{
  "path": "/advisors/vt",
  "url": "https://advisorcensus.com/advisors/vt/page/2",
  "page_type": "state",
  "title": "Financial advisors in Vermont",
  "filters": {},
  "scope_total": 73,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Vermont?",
      "a": "AdvisorCensus lists 73 investment advisory firms with a principal office in Vermont, from Form ADV filings as of October 2026: 33 SEC-registered, 30 state-registered, and 10 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Vermont?",
      "a": "33 of the 73 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Vermont offer financial planning?",
      "a": "43 of the 63 firms in Vermont that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Vermont fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 33 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 73 investment advisory firms with a principal office in Vermont, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Vermont: 73 firms from Form ADV filings as of October 2026.",
  "total_firms": 73,
  "page": 2,
  "total_pages": 2,
  "sort": "name",
  "registration_types": {
    "sec": 33,
    "state": 30,
    "exempt": 10
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 33
    },
    {
      "code": "percentage_of_aum",
      "count": 59
    },
    {
      "code": "hourly",
      "count": 35
    },
    {
      "code": "subscription",
      "count": 0
    },
    {
      "code": "fixed",
      "count": 33
    },
    {
      "code": "commissions",
      "count": 2
    },
    {
      "code": "performance_based",
      "count": 8
    },
    {
      "code": "other",
      "count": 11
    },
    {
      "code": "not_reported",
      "count": 10
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 32
    },
    {
      "code": "5_to_9",
      "count": 10
    },
    {
      "code": "10_to_19",
      "count": 12
    },
    {
      "code": "20_plus",
      "count": 18
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 20
    },
    {
      "code": "25m_100m",
      "count": 7
    },
    {
      "code": "100m_500m",
      "count": 20
    },
    {
      "code": "500m_1b",
      "count": 5
    },
    {
      "code": "1b_5b",
      "count": 6
    },
    {
      "code": "over_5b",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 13
    }
  ],
  "firms": [
    {
      "crd_number": 109493,
      "name": "Otto & Associates, Inc.",
      "name_as_filed": "OTTO & ASSOCIATES, INC.",
      "url": "https://advisorcensus.com/firm/otto-and-associates-inc-norwich-vt-109493",
      "city": "Norwich",
      "state": "VT",
      "years_registered": 25,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338878,
      "name": "OX Lux Advisory LLC",
      "name_as_filed": "OX LUX ADVISORY LLC",
      "url": "https://advisorcensus.com/firm/ox-lux-advisory-llc-338878",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124801,
      "name": "Pathway Financial Advisors, LLC",
      "name_as_filed": "PATHWAY FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/pathway-financial-advisors-llc-south-burlington-vt-124801",
      "city": "South Burlington",
      "state": "VT",
      "years_registered": 21,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141397,
      "name": "Pochop Financial Management, Inc.",
      "name_as_filed": "POCHOP FINANCIAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/pochop-financial-management-inc-south-burlington-vt-141397",
      "city": "South Burlington",
      "state": "VT",
      "years_registered": 20,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141905,
      "name": "Poulos Advisors, Inc.",
      "name_as_filed": "POULOS ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/poulos-advisors-inc-south-burlington-vt-141905",
      "city": "South Burlington",
      "state": "VT",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110928,
      "name": "Prentiss Smith & Company, Inc.",
      "name_as_filed": "PRENTISS SMITH & COMPANY, INC.",
      "url": "https://advisorcensus.com/firm/prentiss-smith-and-company-inc-brattleboro-vt-110928",
      "city": "Brattleboro",
      "state": "VT",
      "years_registered": 44,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165310,
      "name": "Quantum Leap Capital, LLC",
      "name_as_filed": "QUANTUM LEAP CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/quantum-leap-capital-llc-south-burlington-vt-165310",
      "city": "South Burlington",
      "state": "VT",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 130825,
      "name": "Rock Point Advisors, LLC",
      "name_as_filed": "ROCK POINT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/rock-point-advisors-llc-burlington-vt-130825",
      "city": "Burlington",
      "state": "VT",
      "years_registered": 22,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343384,
      "name": "Roots & Sparrow",
      "name_as_filed": "ROOTS & SPARROW",
      "url": "https://advisorcensus.com/firm/roots-and-sparrow-343384",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329816,
      "name": "Shipwright Advisors",
      "name_as_filed": "SHIPWRIGHT ADVISORS",
      "url": "https://advisorcensus.com/firm/shipwright-advisors-burlington-vt-329816",
      "city": "Burlington",
      "state": "VT",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165525,
      "name": "Silverlake Wealth Management LLC",
      "name_as_filed": "SILVERLAKE WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/silverlake-wealth-management-llc-williston-vt-165525",
      "city": "Williston",
      "state": "VT",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299867,
      "name": "Soaring Wealth LLC",
      "name_as_filed": "SOARING WEALTH LLC",
      "url": "https://advisorcensus.com/firm/soaring-wealth-llc-299867",
      "city": null,
      "state": null,
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323281,
      "name": "Stage 2 Planning Partners LLC",
      "name_as_filed": "STAGE 2 PLANNING PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/stage-2-planning-partners-llc-s-burlington-vt-323281",
      "city": "S Burlington",
      "state": "VT",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338489,
      "name": "Tack Wealth",
      "name_as_filed": "TACK WEALTH",
      "url": "https://advisorcensus.com/firm/tack-wealth-338489",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 318799,
      "name": "Teucrium Investment Advisors, LLC",
      "name_as_filed": "TEUCRIUM INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/teucrium-investment-advisors-llc-burlington-vt-318799",
      "city": "Burlington",
      "state": "VT",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 172299,
      "name": "The Alchemist Fund",
      "name_as_filed": "THE ALCHEMIST FUND",
      "url": "https://advisorcensus.com/firm/the-alchemist-fund-172299",
      "city": null,
      "state": null,
      "years_registered": 12,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323597,
      "name": "Tres Palmas Ventures",
      "name_as_filed": "TRES PALMAS VENTURES",
      "url": "https://advisorcensus.com/firm/tres-palmas-ventures-burlington-vt-323597",
      "city": "Burlington",
      "state": "VT",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 170555,
      "name": "True North Financial Planning, LLC",
      "name_as_filed": "TRUE NORTH FINANCIAL PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/true-north-financial-planning-llc-south-burlington-vt-170555",
      "city": "South Burlington",
      "state": "VT",
      "years_registered": 12,
      "raum_band": "under_25m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329756,
      "name": "Veteran Wealth Planning",
      "name_as_filed": "VETERAN WEALTH PLANNING",
      "url": "https://advisorcensus.com/firm/veteran-wealth-planning-329756",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142223,
      "name": "Wealth Management Partners, LLC",
      "name_as_filed": "WEALTH MANAGEMENT PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/wealth-management-partners-llc-manchester-center-vt-142223",
      "city": "Manchester Center",
      "state": "VT",
      "years_registered": 19,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 305655,
      "name": "Westview Investment Advisors",
      "name_as_filed": "WESTVIEW INVESTMENT ADVISORS",
      "url": "https://advisorcensus.com/firm/westview-investment-advisors-burlington-vt-305655",
      "city": "Burlington",
      "state": "VT",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 137038,
      "name": "Williams Financial, LLC",
      "name_as_filed": "WILLIAMS FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/williams-financial-llc-north-bennington-vt-137038",
      "city": "North Bennington",
      "state": "VT",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 162874,
      "name": "XLCR Capital LLC",
      "name_as_filed": "XLCR CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/xlcr-capital-llc-burlington-vt-162874",
      "city": "Burlington",
      "state": "VT",
      "years_registered": null,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [
    {
      "path": "/advisors/vt/burlington",
      "name": "Burlington",
      "msa_name": "Burlington-South Burlington, VT",
      "state_code": "VT",
      "firm_count": 38
    }
  ],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/vt",
      "label": "Financial advisors in Vermont"
    },
    "fee_pages": [
      {
        "path": "/advisors/vt/fee-only",
        "label": "Fee-only financial advisors in Vermont",
        "firm_count": 33
      },
      {
        "path": "/advisors/vt/flat-fee",
        "label": "Flat-fee financial advisors in Vermont",
        "firm_count": 33
      },
      {
        "path": "/advisors/vt/hourly",
        "label": "Hourly financial advisors in Vermont",
        "firm_count": 35
      }
    ]
  },
  "csv": "https://advisorcensus.com/advisors/vt.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}