{ "path": "/advisors/vt/burlington", "url": "https://advisorcensus.com/advisors/vt/burlington", "page_type": "metro", "title": "Financial advisors in Burlington, VT", "filters": {}, "scope_total": 38, "faq": [ { "q": "How many financial advisory firms are there in Burlington, VT?", "a": "AdvisorCensus lists 38 investment advisory firms with a principal office in the Burlington metro area, from Form ADV filings as of October 2026: 20 SEC-registered, 9 state-registered, and 9 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Burlington, VT?", "a": "15 of the 38 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Burlington, VT offer financial planning?", "a": "23 of the 29 firms in Burlington, VT that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Burlington, VT fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 15 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 38 investment advisory firms with a principal office in the Burlington metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Burlington has 38 investment advisory firms with a principal office in the metro area as of October 2026: 20 SEC-registered, 9 state-registered, and 9 exempt reporting advisers. 15 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 9 report under $100 million in regulatory assets under management. The metro area has 94,559 households, 13,017 of them with income of $200,000 or more, or 343 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Burlington, VT: 38 firms from Form ADV filings as of October 2026.", "total_firms": 38, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 20, "state": 9, "exempt": 9 }, "fee_model_mix": [ { "code": "fee-only", "count": 15 }, { "code": "percentage_of_aum", "count": 28 }, { "code": "hourly", "count": 18 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 16 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 3 }, { "code": "other", "count": 2 }, { "code": "not_reported", "count": 9 } ], "years_registered_distribution": [ { "code": "under_5", "count": 18 }, { "code": "5_to_9", "count": 4 }, { "code": "10_to_19", "count": 6 }, { "code": "20_plus", "count": 9 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 6 }, { "code": "25m_100m", "count": 3 }, { "code": "100m_500m", "count": 13 }, { "code": "500m_1b", "count": 3 }, { "code": "1b_5b", "count": 3 }, { "code": "over_5b", "count": 1 }, { "code": "not_reported", "count": 9 } ], "firms": [ { "crd_number": 327552, "name": "44 North Capital, LLC", "name_as_filed": "44 NORTH CAPITAL, LLC", "url": "https://advisorcensus.com/firm/44-north-capital-llc-burlington-vt-327552", "city": "Burlington", "state": "VT", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 324234, "name": "Addisonmanagement, Inc.", "name_as_filed": "ADDISONMANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/addisonmanagement-inc-shelburne-vt-324234", "city": "Shelburne", "state": "VT", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 339487, "name": "Amor Fati Financial Services LLC", "name_as_filed": "AMOR FATI FINANCIAL SERVICES LLC", "url": "https://advisorcensus.com/firm/amor-fati-financial-services-llc-south-burlington-vt-339487", "city": "South Burlington", "state": "VT", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 115640, "name": "AMS Management", "name_as_filed": "AMS MANAGEMENT", "url": "https://advisorcensus.com/firm/ams-management-essex-jct-vt-115640", "city": "Essex Jct", "state": "VT", "years_registered": 31, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 312253, "name": "Antoine Williams & Associates Wealth Management, LLC", "name_as_filed": "ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/antoine-williams-and-associates-wealth-management-llc-shelburne-vt-312253", "city": "Shelburne", "state": "VT", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170534, "name": "Birchview Capital, LP", "name_as_filed": "BIRCHVIEW CAPITAL, LP", "url": "https://advisorcensus.com/firm/birchview-capital-lp-burlington-vt-170534", "city": "Burlington", "state": "VT", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 332847, "name": "Blue Slate Investment Management", "name_as_filed": "BLUE SLATE INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/blue-slate-investment-management-burlington-vt-332847", "city": "Burlington", "state": "VT", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 105057, "name": "Broadlake Financial Management", "name_as_filed": "BROADLAKE FINANCIAL MANAGEMENT", "url": "https://advisorcensus.com/firm/broadlake-financial-management-south-burlington-vt-105057", "city": "South Burlington", "state": "VT", "years_registered": 37, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 336768, "name": "Bullrock Management LLC", "name_as_filed": "BULLROCK MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/bullrock-management-llc-south-burlington-vt-336768", "city": "South Burlington", "state": "VT", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 341542, "name": "Cedar Wing LLC", "name_as_filed": "CEDAR WING LLC", "url": "https://advisorcensus.com/firm/cedar-wing-llc-shelburne-vt-341542", "city": "Shelburne", "state": "VT", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 132474, "name": "Champlain Investment Partners, LLC", "name_as_filed": "CHAMPLAIN INVESTMENT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/champlain-investment-partners-llc-burlington-vt-132474", "city": "Burlington", "state": "VT", "years_registered": 22, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 285378, "name": "Copper Leaf Financial, LLC", "name_as_filed": "COPPER LEAF FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/copper-leaf-financial-llc-williston-vt-285378", "city": "Williston", "state": "VT", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 328628, "name": "DF Venture Management, LLC", "name_as_filed": "DF VENTURE MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/df-venture-management-llc-burlington-vt-328628", "city": "Burlington", "state": "VT", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 154148, "name": "DWV Advisors, LLC", "name_as_filed": "DWV ADVISORS, LLC", "url": "https://advisorcensus.com/firm/dwv-advisors-llc-essex-junction-vt-154148", "city": "Essex Junction", "state": "VT", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116184, "name": "EMG", "name_as_filed": "EMG", "url": "https://advisorcensus.com/firm/emg-south-burlington-vt-116184", "city": "South Burlington", "state": "VT", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 110526, "name": "Farrow Financial Inc", "name_as_filed": "FARROW FINANCIAL INC", "url": "https://advisorcensus.com/firm/farrow-financial-inc-south-burlington-vt-110526", "city": "South Burlington", "state": "VT", "years_registered": 45, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 319530, "name": "Gaingels 10X Capital Diversity Management LLC", "name_as_filed": "GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gaingels-10x-capital-diversity-management-llc-burlington-vt-319530", "city": "Burlington", "state": "VT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 317100, "name": "Gaingels Management LLC", "name_as_filed": "GAINGELS MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gaingels-management-llc-burlington-vt-317100", "city": "Burlington", "state": "VT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 317099, "name": "Gaingels Ventures LLC", "name_as_filed": "GAINGELS VENTURES LLC", "url": "https://advisorcensus.com/firm/gaingels-ventures-llc-burlington-vt-317099", "city": "Burlington", "state": "VT", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 108045, "name": "Hanson & Doremus Investment Management", "name_as_filed": "HANSON & DOREMUS INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/hanson-and-doremus-investment-management-burlington-vt-108045", "city": "Burlington", "state": "VT", "years_registered": 28, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 341224, "name": "Hula Community Partners, LLC", "name_as_filed": "HULA COMMUNITY PARTNERS, LLC", "url": "https://advisorcensus.com/firm/hula-community-partners-llc-burlington-vt-341224", "city": "Burlington", "state": "VT", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 106450, "name": "Intrack Investment Management, Inc.", "name_as_filed": "INTRACK INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/intrack-investment-management-inc-south-burlington-vt-106450", "city": "South Burlington", "state": "VT", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 106749, "name": "M. Kraus & Company", "name_as_filed": "M. KRAUS & COMPANY", "url": "https://advisorcensus.com/firm/m-kraus-and-company-shelburne-vt-106749", "city": "Shelburne", "state": "VT", "years_registered": 30, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322908, "name": "Oak Maple Finance, LLC", "name_as_filed": "OAK MAPLE FINANCE, LLC", "url": "https://advisorcensus.com/firm/oak-maple-finance-llc-burlington-vt-322908", "city": "Burlington", "state": "VT", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284335, "name": "One Day in July LLC", "name_as_filed": "ONE DAY IN JULY LLC", "url": "https://advisorcensus.com/firm/one-day-in-july-llc-burlington-vt-284335", "city": "Burlington", "state": "VT", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 124801, "name": "Pathway Financial Advisors, LLC", "name_as_filed": "PATHWAY FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/pathway-financial-advisors-llc-south-burlington-vt-124801", "city": "South Burlington", "state": "VT", "years_registered": 21, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 141397, "name": "Pochop Financial Management, Inc.", "name_as_filed": "POCHOP FINANCIAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/pochop-financial-management-inc-south-burlington-vt-141397", "city": "South Burlington", "state": "VT", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 141905, "name": "Poulos Advisors, Inc.", "name_as_filed": "POULOS ADVISORS, INC.", "url": "https://advisorcensus.com/firm/poulos-advisors-inc-south-burlington-vt-141905", "city": "South Burlington", "state": "VT", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 165310, "name": "Quantum Leap Capital, LLC", "name_as_filed": "QUANTUM LEAP CAPITAL, LLC", "url": "https://advisorcensus.com/firm/quantum-leap-capital-llc-south-burlington-vt-165310", "city": "South Burlington", "state": "VT", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 130825, "name": "Rock Point Advisors, LLC", "name_as_filed": "ROCK POINT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/rock-point-advisors-llc-burlington-vt-130825", "city": "Burlington", "state": "VT", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329816, "name": "Shipwright Advisors", "name_as_filed": "SHIPWRIGHT ADVISORS", "url": "https://advisorcensus.com/firm/shipwright-advisors-burlington-vt-329816", "city": "Burlington", "state": "VT", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 165525, "name": "Silverlake Wealth Management LLC", "name_as_filed": "SILVERLAKE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/silverlake-wealth-management-llc-williston-vt-165525", "city": "Williston", "state": "VT", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323281, "name": "Stage 2 Planning Partners LLC", "name_as_filed": "STAGE 2 PLANNING PARTNERS LLC", "url": "https://advisorcensus.com/firm/stage-2-planning-partners-llc-s-burlington-vt-323281", "city": "S Burlington", "state": "VT", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 318799, "name": "Teucrium Investment Advisors, LLC", "name_as_filed": "TEUCRIUM INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/teucrium-investment-advisors-llc-burlington-vt-318799", "city": "Burlington", "state": "VT", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 323597, "name": "Tres Palmas Ventures", "name_as_filed": "TRES PALMAS VENTURES", "url": "https://advisorcensus.com/firm/tres-palmas-ventures-burlington-vt-323597", "city": "Burlington", "state": "VT", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 170555, "name": "True North Financial Planning, LLC", "name_as_filed": "TRUE NORTH FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/true-north-financial-planning-llc-south-burlington-vt-170555", "city": "South Burlington", "state": "VT", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305655, "name": "Westview Investment Advisors", "name_as_filed": "WESTVIEW INVESTMENT ADVISORS", "url": "https://advisorcensus.com/firm/westview-investment-advisors-burlington-vt-305655", "city": "Burlington", "state": "VT", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 162874, "name": "XLCR Capital LLC", "name_as_filed": "XLCR CAPITAL LLC", "url": "https://advisorcensus.com/firm/xlcr-capital-llc-burlington-vt-162874", "city": "Burlington", "state": "VT", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/vt", "label": "Financial advisors in Vermont" }, "metro": { "path": "/advisors/vt/burlington", "label": "Financial advisors in Burlington, VT" }, "city_pages": [ { "path": "/advisors/vt/burlington/south-burlington", "label": "Financial advisors in South Burlington, VT", "firm_count": 11 } ], "fee_pages": [ { "path": "/advisors/vt/burlington/fee-only", "label": "Fee-only financial advisors in Burlington, VT", "firm_count": 15 }, { "path": "/advisors/vt/burlington/flat-fee", "label": "Flat-fee financial advisors in Burlington, VT", "firm_count": 16 }, { "path": "/advisors/vt/burlington/hourly", "label": "Hourly financial advisors in Burlington, VT", "firm_count": 18 } ], "niche_pages": [ { "path": "/advisors/vt/burlington/business-owners", "firm_count": 1, "label": "Financial advisors for business owners in Burlington, VT" } ] }, "csv": "https://advisorcensus.com/advisors/vt/burlington.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" }, "sec_registrations_12_months": { "new_sec_registrations": 1, "sec_registered_at_start": 20, "per_100_registered": null, "national_per_100": 10.0, "as_of": "2026-09-01", "sentence": "Over the 12 months to September 1, 2026, 1 firm here registered with the SEC as investment advisers.", "source": "https://advisorcensus.com/reports/monthly/2026-09" } }