{ "path": "/advisors/wa/seattle/for-high-net-worth-individuals", "url": "https://advisorcensus.com/advisors/wa/seattle/for-high-net-worth-individuals/page/4", "page_type": "metro_answer", "title": "Financial advisors for high-net-worth individuals in Seattle, WA", "filters": {}, "scope_total": 238, "faq": [ { "q": "Which financial advisors in Seattle, WA work with high-net-worth individuals?", "a": "238 investment advisory firms with a principal office in the Seattle metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one." }, { "q": "How many financial advisory firms are there in Seattle, WA?", "a": "AdvisorCensus lists 449 investment advisory firms with a principal office in the Seattle metro area, from Form ADV filings as of October 2026: 201 SEC-registered, 148 state-registered, and 100 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Seattle, WA?", "a": "149 of the 449 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Seattle, WA offer financial planning?", "a": "205 of the 349 firms in Seattle, WA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Seattle, WA fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 149 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in Seattle, WA who work with high-net-worth individuals. AdvisorCensus lists 238 investment advisory firms with a principal office in the Seattle metro area that report high-net-worth individuals among their clients, as of October 2026. Reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically, and each firm's page lists its client types.", "about_market": "Seattle has 449 investment advisory firms with a principal office in the metro area as of October 2026: 201 SEC-registered, 148 state-registered, and 100 exempt reporting advisers. 149 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 114 report under $100 million in regulatory assets under management. The metro area has 1,608,596 households, 403,953 of them with income of $200,000 or more, or 900 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors for high-net-worth individuals in Seattle, WA: 238 firms from Form ADV filings as of October 2026.", "total_firms": 238, "page": 4, "total_pages": 5, "sort": "name", "registration_types": { "sec": 146, "state": 92, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 120 }, { "code": "percentage_of_aum", "count": 227 }, { "code": "hourly", "count": 123 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 140 }, { "code": "commissions", "count": 6 }, { "code": "performance_based", "count": 28 }, { "code": "other", "count": 10 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 70 }, { "code": "5_to_9", "count": 71 }, { "code": "10_to_19", "count": 55 }, { "code": "20_plus", "count": 42 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 36 }, { "code": "25m_100m", "count": 46 }, { "code": "100m_500m", "count": 92 }, { "code": "500m_1b", "count": 22 }, { "code": "1b_5b", "count": 24 }, { "code": "over_5b", "count": 12 }, { "code": "not_reported", "count": 6 } ], "firms": [ { "crd_number": 115157, "name": "Pacific Asset Management, LLC", "name_as_filed": "PACIFIC ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/pacific-asset-management-llc-gig-harbor-wa-115157", "city": "Gig Harbor", "state": "WA", "years_registered": 24, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 155774, "name": "Pacific Crest Financial Advisors, LLC", "name_as_filed": "PACIFIC CREST FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/pacific-crest-financial-advisors-llc-everett-wa-155774", "city": "Everett", "state": "WA", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 154160, "name": "Pacific Financial Advisors", "name_as_filed": "PACIFIC FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/pacific-financial-advisors-bellevue-wa-154160", "city": "Bellevue", "state": "WA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 119120, "name": "Pacific Horizon Investment Management LLC", "name_as_filed": "PACIFIC HORIZON INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/pacific-horizon-investment-management-llc-seattle-wa-119120", "city": "Seattle", "state": "WA", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 315663, "name": "Pacific Sage Partners, LLC", "name_as_filed": "PACIFIC SAGE PARTNERS, LLC", "url": "https://advisorcensus.com/firm/pacific-sage-partners-llc-edmonds-wa-315663", "city": "Edmonds", "state": "WA", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 114310, "name": "Parametric Portfolio Associates", "name_as_filed": "PARAMETRIC PORTFOLIO ASSOCIATES", "url": "https://advisorcensus.com/firm/parametric-portfolio-associates-seattle-wa-114310", "city": "Seattle", "state": "WA", "years_registered": 25, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 305115, "name": "Parcion Private Wealth LLC", "name_as_filed": "PARCION PRIVATE WEALTH LLC", "url": "https://advisorcensus.com/firm/parcion-private-wealth-llc-bellevue-wa-305115", "city": "Bellevue", "state": "WA", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 299217, "name": "Pathmont Investment Management", "name_as_filed": "PATHMONT INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/pathmont-investment-management-seattle-wa-299217", "city": "Seattle", "state": "WA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 297284, "name": "Paul R. Ried Financial Group, LLC", "name_as_filed": "PAUL R. RIED FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/paul-r-ried-financial-group-llc-bellevue-wa-297284", "city": "Bellevue", "state": "WA", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 318918, "name": "Penny Lane Wealth Management, LLC", "name_as_filed": "PENNY LANE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/penny-lane-wealth-management-llc-tacoma-wa-318918", "city": "Tacoma", "state": "WA", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 160134, "name": "Percension Wealth Advisors, LLC", "name_as_filed": "PERCENSION WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/percension-wealth-advisors-llc-redmond-wa-160134", "city": "Redmond", "state": "WA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 136480, "name": "Petrie Capital Management LLC.", "name_as_filed": "PETRIE CAPITAL MANAGEMENT LLC.", "url": "https://advisorcensus.com/firm/petrie-capital-management-llc-seattle-wa-136480", "city": "Seattle", "state": "WA", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 172429, "name": "PNW Asset Management", "name_as_filed": "PNW ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/pnw-asset-management-seattle-wa-172429", "city": "Seattle", "state": "WA", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 114586, "name": "Polaris Asset Management LLC", "name_as_filed": "POLARIS ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/polaris-asset-management-llc-seattle-wa-114586", "city": "Seattle", "state": "WA", "years_registered": 26, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 104685, "name": "Portfolio Strategies Inc", "name_as_filed": "PORTFOLIO STRATEGIES INC", "url": "https://advisorcensus.com/firm/portfolio-strategies-inc-tacoma-wa-104685", "city": "Tacoma", "state": "WA", "years_registered": 43, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 164532, "name": "Prevail Wealth Management", "name_as_filed": "PREVAIL WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/prevail-wealth-management-kirkland-wa-164532", "city": "Kirkland", "state": "WA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170043, "name": "Private Advisory", "name_as_filed": "PRIVATE ADVISORY", "url": "https://advisorcensus.com/firm/private-advisory-redmond-wa-170043", "city": "Redmond", "state": "WA", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 108815, "name": "Private Asset Management Inc", "name_as_filed": "PRIVATE ASSET MANAGEMENT INC", "url": "https://advisorcensus.com/firm/private-asset-management-inc-kirkland-wa-108815", "city": "Kirkland", "state": "WA", "years_registered": 30, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 167564, "name": "Private Wealth Management Solutions, LLC", "name_as_filed": "PRIVATE WEALTH MANAGEMENT SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/private-wealth-management-solutions-llc-bellevue-wa-167564", "city": "Bellevue", "state": "WA", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 289966, "name": "Prospero Wealth, LLC", "name_as_filed": "PROSPERO WEALTH, LLC", "url": "https://advisorcensus.com/firm/prospero-wealth-llc-seattle-wa-289966", "city": "Seattle", "state": "WA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 112299, "name": "PWR Financial Services", "name_as_filed": "PWR FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/pwr-financial-services-federal-way-wa-112299", "city": "Federal Way", "state": "WA", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 118776, "name": "R & R Retirement Services, Inc", "name_as_filed": "R & R RETIREMENT SERVICES, INC", "url": "https://advisorcensus.com/firm/r-and-r-retirement-services-inc-seattle-wa-118776", "city": "Seattle", "state": "WA", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328633, "name": "Rain DOG Financial", "name_as_filed": "RAIN DOG FINANCIAL", "url": "https://advisorcensus.com/firm/rain-dog-financial-bellevue-wa-328633", "city": "Bellevue", "state": "WA", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 332062, "name": "Rainier Family Wealth, Inc.", "name_as_filed": "RAINIER FAMILY WEALTH, INC.", "url": "https://advisorcensus.com/firm/rainier-family-wealth-inc-tacoma-wa-332062", "city": "Tacoma", "state": "WA", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 162125, "name": "Rainier Wealth Management LLC", "name_as_filed": "RAINIER WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rainier-wealth-management-llc-mukilteo-wa-162125", "city": "Mukilteo", "state": "WA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334465, "name": "Rare Wolf Capital LLC", "name_as_filed": "RARE WOLF CAPITAL LLC", "url": "https://advisorcensus.com/firm/rare-wolf-capital-llc-bellevue-wa-334465", "city": "Bellevue", "state": "WA", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332008, "name": "Rattlesnake Creek Capital LLC", "name_as_filed": "RATTLESNAKE CREEK CAPITAL LLC", "url": "https://advisorcensus.com/firm/rattlesnake-creek-capital-llc-seattle-wa-332008", "city": "Seattle", "state": "WA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 122686, "name": "Robert A. Underhill P.C.", "name_as_filed": "ROBERT A. UNDERHILL P.C.", "url": "https://advisorcensus.com/firm/robert-a-underhill-p-c-seattle-wa-122686", "city": "Seattle", "state": "WA", "years_registered": 23, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 143417, "name": "Robinswood Financial", "name_as_filed": "ROBINSWOOD FINANCIAL", "url": "https://advisorcensus.com/firm/robinswood-financial-kirkland-wa-143417", "city": "Kirkland", "state": "WA", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322267, "name": "Ruby Pebble Financial Planning LLC", "name_as_filed": "RUBY PEBBLE FINANCIAL PLANNING LLC", "url": "https://advisorcensus.com/firm/ruby-pebble-financial-planning-llc-seattle-wa-322267", "city": "Seattle", "state": "WA", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 106383, "name": "Runde & Co. LLC", "name_as_filed": "RUNDE & CO. LLC", "url": "https://advisorcensus.com/firm/runde-and-co-llc-seattle-wa-106383", "city": "Seattle", "state": "WA", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105864, "name": "S. R. Schill & Associates, Inc.", "name_as_filed": "S. R. SCHILL & ASSOCIATES, INC.", "url": "https://advisorcensus.com/firm/s-r-schill-and-associates-inc-mercer-island-wa-105864", "city": "Mercer Island", "state": "WA", "years_registered": 38, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 301328, "name": "Sage Advisors, LLC", "name_as_filed": "SAGE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sage-advisors-llc-edmonds-wa-301328", "city": "Edmonds", "state": "WA", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 112499, "name": "Sander Capital Advisors, Inc.", "name_as_filed": "SANDER CAPITAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/sander-capital-advisors-inc-seattle-wa-112499", "city": "Seattle", "state": "WA", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 155361, "name": "Sapling Wealth Management", "name_as_filed": "SAPLING WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/sapling-wealth-management-seattle-wa-155361", "city": "Seattle", "state": "WA", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 115592, "name": "Satori Financial LLC", "name_as_filed": "SATORI FINANCIAL LLC", "url": "https://advisorcensus.com/firm/satori-financial-llc-seattle-wa-115592", "city": "Seattle", "state": "WA", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 328247, "name": "Schmidt Financial Management", "name_as_filed": "SCHMIDT FINANCIAL MANAGEMENT", "url": "https://advisorcensus.com/firm/schmidt-financial-management-kirkland-wa-328247", "city": "Kirkland", "state": "WA", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 310849, "name": "SCS", "name_as_filed": "SCS", "url": "https://advisorcensus.com/firm/scs-bellevue-wa-310849", "city": "Bellevue", "state": "WA", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 285877, "name": "Seattle Wealth Management LLC", "name_as_filed": "SEATTLE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/seattle-wealth-management-llc-seattle-wa-285877", "city": "Seattle", "state": "WA", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 131618, "name": "Seneschal Family Office", "name_as_filed": "SENESCHAL FAMILY OFFICE", "url": "https://advisorcensus.com/firm/seneschal-family-office-tacoma-wa-131618", "city": "Tacoma", "state": "WA", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 304903, "name": "Serene Wealth Planning, LLC", "name_as_filed": "SERENE WEALTH PLANNING, LLC", "url": "https://advisorcensus.com/firm/serene-wealth-planning-llc-everett-wa-304903", "city": "Everett", "state": "WA", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 134699, "name": "Sitka Pacific Capital Management, LLC", "name_as_filed": "SITKA PACIFIC CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sitka-pacific-capital-management-llc-seattle-wa-134699", "city": "Seattle", "state": "WA", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 131685, "name": "SKG Investment Services, LLC", "name_as_filed": "SKG INVESTMENT SERVICES, LLC", "url": "https://advisorcensus.com/firm/skg-investment-services-llc-seattle-wa-131685", "city": "Seattle", "state": "WA", "years_registered": 21, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 131342, "name": "Smart Portfolios, LLC", "name_as_filed": "SMART PORTFOLIOS, LLC", "url": "https://advisorcensus.com/firm/smart-portfolios-llc-lake-forest-park-wa-131342", "city": "Lake Forest Park", "state": "WA", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 117392, "name": "Snider Financial Group", "name_as_filed": "SNIDER FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/snider-financial-group-bellevue-wa-117392", "city": "Bellevue", "state": "WA", "years_registered": 18, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 111277, "name": "Sonata Capital Group Inc", "name_as_filed": "SONATA CAPITAL GROUP INC", "url": "https://advisorcensus.com/firm/sonata-capital-group-inc-seattle-wa-111277", "city": "Seattle", "state": "WA", "years_registered": 26, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 141440, "name": "Sound Investment Strategies, Inc.", "name_as_filed": "SOUND INVESTMENT STRATEGIES, INC.", "url": "https://advisorcensus.com/firm/sound-investment-strategies-inc-bothell-wa-141440", "city": "Bothell", "state": "WA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 306332, "name": "Sound Legacy Wealth Advisors, LLC", "name_as_filed": "SOUND LEGACY WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sound-legacy-wealth-advisors-llc-bellevue-wa-306332", "city": "Bellevue", "state": "WA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 315590, 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