMAIER WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/zetlmaier-wealth-management-llc-seattle-wa-327128", "city": "Seattle", "state": "WA", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 128990, "name": "Zevenbergen Capital Investments LLC", "name_as_filed": "ZEVENBERGEN CAPITAL INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/zevenbergen-capital-investments-llc-edmonds-wa-128990", "city": "Edmonds", "state": "WA", "years_registered": 23, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 328443, "name": "Zoic Capital GP IV LLC", "name_as_filed": "ZOIC CAPITAL GP IV LLC", "url": "https://advisorcensus.com/firm/zoic-capital-gp-iv-llc-seattle-wa-328443", "city": "Seattle", "state": "WA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 305468, "name": "Zoic Capital GP Two LLC", "name_as_filed": "ZOIC CAPITAL GP TWO LLC", "url": "https://advisorcensus.com/firm/zoic-capital-gp-two-llc-seattle-wa-305468", "city": "Seattle", "state": "WA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 329998, "name": "Zoic Capital GP V LLC", "name_as_filed": "ZOIC CAPITAL GP V LLC", "url": "https://advisorcensus.com/firm/zoic-capital-gp-v-llc-seattle-wa-329998", "city": "Seattle", "state": "WA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 313958, "name": "Zoic Capital Netting I LLC", 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