{ "path": "/advisors/tx/houston", "url": "https://advisorcensus.com/advisors/tx/houston/page/10", "page_type": "metro", "title": "Financial advisors in Houston, TX", "filters": {}, "scope_total": 661, "faq": [ { "q": "How many financial advisory firms are there in Houston, TX?", "a": "AdvisorCensus lists 661 investment advisory firms with a principal office in the Houston metro area, from Form ADV filings as of October 2026: 303 SEC-registered, 203 state-registered, and 155 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Houston, TX?", "a": "158 of the 661 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Houston, TX offer financial planning?", "a": "254 of the 506 firms in Houston, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Houston, TX fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 158 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 661 investment advisory firms with a principal office in the Houston metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Houston has 661 investment advisory firms with a principal office in the metro area as of October 2026: 303 SEC-registered, 203 state-registered, and 155 exempt reporting advisers. 158 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 172 report under $100 million in regulatory assets under management. The metro area has 2,661,739 households, 388,429 of them with income of $200,000 or more, or 588 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Houston, TX: 661 firms from Form ADV filings as of October 2026.", "total_firms": 661, "page": 10, "total_pages": 14, "sort": "name", "registration_types": { "sec": 303, "state": 203, "exempt": 155 }, "fee_model_mix": [ { "code": "fee-only", "count": 158 }, { "code": "percentage_of_aum", "count": 460 }, { "code": "hourly", "count": 165 }, { "code": "subscription", "count": 6 }, { "code": "fixed", "count": 222 }, { "code": "commissions", "count": 2 }, { "code": "performance_based", "count": 136 }, { "code": "other", "count": 70 }, { "code": "not_reported", "count": 155 } ], "years_registered_distribution": [ { "code": "under_5", "count": 285 }, { "code": "5_to_9", "count": 155 }, { "code": "10_to_19", "count": 121 }, { "code": "20_plus", "count": 85 }, { "code": "not_reported", "count": 15 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 103 }, { "code": "25m_100m", "count": 69 }, { "code": "100m_500m", "count": 140 }, { "code": "500m_1b", "count": 63 }, { "code": "1b_5b", "count": 67 }, { "code": "over_5b", "count": 22 }, { "code": "not_reported", "count": 197 } ], "firms": [ { "crd_number": 307069, "name": "Portfolio Dynamix", "name_as_filed": "PORTFOLIO DYNAMIX", "url": "https://advisorcensus.com/firm/portfolio-dynamix-the-woodlands-tx-307069", "city": "The Woodlands", "state": "TX", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325116, "name": "Position Wealth", "name_as_filed": "POSITION WEALTH", "url": "https://advisorcensus.com/firm/position-wealth-the-woodlands-tx-325116", "city": "The Woodlands", "state": "TX", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 162765, "name": "Post Oak Energy Capital, LP", "name_as_filed": "POST OAK ENERGY CAPITAL, LP", "url": "https://advisorcensus.com/firm/post-oak-energy-capital-lp-houston-tx-162765", "city": "Houston", "state": "TX", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 106601, "name": "Post Oak Investment Management, Inc", "name_as_filed": "POST OAK INVESTMENT MANAGEMENT, INC", "url": "https://advisorcensus.com/firm/post-oak-investment-management-inc-houston-tx-106601", "city": "Houston", "state": "TX", "years_registered": 27, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 159293, "name": "Post Oak Private Wealth Advisors", "name_as_filed": "POST OAK PRIVATE WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293", "city": "Houston", "state": "TX", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 165126, "name": "Potter Advisors LLC", "name_as_filed": "POTTER ADVISORS LLC", "url": "https://advisorcensus.com/firm/potter-advisors-llc-houston-tx-165126", "city": "Houston", "state": "TX", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 311648, "name": "Powervia Ventures LLC", "name_as_filed": "POWERVIA VENTURES LLC", "url": "https://advisorcensus.com/firm/powervia-ventures-llc-houston-tx-311648", "city": "Houston", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 325203, "name": "Precedent Wealth Partners, LLC", "name_as_filed": "PRECEDENT WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/precedent-wealth-partners-llc-houston-tx-325203", "city": "Houston", "state": "TX", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 333048, "name": "Preferred Income Fund 1 MGR LLC", "name_as_filed": "PREFERRED INCOME FUND 1 MGR LLC", "url": "https://advisorcensus.com/firm/preferred-income-fund-1-mgr-llc-houston-tx-333048", "city": "Houston", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 333050, "name": "Preferred Income Fund 2 MGR LLC", "name_as_filed": "PREFERRED INCOME FUND 2 MGR LLC", "url": "https://advisorcensus.com/firm/preferred-income-fund-2-mgr-llc-houston-tx-333050", "city": "Houston", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 300270, "name": "Presidio Financial, LLC", "name_as_filed": "PRESIDIO FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/presidio-financial-llc-houston-tx-300270", "city": "Houston", "state": "TX", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 307363, "name": "Pronomos Capital Management, LLC", "name_as_filed": "PRONOMOS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/pronomos-capital-management-llc-houstin-tx-307363", "city": "Houstin", "state": "TX", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 283776, "name": "Prota Financial", "name_as_filed": "PROTA FINANCIAL", "url": "https://advisorcensus.com/firm/prota-financial-houston-tx-283776", "city": "Houston", "state": "TX", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 157392, "name": "Provident Wealth Advisors, LLC", "name_as_filed": "PROVIDENT WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/provident-wealth-advisors-llc-the-woodlands-tx-157392", "city": "The Woodlands", "state": "TX", "years_registered": 15, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 119137, "name": "PRP", "name_as_filed": "PRP", "url": "https://advisorcensus.com/firm/prp-houston-tx-119137", "city": "Houston", "state": "TX", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342737, "name": "Public Safety Financial Group, LLC", "name_as_filed": "PUBLIC SAFETY FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/public-safety-financial-group-llc-houston-tx-342737", "city": "Houston", "state": "TX", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332629, "name": "Quantor Capital LLC", "name_as_filed": "QUANTOR CAPITAL LLC", "url": "https://advisorcensus.com/firm/quantor-capital-llc-houston-tx-332629", "city": "Houston", "state": "TX", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 160267, "name": "Quantum Capital Group", "name_as_filed": "QUANTUM CAPITAL GROUP", "url": "https://advisorcensus.com/firm/quantum-capital-group-houston-tx-160267", "city": "Houston", "state": "TX", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 174733, "name": "Quantum Capital Group", "name_as_filed": "QUANTUM CAPITAL GROUP", "url": "https://advisorcensus.com/firm/quantum-capital-group-houston-tx-174733", "city": "Houston", "state": "TX", "years_registered": 11, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 284852, "name": "Quattro Financial Advisors", "name_as_filed": "QUATTRO FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/quattro-financial-advisors-montgomery-tx-284852", "city": "Montgomery", "state": "TX", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 309456, "name": "Qvidtvm Management LLC", "name_as_filed": "QVIDTVM MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/qvidtvm-management-llc-the-woodlands-tx-309456", "city": "The Woodlands", "state": "TX", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "performance_based" ], "enhanced": false }, { "crd_number": 314823, "name": "Radar Financial Investments Corporation", "name_as_filed": "RADAR FINANCIAL INVESTMENTS CORPORATION", "url": "https://advisorcensus.com/firm/radar-financial-investments-corporation-the-woodlands-tx-314823", "city": "The Woodlands", "state": "TX", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 288694, "name": "Recurrent Investment Advisors LLC", "name_as_filed": "RECURRENT INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/recurrent-investment-advisors-llc-houston-tx-288694", "city": "Houston", "state": "TX", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 307278, "name": "Red Swan Private Client", "name_as_filed": "RED SWAN PRIVATE CLIENT", "url": "https://advisorcensus.com/firm/red-swan-private-client-houston-tx-307278", "city": "Houston", "state": "TX", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 323348, "name": "Redfish Capital", "name_as_filed": "REDFISH CAPITAL", "url": "https://advisorcensus.com/firm/redfish-capital-cypress-tx-323348", "city": "Cypress", "state": "TX", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 108198, "name": "REK Advisors, Inc.", "name_as_filed": "REK ADVISORS, INC.", "url": "https://advisorcensus.com/firm/rek-advisors-inc-houston-tx-108198", "city": "Houston", "state": "TX", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 175031, "name": "Remington Bridge Management, LLC", "name_as_filed": "REMINGTON BRIDGE MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/remington-bridge-management-llc-spring-tx-175031", "city": "Spring", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 283027, "name": "Rhame & Gorrell Wealth Management", "name_as_filed": "RHAME & GORRELL WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/rhame-and-gorrell-wealth-management-the-woodlands-tx-283027", "city": "The Woodlands", "state": "TX", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 304735, "name": "RHP Wealth Management", "name_as_filed": "RHP WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/rhp-wealth-management-houston-tx-304735", "city": "Houston", "state": "TX", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 150661, "name": "RIA Advisors", "name_as_filed": "RIA ADVISORS", "url": "https://advisorcensus.com/firm/ria-advisors-houston-tx-150661", "city": "Houston", "state": "TX", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 306087, "name": "Richards Financial Planning, LLC", "name_as_filed": "RICHARDS FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/richards-financial-planning-llc-houston-tx-306087", "city": "Houston", "state": "TX", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 113848, "name": "Ridgeback Capital Management", "name_as_filed": "RIDGEBACK CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/ridgeback-capital-management-bellaire-tx-113848", "city": "Bellaire", "state": "TX", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 336614, "name": "Ridgeback Financial LLC", "name_as_filed": "RIDGEBACK FINANCIAL LLC", "url": "https://advisorcensus.com/firm/ridgeback-financial-llc-clear-lake-shores-tx-336614", "city": "Clear Lake Shores", "state": "TX", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 142136, "name": "Ridgewood Energy Corporation", "name_as_filed": "RIDGEWOOD ENERGY CORPORATION", "url": "https://advisorcensus.com/firm/ridgewood-energy-corporation-houston-tx-142136", "city": "Houston", "state": "TX", "years_registered": 19, "raum_band": "1b_5b", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 334694, "name": "Rise Capital Group LLC", "name_as_filed": "RISE CAPITAL GROUP LLC", "url": "https://advisorcensus.com/firm/rise-capital-group-llc-tomball-tx-334694", "city": "Tomball", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 316608, "name": "Rivercrest Investment Advisors, LLC", "name_as_filed": "RIVERCREST INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/rivercrest-investment-advisors-llc-houston-tx-316608", "city": "Houston", "state": "TX", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 147691, "name": "Riverrock Asset Management LLC", "name_as_filed": "RIVERROCK ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/riverrock-asset-management-llc-houston-tx-147691", "city": "Houston", "state": "TX", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 118004, "name": "Riverway Asset Management, Inc.", "name_as_filed": "RIVERWAY ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/riverway-asset-management-inc-hiouston-tx-118004", "city": "Hiouston", "state": "TX", "years_registered": 31, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 118473, "name": "RMDR Advisors, Inc.", "name_as_filed": "RMDR ADVISORS, INC.", "url": "https://advisorcensus.com/firm/rmdr-advisors-inc-pearland-tx-118473", "city": "Pearland", "state": "TX", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 136411, "name": "RMH Capital Advisors, LLC", "name_as_filed": "RMH CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/rmh-capital-advisors-llc-houston-tx-136411", "city": "Houston", "state": "TX", "years_registered": 21, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 297486, "name": "RNS Wealth Management, LLC", "name_as_filed": "RNS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rns-wealth-management-llc-houston-tx-297486", "city": "Houston", "state": "TX", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 115425, "name": "Robertson Investment Management", "name_as_filed": "ROBERTSON INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/robertson-investment-management-houston-tx-115425", "city": "Houston", "state": "TX", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 163129, "name": "Rock Hill Capital", "name_as_filed": "ROCK HILL CAPITAL", "url": "https://advisorcensus.com/firm/rock-hill-capital-houston-tx-163129", "city": "Houston", "state": "TX", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 156791, "name": "Rockland Capital, LP", "name_as_filed": "ROCKLAND CAPITAL, LP", "url": "https://advisorcensus.com/firm/rockland-capital-lp-the-woodlands-tx-156791", "city": "The Woodlands", "state": "TX", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 304142, "name": "ROG IX, LLC", "name_as_filed": "ROG IX, LLC", "url": "https://advisorcensus.com/firm/rog-ix-llc-houston-tx-304142", "city": "Houston", "state": "TX", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 285639, "name": "ROG VI L.L.C.", "name_as_filed": "ROG VI L.L.C.", "url": "https://advisorcensus.com/firm/rog-vi-l-l-c-houston-tx-285639", "city": "Houston", "state": "TX", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 335006, "name": "Rose Digital LLC", "name_as_filed": "ROSE DIGITAL LLC", "url": "https://advisorcensus.com/firm/rose-digital-llc-houston-tx-335006", "city": "Houston", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 155922, "name": "Rosman Asset Management, LLC", "name_as_filed": "ROSMAN ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rosman-asset-management-llc-the-woodlands-tx-155922", "city": "The Woodlands", "state": "TX", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 309814, "name": "Roth Financial Partners LLC", "name_as_filed": "ROTH FINANCIAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/roth-financial-partners-llc-kingwood-tx-309814", "city": "Kingwood", "state": "TX", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170757, "name": "Royal Oaks Advisors LLC", "name_as_filed": "ROYAL OAKS ADVISORS LLC", "url": "https://advisorcensus.com/firm/royal-oaks-advisors-llc-houston-tx-170757", "city": "Houston", "state": "TX", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/tx", "label": "Financial advisors in Texas" }, "metro": { "path": "/advisors/tx/houston", "label": "Financial advisors in Houston, TX" }, "city_pages": [ { "path": "/advisors/tx/houston/the-woodlands", "label": "Financial advisors in The Woodlands, TX", "firm_count": 59 }, { "path": "/advisors/tx/houston/sugar-land", "label": "Financial advisors in Sugar Land, TX", "firm_count": 25 }, { "path": "/advisors/tx/houston/katy", "label": "Financial advisors in Katy, TX", "firm_count": 16 }, { "path": "/advisors/tx/houston/spring", "label": "Financial advisors in Spring, TX", "firm_count": 13 } ], "fee_pages": [ { "path": "/advisors/tx/houston/fee-only", "label": "Fee-only financial advisors in Houston, TX", "firm_count": 158 }, { "path": "/advisors/tx/houston/flat-fee", "label": "Flat-fee financial advisors in Houston, TX", "firm_count": 222 }, { "path": "/advisors/tx/houston/hourly", "label": "Hourly financial advisors in Houston, TX", "firm_count": 165 } ], "answer_pages": [ { "path": "/advisors/tx/houston/for-high-net-worth-individuals", "firm_count": 303, "label": "Financial advisors for high-net-worth individuals in Houston, TX" }, { "path": "/advisors/tx/houston/for-retirement-plans", "firm_count": 86, "label": "Financial advisors for retirement plans in Houston, TX" }, { "path": "/advisors/tx/houston/for-businesses", "firm_count": 132, "label": "Financial advisors for businesses in Houston, TX" }, { "path": "/advisors/tx/houston/for-charities", "firm_count": 99, "label": "Financial advisors for charitable organizations in Houston, TX" }, { "path": "/advisors/tx/houston/no-account-minimum", "firm_count": 35, "label": "Financial advisors with no account minimum in Houston, TX" } ], "niche_pages": [ { "path": "/advisors/tx/houston/corporate-executives", "firm_count": 1, "label": "Financial advisors for corporate executives in Houston, TX" }, { "path": "/advisors/tx/houston/educators", "firm_count": 1, "label": "Financial advisors for educators in Houston, TX" }, { "path": "/advisors/tx/houston/retirees", "firm_count": 1, "label": "Financial advisors for retirees in Houston, TX" } ] }, "csv": "https://advisorcensus.com/advisors/tx/houston.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }