# Financial advisors in Houston, TX

> AdvisorCensus lists 661 investment advisory firms with a principal office in the Houston metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tx/houston/page/10

## At a glance

- Investment advisory firms: 661
- Registration: SEC-registered investment adviser: 303, State-registered investment adviser: 203, Exempt reporting adviser: 155
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 158 (31%); Percentage of assets 460 (91%); Hourly charges 165 (33%); Subscription fees (newsletter or periodical) 6 (1%); Fixed fees 222 (44%); Commissions 2 (0%); Performance-based fees 136 (27%); Other 70 (14%); No compensation arrangements reported 155
- Regulatory assets under management (Item 5.F): Under $25 million 103 (16%); $25 million to $100 million 69 (10%); $100 million to $500 million 140 (21%); $500 million to $1 billion 63 (10%); $1 billion to $5 billion 67 (10%); Over $5 billion 22 (3%); Not reported 197 (30%)
- Years registered: Under 5 years 285 (43%); 5 to 9 years 155 (23%); 10 to 19 years 121 (18%); 20 years or more 85 (13%); Not reported 15 (2%)

## Firms (page 10 of 14, 451 to 500 of 661, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Portfolio Dynamix](https://advisorcensus.com/firm/portfolio-dynamix-the-woodlands-tx-307069) ([md](https://advisorcensus.com/firm/portfolio-dynamix-the-woodlands-tx-307069.md)) | 307069 | The Woodlands, TX | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Position Wealth](https://advisorcensus.com/firm/position-wealth-the-woodlands-tx-325116) ([md](https://advisorcensus.com/firm/position-wealth-the-woodlands-tx-325116.md)) | 325116 | The Woodlands, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Post Oak Energy Capital, LP](https://advisorcensus.com/firm/post-oak-energy-capital-lp-houston-tx-162765) ([md](https://advisorcensus.com/firm/post-oak-energy-capital-lp-houston-tx-162765.md)) | 162765 | Houston, TX | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Post Oak Investment Management, Inc](https://advisorcensus.com/firm/post-oak-investment-management-inc-houston-tx-106601) ([md](https://advisorcensus.com/firm/post-oak-investment-management-inc-houston-tx-106601.md)) | 106601 | Houston, TX | State-registered investment adviser | Under $25 million | 27 | % of assets |
| [Post Oak Private Wealth Advisors](https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293) ([md](https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293.md)) | 159293 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly |
| [Potter Advisors LLC](https://advisorcensus.com/firm/potter-advisors-llc-houston-tx-165126) ([md](https://advisorcensus.com/firm/potter-advisors-llc-houston-tx-165126.md)) | 165126 | Houston, TX | State-registered investment adviser | Not reported | 11 | % of assets, Hourly, Fixed fee |
| [Powervia Ventures LLC](https://advisorcensus.com/firm/powervia-ventures-llc-houston-tx-311648) ([md](https://advisorcensus.com/firm/powervia-ventures-llc-houston-tx-311648.md)) | 311648 | Houston, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Precedent Wealth Partners, LLC](https://advisorcensus.com/firm/precedent-wealth-partners-llc-houston-tx-325203) ([md](https://advisorcensus.com/firm/precedent-wealth-partners-llc-houston-tx-325203.md)) | 325203 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Hourly, Fixed fee |
| [Preferred Income Fund 1 MGR LLC](https://advisorcensus.com/firm/preferred-income-fund-1-mgr-llc-houston-tx-333048) ([md](https://advisorcensus.com/firm/preferred-income-fund-1-mgr-llc-houston-tx-333048.md)) | 333048 | Houston, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Preferred Income Fund 2 MGR LLC](https://advisorcensus.com/firm/preferred-income-fund-2-mgr-llc-houston-tx-333050) ([md](https://advisorcensus.com/firm/preferred-income-fund-2-mgr-llc-houston-tx-333050.md)) | 333050 | Houston, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Presidio Financial, LLC](https://advisorcensus.com/firm/presidio-financial-llc-houston-tx-300270) ([md](https://advisorcensus.com/firm/presidio-financial-llc-houston-tx-300270.md)) | 300270 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Hourly, Fixed fee, Other |
| [Pronomos Capital Management, LLC](https://advisorcensus.com/firm/pronomos-capital-management-llc-houstin-tx-307363) ([md](https://advisorcensus.com/firm/pronomos-capital-management-llc-houstin-tx-307363.md)) | 307363 | Houstin, TX | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [Prota Financial](https://advisorcensus.com/firm/prota-financial-houston-tx-283776) ([md](https://advisorcensus.com/firm/prota-financial-houston-tx-283776.md)) | 283776 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Provident Wealth Advisors, LLC](https://advisorcensus.com/firm/provident-wealth-advisors-llc-the-woodlands-tx-157392) ([md](https://advisorcensus.com/firm/provident-wealth-advisors-llc-the-woodlands-tx-157392.md)) | 157392 | The Woodlands, TX | State-registered investment adviser | Not reported | 15 | Fixed fee, Other |
| [PRP](https://advisorcensus.com/firm/prp-houston-tx-119137) ([md](https://advisorcensus.com/firm/prp-houston-tx-119137.md)) | 119137 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [Public Safety Financial Group, LLC](https://advisorcensus.com/firm/public-safety-financial-group-llc-houston-tx-342737) ([md](https://advisorcensus.com/firm/public-safety-financial-group-llc-houston-tx-342737.md)) | 342737 | Houston, TX | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [Quantor Capital LLC](https://advisorcensus.com/firm/quantor-capital-llc-houston-tx-332629) ([md](https://advisorcensus.com/firm/quantor-capital-llc-houston-tx-332629.md)) | 332629 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Quantum Capital Group](https://advisorcensus.com/firm/quantum-capital-group-houston-tx-160267) ([md](https://advisorcensus.com/firm/quantum-capital-group-houston-tx-160267.md)) | 160267 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [Quantum Capital Group](https://advisorcensus.com/firm/quantum-capital-group-houston-tx-174733) ([md](https://advisorcensus.com/firm/quantum-capital-group-houston-tx-174733.md)) | 174733 | Houston, TX | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Performance fee |
| [Quattro Financial Advisors](https://advisorcensus.com/firm/quattro-financial-advisors-montgomery-tx-284852) ([md](https://advisorcensus.com/firm/quattro-financial-advisors-montgomery-tx-284852.md)) | 284852 | Montgomery, TX | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets |
| [Qvidtvm Management LLC](https://advisorcensus.com/firm/qvidtvm-management-llc-the-woodlands-tx-309456) ([md](https://advisorcensus.com/firm/qvidtvm-management-llc-the-woodlands-tx-309456.md)) | 309456 | The Woodlands, TX | SEC-registered investment adviser | $500 million to $1 billion | 5 | Performance fee |
| [Radar Financial Investments Corporation](https://advisorcensus.com/firm/radar-financial-investments-corporation-the-woodlands-tx-314823) ([md](https://advisorcensus.com/firm/radar-financial-investments-corporation-the-woodlands-tx-314823.md)) | 314823 | The Woodlands, TX | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [Recurrent Investment Advisors LLC](https://advisorcensus.com/firm/recurrent-investment-advisors-llc-houston-tx-288694) ([md](https://advisorcensus.com/firm/recurrent-investment-advisors-llc-houston-tx-288694.md)) | 288694 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets |
| [Red Swan Private Client](https://advisorcensus.com/firm/red-swan-private-client-houston-tx-307278) ([md](https://advisorcensus.com/firm/red-swan-private-client-houston-tx-307278.md)) | 307278 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Other |
| [Redfish Capital](https://advisorcensus.com/firm/redfish-capital-cypress-tx-323348) ([md](https://advisorcensus.com/firm/redfish-capital-cypress-tx-323348.md)) | 323348 | Cypress, TX | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [REK Advisors, Inc.](https://advisorcensus.com/firm/rek-advisors-inc-houston-tx-108198) ([md](https://advisorcensus.com/firm/rek-advisors-inc-houston-tx-108198.md)) | 108198 | Houston, TX | State-registered investment adviser | Not reported | 10 | Other |
| [Remington Bridge Management, LLC](https://advisorcensus.com/firm/remington-bridge-management-llc-spring-tx-175031) ([md](https://advisorcensus.com/firm/remington-bridge-management-llc-spring-tx-175031.md)) | 175031 | Spring, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Rhame & Gorrell Wealth Management](https://advisorcensus.com/firm/rhame-and-gorrell-wealth-management-the-woodlands-tx-283027) ([md](https://advisorcensus.com/firm/rhame-and-gorrell-wealth-management-the-woodlands-tx-283027.md)) | 283027 | The Woodlands, TX | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets |
| [RHP Wealth Management](https://advisorcensus.com/firm/rhp-wealth-management-houston-tx-304735) ([md](https://advisorcensus.com/firm/rhp-wealth-management-houston-tx-304735.md)) | 304735 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [RIA Advisors](https://advisorcensus.com/firm/ria-advisors-houston-tx-150661) ([md](https://advisorcensus.com/firm/ria-advisors-houston-tx-150661.md)) | 150661 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Subscription, Fixed fee |
| [Richards Financial Planning, LLC](https://advisorcensus.com/firm/richards-financial-planning-llc-houston-tx-306087) ([md](https://advisorcensus.com/firm/richards-financial-planning-llc-houston-tx-306087.md)) | 306087 | Houston, TX | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly, Other |
| [Ridgeback Capital Management](https://advisorcensus.com/firm/ridgeback-capital-management-bellaire-tx-113848) ([md](https://advisorcensus.com/firm/ridgeback-capital-management-bellaire-tx-113848.md)) | 113848 | Bellaire, TX | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly |
| [Ridgeback Financial LLC](https://advisorcensus.com/firm/ridgeback-financial-llc-clear-lake-shores-tx-336614) ([md](https://advisorcensus.com/firm/ridgeback-financial-llc-clear-lake-shores-tx-336614.md)) | 336614 | Clear Lake Shores, TX | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly |
| [Ridgewood Energy Corporation](https://advisorcensus.com/firm/ridgewood-energy-corporation-houston-tx-142136) ([md](https://advisorcensus.com/firm/ridgewood-energy-corporation-houston-tx-142136.md)) | 142136 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 19 | Fixed fee, Other |
| [Rise Capital Group LLC](https://advisorcensus.com/firm/rise-capital-group-llc-tomball-tx-334694) ([md](https://advisorcensus.com/firm/rise-capital-group-llc-tomball-tx-334694.md)) | 334694 | Tomball, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Rivercrest Investment Advisors, LLC](https://advisorcensus.com/firm/rivercrest-investment-advisors-llc-houston-tx-316608) ([md](https://advisorcensus.com/firm/rivercrest-investment-advisors-llc-houston-tx-316608.md)) | 316608 | Houston, TX | State-registered investment adviser | Under $25 million | 4 | % of assets, Performance fee |
| [Riverrock Asset Management LLC](https://advisorcensus.com/firm/riverrock-asset-management-llc-houston-tx-147691) ([md](https://advisorcensus.com/firm/riverrock-asset-management-llc-houston-tx-147691.md)) | 147691 | Houston, TX | SEC-registered investment adviser | Not reported | 3 | % of assets, Performance fee, Other |
| [Riverway Asset Management, Inc.](https://advisorcensus.com/firm/riverway-asset-management-inc-hiouston-tx-118004) ([md](https://advisorcensus.com/firm/riverway-asset-management-inc-hiouston-tx-118004.md)) | 118004 | Hiouston, TX | State-registered investment adviser | Not reported | 31 | % of assets |
| [RMDR Advisors, Inc.](https://advisorcensus.com/firm/rmdr-advisors-inc-pearland-tx-118473) ([md](https://advisorcensus.com/firm/rmdr-advisors-inc-pearland-tx-118473.md)) | 118473 | Pearland, TX | SEC-registered investment adviser | $100 million to $500 million | 19 | % of assets, Hourly, Fixed fee |
| [RMH Capital Advisors, LLC](https://advisorcensus.com/firm/rmh-capital-advisors-llc-houston-tx-136411) ([md](https://advisorcensus.com/firm/rmh-capital-advisors-llc-houston-tx-136411.md)) | 136411 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 21 | % of assets, Hourly, Fixed fee |
| [RNS Wealth Management, LLC](https://advisorcensus.com/firm/rns-wealth-management-llc-houston-tx-297486) ([md](https://advisorcensus.com/firm/rns-wealth-management-llc-houston-tx-297486.md)) | 297486 | Houston, TX | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Fixed fee, Other |
| [Robertson Investment Management](https://advisorcensus.com/firm/robertson-investment-management-houston-tx-115425) ([md](https://advisorcensus.com/firm/robertson-investment-management-houston-tx-115425.md)) | 115425 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets |
| [Rock Hill Capital](https://advisorcensus.com/firm/rock-hill-capital-houston-tx-163129) ([md](https://advisorcensus.com/firm/rock-hill-capital-houston-tx-163129.md)) | 163129 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Performance fee, Other |
| [Rockland Capital, LP](https://advisorcensus.com/firm/rockland-capital-lp-the-woodlands-tx-156791) ([md](https://advisorcensus.com/firm/rockland-capital-lp-the-woodlands-tx-156791.md)) | 156791 | The Woodlands, TX | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee |
| [ROG IX, LLC](https://advisorcensus.com/firm/rog-ix-llc-houston-tx-304142) ([md](https://advisorcensus.com/firm/rog-ix-llc-houston-tx-304142.md)) | 304142 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Performance fee |
| [ROG VI L.L.C.](https://advisorcensus.com/firm/rog-vi-l-l-c-houston-tx-285639) ([md](https://advisorcensus.com/firm/rog-vi-l-l-c-houston-tx-285639.md)) | 285639 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Fixed fee, Performance fee |
| [Rose Digital LLC](https://advisorcensus.com/firm/rose-digital-llc-houston-tx-335006) ([md](https://advisorcensus.com/firm/rose-digital-llc-houston-tx-335006.md)) | 335006 | Houston, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Rosman Asset Management, LLC](https://advisorcensus.com/firm/rosman-asset-management-llc-the-woodlands-tx-155922) ([md](https://advisorcensus.com/firm/rosman-asset-management-llc-the-woodlands-tx-155922.md)) | 155922 | The Woodlands, TX | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly |
| [Roth Financial Partners LLC](https://advisorcensus.com/firm/roth-financial-partners-llc-kingwood-tx-309814) ([md](https://advisorcensus.com/firm/roth-financial-partners-llc-kingwood-tx-309814.md)) | 309814 | Kingwood, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Royal Oaks Advisors LLC](https://advisorcensus.com/firm/royal-oaks-advisors-llc-houston-tx-170757) ([md](https://advisorcensus.com/firm/royal-oaks-advisors-llc-houston-tx-170757.md)) | 170757 | Houston, TX | State-registered investment adviser | Under $25 million | 12 | % of assets, Performance fee |

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## Questions people ask

**How many financial advisory firms are there in Houston, TX?**
AdvisorCensus lists 661 investment advisory firms with a principal office in the Houston metro area, from Form ADV filings as of October 2026: 303 SEC-registered, 203 state-registered, and 155 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Houston, TX?**
158 of the 661 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Houston, TX offer financial planning?**
254 of the 506 firms in Houston, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Houston, TX fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 158 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

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- [Financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston) (https://advisorcensus.com/advisors/tx/houston.md)
- [Fee-only financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston/fee-only) (https://advisorcensus.com/advisors/tx/houston/fee-only.md)
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- [Financial advisors in Sugar Land, TX](https://advisorcensus.com/advisors/tx/houston/sugar-land) (https://advisorcensus.com/advisors/tx/houston/sugar-land.md)
- [Financial advisors in Katy, TX](https://advisorcensus.com/advisors/tx/houston/katy) (https://advisorcensus.com/advisors/tx/houston/katy.md)
- [Financial advisors in Spring, TX](https://advisorcensus.com/advisors/tx/houston/spring) (https://advisorcensus.com/advisors/tx/houston/spring.md)
- [Financial advisors in Dallas](https://advisorcensus.com/advisors/tx/dallas) (https://advisorcensus.com/advisors/tx/dallas.md)
- [Financial advisors in Austin](https://advisorcensus.com/advisors/tx/austin) (https://advisorcensus.com/advisors/tx/austin.md)
- [Financial advisors in San Antonio](https://advisorcensus.com/advisors/tx/san-antonio) (https://advisorcensus.com/advisors/tx/san-antonio.md)
- [Financial advisors in Waco](https://advisorcensus.com/advisors/tx/waco) (https://advisorcensus.com/advisors/tx/waco.md)
- [Financial advisors in El Paso](https://advisorcensus.com/advisors/tx/el-paso) (https://advisorcensus.com/advisors/tx/el-paso.md)
- [Financial advisors in Lubbock](https://advisorcensus.com/advisors/tx/lubbock) (https://advisorcensus.com/advisors/tx/lubbock.md)
- [Financial advisors in Amarillo](https://advisorcensus.com/advisors/tx/amarillo) (https://advisorcensus.com/advisors/tx/amarillo.md)
- [Financial advisors in College Station](https://advisorcensus.com/advisors/tx/college-station) (https://advisorcensus.com/advisors/tx/college-station.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/tx/houston.csv

Cite as: AdvisorCensus. Financial advisors in Houston, TX: 661 firms from Form ADV filings as of October 2026.