# Financial advisors for high-net-worth individuals in Seattle, WA

> AdvisorCensus lists 238 investment advisory firms with a principal office in the Seattle metro area that report high-net-worth individuals among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/wa/seattle/for-high-net-worth-individuals/page/5

## At a glance

- Investment advisory firms: 238
- Registration: SEC-registered investment adviser: 146, State-registered investment adviser: 92
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 120 (50%); Percentage of assets 227 (95%); Hourly charges 123 (52%); Fixed fees 140 (59%); Commissions 6 (3%); Performance-based fees 28 (12%); Other 10 (4%)
- Regulatory assets under management (Item 5.F): Under $25 million 36 (15%); $25 million to $100 million 46 (19%); $100 million to $500 million 92 (39%); $500 million to $1 billion 22 (9%); $1 billion to $5 billion 24 (10%); Over $5 billion 12 (5%); Not reported 6 (3%)
- Years registered: Under 5 years 70 (29%); 5 to 9 years 71 (30%); 10 to 19 years 55 (23%); 20 years or more 42 (18%)

## Firms (page 5 of 5, 201 to 238 of 238, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Steward Capital LLC.](https://advisorcensus.com/firm/steward-capital-llc-bellevue-wa-283480) ([md](https://advisorcensus.com/firm/steward-capital-llc-bellevue-wa-283480.md)) | 283480 | Bellevue, WA | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly, Fixed fee, Performance fee |
| [Stock Management LLC](https://advisorcensus.com/firm/stock-management-llc-puyallup-wa-113902) ([md](https://advisorcensus.com/firm/stock-management-llc-puyallup-wa-113902.md)) | 113902 | Puyallup, WA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Stolz & Associates, PS](https://advisorcensus.com/firm/stolz-and-associates-ps-tacoma-wa-117216) ([md](https://advisorcensus.com/firm/stolz-and-associates-ps-tacoma-wa-117216.md)) | 117216 | Tacoma, WA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets |
| [Strait & Sound](https://advisorcensus.com/firm/strait-and-sound-seattle-wa-309306) ([md](https://advisorcensus.com/firm/strait-and-sound-seattle-wa-309306.md)) | 309306 | Seattle, WA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly |
| [Sunrise Financial Services LLC](https://advisorcensus.com/firm/sunrise-financial-services-llc-burien-wa-325955) ([md](https://advisorcensus.com/firm/sunrise-financial-services-llc-burien-wa-325955.md)) | 325955 | Burien, WA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Synergos Advisory](https://advisorcensus.com/firm/synergos-advisory-seattle-wa-304021) ([md](https://advisorcensus.com/firm/synergos-advisory-seattle-wa-304021.md)) | 304021 | Seattle, WA | State-registered investment adviser | Under $25 million | 7 | Hourly, Fixed fee |
| [Tacoma Investment Group](https://advisorcensus.com/firm/tacoma-investment-group-tacoma-wa-116741) ([md](https://advisorcensus.com/firm/tacoma-investment-group-tacoma-wa-116741.md)) | 116741 | Tacoma, WA | State-registered investment adviser | $25 million to $100 million | 31 | % of assets |
| [Talbot Financial, LLC](https://advisorcensus.com/firm/talbot-financial-llc-bellevue-wa-155162) ([md](https://advisorcensus.com/firm/talbot-financial-llc-bellevue-wa-155162.md)) | 155162 | Bellevue, WA | SEC-registered investment adviser | $1 billion to $5 billion | 15 | % of assets |
| [TFS Advisors, LLC](https://advisorcensus.com/firm/tfs-advisors-llc-edmonds-wa-167653) ([md](https://advisorcensus.com/firm/tfs-advisors-llc-edmonds-wa-167653.md)) | 167653 | Edmonds, WA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [The Fauser Group, LLC](https://advisorcensus.com/firm/the-fauser-group-llc-mercer-island-wa-282351) ([md](https://advisorcensus.com/firm/the-fauser-group-llc-mercer-island-wa-282351.md)) | 282351 | Mercer Island, WA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets |
| [The Planner's Edge LLC](https://advisorcensus.com/firm/the-planner-s-edge-llc-mercer-island-wa-114616) ([md](https://advisorcensus.com/firm/the-planner-s-edge-llc-mercer-island-wa-114616.md)) | 114616 | Mercer Island, WA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [The Retirement Solution LLC](https://advisorcensus.com/firm/the-retirement-solution-llc-redmond-wa-148106) ([md](https://advisorcensus.com/firm/the-retirement-solution-llc-redmond-wa-148106.md)) | 148106 | Redmond, WA | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Hourly, Fixed fee |
| [Thome Financial](https://advisorcensus.com/firm/thome-financial-bellevue-wa-129190) ([md](https://advisorcensus.com/firm/thome-financial-bellevue-wa-129190.md)) | 129190 | Bellevue, WA | State-registered investment adviser | $25 million to $100 million | 22 | % of assets, Hourly |
| [Threadline Wealth](https://advisorcensus.com/firm/threadline-wealth-bellevue-wa-108917) ([md](https://advisorcensus.com/firm/threadline-wealth-bellevue-wa-108917.md)) | 108917 | Bellevue, WA | SEC-registered investment adviser | Over $5 billion | 25 | % of assets, Hourly, Fixed fee |
| [Truenorth Wealth Advisors](https://advisorcensus.com/firm/truenorth-wealth-advisors-seattle-wa-118273) ([md](https://advisorcensus.com/firm/truenorth-wealth-advisors-seattle-wa-118273.md)) | 118273 | Seattle, WA | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [Truewealth Financial Partners](https://advisorcensus.com/firm/truewealth-financial-partners-bellevue-wa-316079) ([md](https://advisorcensus.com/firm/truewealth-financial-partners-bellevue-wa-316079.md)) | 316079 | Bellevue, WA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Truvista Advisors LLC](https://advisorcensus.com/firm/truvista-advisors-llc-redmond-wa-329785) ([md](https://advisorcensus.com/firm/truvista-advisors-llc-redmond-wa-329785.md)) | 329785 | Redmond, WA | State-registered investment adviser | $25 million to $100 million | 2 | % of assets |
| [Tschetter Group](https://advisorcensus.com/firm/tschetter-group-bellevue-wa-301548) ([md](https://advisorcensus.com/firm/tschetter-group-bellevue-wa-301548.md)) | 301548 | Bellevue, WA | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Hourly, Fixed fee |
| [Two Firs Financial](https://advisorcensus.com/firm/two-firs-financial-seattle-wa-298206) ([md](https://advisorcensus.com/firm/two-firs-financial-seattle-wa-298206.md)) | 298206 | Seattle, WA | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee |
| [Valiant Financial Planning, LLC](https://advisorcensus.com/firm/valiant-financial-planning-llc-kirkland-wa-333280) ([md](https://advisorcensus.com/firm/valiant-financial-planning-llc-kirkland-wa-333280.md)) | 333280 | Kirkland, WA | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Van Ray Wealth Management](https://advisorcensus.com/firm/van-ray-wealth-management-edmonds-wa-304550) ([md](https://advisorcensus.com/firm/van-ray-wealth-management-edmonds-wa-304550.md)) | 304550 | Edmonds, WA | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly, Fixed fee |
| [Vega Financial LLC](https://advisorcensus.com/firm/vega-financial-llc-mercer-island-wa-312036) ([md](https://advisorcensus.com/firm/vega-financial-llc-mercer-island-wa-312036.md)) | 312036 | Mercer Island, WA | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly |
| [Veltra Capital](https://advisorcensus.com/firm/veltra-capital-seattle-wa-312241) ([md](https://advisorcensus.com/firm/veltra-capital-seattle-wa-312241.md)) | 312241 | Seattle, WA | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee, Performance fee |
| [Viceroy Investment Advisors LLC](https://advisorcensus.com/firm/viceroy-investment-advisors-llc-everett-wa-152140) ([md](https://advisorcensus.com/firm/viceroy-investment-advisors-llc-everett-wa-152140.md)) | 152140 | Everett, WA | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Fixed fee |
| [Viewpoint Capital Management](https://advisorcensus.com/firm/viewpoint-capital-management-seattle-wa-158899) ([md](https://advisorcensus.com/firm/viewpoint-capital-management-seattle-wa-158899.md)) | 158899 | Seattle, WA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets |
| [Wafd Wealth, Inc](https://advisorcensus.com/firm/wafd-wealth-inc-seattle-wa-337346) ([md](https://advisorcensus.com/firm/wafd-wealth-inc-seattle-wa-337346.md)) | 337346 | Seattle, WA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Fixed fee |
| [Washington Capital Management Inc](https://advisorcensus.com/firm/washington-capital-management-inc-seattle-wa-105253) ([md](https://advisorcensus.com/firm/washington-capital-management-inc-seattle-wa-105253.md)) | 105253 | Seattle, WA | SEC-registered investment adviser | Over $5 billion | 48 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Waterrock Global Asset Management](https://advisorcensus.com/firm/waterrock-global-asset-management-bellevue-wa-151309) ([md](https://advisorcensus.com/firm/waterrock-global-asset-management-bellevue-wa-151309.md)) | 151309 | Bellevue, WA | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Fixed fee, Performance fee |
| [Wayfinding Financial, LLC](https://advisorcensus.com/firm/wayfinding-financial-llc-lynnwood-wa-306208) ([md](https://advisorcensus.com/firm/wayfinding-financial-llc-lynnwood-wa-306208.md)) | 306208 | Lynnwood, WA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Waystone Advisors LLC](https://advisorcensus.com/firm/waystone-advisors-llc-redmond-wa-328565) ([md](https://advisorcensus.com/firm/waystone-advisors-llc-redmond-wa-328565.md)) | 328565 | Redmond, WA | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Wealthcollab](https://advisorcensus.com/firm/wealthcollab-bellevue-wa-269840) ([md](https://advisorcensus.com/firm/wealthcollab-bellevue-wa-269840.md)) | 269840 | Bellevue, WA | SEC-registered investment adviser | $100 million to $500 million | 4 | Hourly, Fixed fee |
| [Westlake Wealth Management LLC](https://advisorcensus.com/firm/westlake-wealth-management-llc-seattle-wa-308915) ([md](https://advisorcensus.com/firm/westlake-wealth-management-llc-seattle-wa-308915.md)) | 308915 | Seattle, WA | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [WMS Wealth Management LLC](https://advisorcensus.com/firm/wms-wealth-management-llc-mukilteo-wa-311372) ([md](https://advisorcensus.com/firm/wms-wealth-management-llc-mukilteo-wa-311372.md)) | 311372 | Mukilteo, WA | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly |
| [Wyatt Wealth Management](https://advisorcensus.com/firm/wyatt-wealth-management-arlington-wa-309482) ([md](https://advisorcensus.com/firm/wyatt-wealth-management-arlington-wa-309482.md)) | 309482 | Arlington, WA | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Wyoming Systems Group of Businesses](https://advisorcensus.com/firm/wyoming-systems-group-of-businesses-seattle-wa-322387) ([md](https://advisorcensus.com/firm/wyoming-systems-group-of-businesses-seattle-wa-322387.md)) | 322387 | Seattle, WA | State-registered investment adviser | Not reported | 3 | Hourly |
| [Xstar Fund Management LLC](https://advisorcensus.com/firm/xstar-fund-management-llc-redmond-wa-287601) ([md](https://advisorcensus.com/firm/xstar-fund-management-llc-redmond-wa-287601.md)) | 287601 | Redmond, WA | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Performance fee |
| [Zetlmaier Wealth Management LLC](https://advisorcensus.com/firm/zetlmaier-wealth-management-llc-seattle-wa-327128) ([md](https://advisorcensus.com/firm/zetlmaier-wealth-management-llc-seattle-wa-327128.md)) | 327128 | Seattle, WA | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Zevenbergen Capital Investments LLC](https://advisorcensus.com/firm/zevenbergen-capital-investments-llc-edmonds-wa-128990) ([md](https://advisorcensus.com/firm/zevenbergen-capital-investments-llc-edmonds-wa-128990.md)) | 128990 | Edmonds, WA | SEC-registered investment adviser | $1 billion to $5 billion | 23 | % of assets, Other |

- Previous page: https://advisorcensus.com/advisors/wa/seattle/for-high-net-worth-individuals/page/4.md

## Questions people ask

**Which financial advisors in Seattle, WA work with high-net-worth individuals?**
238 investment advisory firms with a principal office in the Seattle metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one.

**How many financial advisory firms are there in Seattle, WA?**
AdvisorCensus lists 449 investment advisory firms with a principal office in the Seattle metro area, from Form ADV filings as of October 2026: 201 SEC-registered, 148 state-registered, and 100 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Seattle, WA?**
149 of the 449 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Seattle, WA offer financial planning?**
205 of the 349 firms in Seattle, WA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Seattle, WA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 149 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Washington](https://advisorcensus.com/advisors/wa) (https://advisorcensus.com/advisors/wa.md)
- [Financial advisors in Seattle, WA](https://advisorcensus.com/advisors/wa/seattle) (https://advisorcensus.com/advisors/wa/seattle.md)
- [Fee-only financial advisors in Seattle, WA](https://advisorcensus.com/advisors/wa/seattle/fee-only) (https://advisorcensus.com/advisors/wa/seattle/fee-only.md)
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- [Financial advisors in Spokane](https://advisorcensus.com/advisors/wa/spokane) (https://advisorcensus.com/advisors/wa/spokane.md)
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- [Financial advisors in Olympia](https://advisorcensus.com/advisors/wa/olympia) (https://advisorcensus.com/advisors/wa/olympia.md)
- [Financial advisors in Wenatchee](https://advisorcensus.com/advisors/wa/wenatchee) (https://advisorcensus.com/advisors/wa/wenatchee.md)
- [Financial advisors in Kennewick](https://advisorcensus.com/advisors/wa/kennewick) (https://advisorcensus.com/advisors/wa/kennewick.md)
- [Financial advisors in Yakima](https://advisorcensus.com/advisors/wa/yakima) (https://advisorcensus.com/advisors/wa/yakima.md)
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Cite as: AdvisorCensus. Financial advisors for high-net-worth individuals in Seattle, WA: 238 firms from Form ADV filings as of October 2026.