# Financial advisors for retirement plans in Houston, TX > AdvisorCensus lists 86 investment advisory firms with a principal office in the Houston metro area that report retirement plans among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed. Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tx/houston/for-retirement-plans/page/2 ## At a glance - Investment advisory firms: 86 - Registration: SEC-registered investment adviser: 59, State-registered investment adviser: 27 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 25 (29%); Percentage of assets 82 (95%); Hourly charges 33 (38%); Subscription fees (newsletter or periodical) 1 (1%); Fixed fees 49 (57%); Performance-based fees 13 (15%); Other 7 (8%) - Regulatory assets under management (Item 5.F): Under $25 million 9 (10%); $25 million to $100 million 15 (17%); $100 million to $500 million 23 (27%); $500 million to $1 billion 13 (15%); $1 billion to $5 billion 15 (17%); Over $5 billion 8 (9%); Not reported 3 (3%) - Years registered: Under 5 years 19 (22%); 5 to 9 years 24 (28%); 10 to 19 years 17 (20%); 20 years or more 26 (30%) ## Firms (page 2 of 2, 51 to 86 of 86, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [Mission Retirement](https://advisorcensus.com/firm/mission-retirement-tomball-tx-315964) ([md](https://advisorcensus.com/firm/mission-retirement-tomball-tx-315964.md)) | 315964 | Tomball, TX | State-registered investment adviser | $25 million to $100 million | 4 | % of assets | | [Mobius Fund](https://advisorcensus.com/firm/mobius-fund-houston-tx-328238) ([md](https://advisorcensus.com/firm/mobius-fund-houston-tx-328238.md)) | 328238 | Houston, TX | State-registered investment adviser | Not reported | 2 | % of assets, Performance fee | | [Momentum Financial Strategies, LLC](https://advisorcensus.com/firm/momentum-financial-strategies-llc-stafford-tx-315885) ([md](https://advisorcensus.com/firm/momentum-financial-strategies-llc-stafford-tx-315885.md)) | 315885 | Stafford, TX | State-registered investment adviser | Under $25 million | 2 | % of assets | | [Oaks Wealth Management](https://advisorcensus.com/firm/oaks-wealth-management-houston-tx-309759) ([md](https://advisorcensus.com/firm/oaks-wealth-management-houston-tx-309759.md)) | 309759 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee | | [Oakstreet Wealth Management, Inc.](https://advisorcensus.com/firm/oakstreet-wealth-management-inc-magnolia-tx-288723) ([md](https://advisorcensus.com/firm/oakstreet-wealth-management-inc-magnolia-tx-288723.md)) | 288723 | Magnolia, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee | | [Pickering Energy Partners LP](https://advisorcensus.com/firm/pickering-energy-partners-lp-houston-tx-302116) ([md](https://advisorcensus.com/firm/pickering-energy-partners-lp-houston-tx-302116.md)) | 302116 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Performance fee | | [Portfolio Advisory Council,l.l.c.](https://advisorcensus.com/firm/portfolio-advisory-council-l-l-c-houston-tx-107465) ([md](https://advisorcensus.com/firm/portfolio-advisory-council-l-l-c-houston-tx-107465.md)) | 107465 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 40 | % of assets, Hourly, Fixed fee | | [Post Oak Private Wealth Advisors](https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293) ([md](https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293.md)) | 159293 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly | | [PRP](https://advisorcensus.com/firm/prp-houston-tx-119137) ([md](https://advisorcensus.com/firm/prp-houston-tx-119137.md)) | 119137 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 6 | % of assets | | [RIA Advisors](https://advisorcensus.com/firm/ria-advisors-houston-tx-150661) ([md](https://advisorcensus.com/firm/ria-advisors-houston-tx-150661.md)) | 150661 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Subscription, Fixed fee | | [Sarofim Realty Advisors LLC](https://advisorcensus.com/firm/sarofim-realty-advisors-llc-houston-tx-106931) ([md](https://advisorcensus.com/firm/sarofim-realty-advisors-llc-houston-tx-106931.md)) | 106931 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 32 | % of assets, Performance fee | | [Sarofim Trust Co](https://advisorcensus.com/firm/sarofim-trust-co-houston-tx-106590) ([md](https://advisorcensus.com/firm/sarofim-trust-co-houston-tx-106590.md)) | 106590 | Houston, TX | SEC-registered investment adviser | Over $5 billion | 48 | % of assets | | [Saxon Financial Group](https://advisorcensus.com/firm/saxon-financial-group-houston-tx-311687) ([md](https://advisorcensus.com/firm/saxon-financial-group-houston-tx-311687.md)) | 311687 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Hourly, Fixed fee | | [SCI, Inc.](https://advisorcensus.com/firm/sci-inc-houston-tx-321197) ([md](https://advisorcensus.com/firm/sci-inc-houston-tx-321197.md)) | 321197 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 3 | % of assets | | [Segment Wealth Management, LLC](https://advisorcensus.com/firm/segment-wealth-management-llc-houston-tx-164877) ([md](https://advisorcensus.com/firm/segment-wealth-management-llc-houston-tx-164877.md)) | 164877 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Hourly, Fixed fee | | [SKB Advisory, LLC](https://advisorcensus.com/firm/skb-advisory-llc-houston-tx-304778) ([md](https://advisorcensus.com/firm/skb-advisory-llc-houston-tx-304778.md)) | 304778 | Houston, TX | State-registered investment adviser | Under $25 million | 7 | % of assets | | [Sovereign Wealth Advisors LLC](https://advisorcensus.com/firm/sovereign-wealth-advisors-llc-houston-tx-188524) ([md](https://advisorcensus.com/firm/sovereign-wealth-advisors-llc-houston-tx-188524.md)) | 188524 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 11 | % of assets, Hourly, Fixed fee | | [SSC](https://advisorcensus.com/firm/ssc-houston-tx-339313) ([md](https://advisorcensus.com/firm/ssc-houston-tx-339313.md)) | 339313 | Houston, TX | SEC-registered investment adviser | Under $25 million | 0 | Performance fee | | [Stegent Equity Advisors Inc.](https://advisorcensus.com/firm/stegent-equity-advisors-inc-houston-tx-114518) ([md](https://advisorcensus.com/firm/stegent-equity-advisors-inc-houston-tx-114518.md)) | 114518 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 21 | % of assets | | [Sucre'-Vail Wealth Advisors](https://advisorcensus.com/firm/sucre-vail-wealth-advisors-houston-tx-114679) ([md](https://advisorcensus.com/firm/sucre-vail-wealth-advisors-houston-tx-114679.md)) | 114679 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 20 | % of assets, Hourly, Fixed fee | | [Sweetwater Financial Advisors, LLC](https://advisorcensus.com/firm/sweetwater-financial-advisors-llc-sugar-land-tx-118372) ([md](https://advisorcensus.com/firm/sweetwater-financial-advisors-llc-sugar-land-tx-118372.md)) | 118372 | Sugar Land, TX | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Fixed fee, Performance fee | | [Symphony Financial, Ltd. Co.](https://advisorcensus.com/firm/symphony-financial-ltd-co-houston-tx-171816) ([md](https://advisorcensus.com/firm/symphony-financial-ltd-co-houston-tx-171816.md)) | 171816 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 12 | % of assets, Hourly, Fixed fee | | [Tanglewood Legacy Advisors, LLC](https://advisorcensus.com/firm/tanglewood-legacy-advisors-llc-houston-tx-127289) ([md](https://advisorcensus.com/firm/tanglewood-legacy-advisors-llc-houston-tx-127289.md)) | 127289 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Hourly, Fixed fee | | [Tanglewood Total Wealth Management, Inc.](https://advisorcensus.com/firm/tanglewood-total-wealth-management-inc-houston-tx-107639) ([md](https://advisorcensus.com/firm/tanglewood-total-wealth-management-inc-houston-tx-107639.md)) | 107639 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 35 | % of assets | | [Terraform Wealth, LLC](https://advisorcensus.com/firm/terraform-wealth-llc-houston-tx-325530) ([md](https://advisorcensus.com/firm/terraform-wealth-llc-houston-tx-325530.md)) | 325530 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets | | [The Clarus Group](https://advisorcensus.com/firm/the-clarus-group-houston-tx-310163) ([md](https://advisorcensus.com/firm/the-clarus-group-houston-tx-310163.md)) | 310163 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Fixed fee, Other | | [The Goff Financial Group](https://advisorcensus.com/firm/the-goff-financial-group-houston-tx-114796) ([md](https://advisorcensus.com/firm/the-goff-financial-group-houston-tx-114796.md)) | 114796 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 23 | % of assets, Hourly, Fixed fee | | [Thornton Financial Management and Services](https://advisorcensus.com/firm/thornton-financial-management-and-services-houston-tx-114457) ([md](https://advisorcensus.com/firm/thornton-financial-management-and-services-houston-tx-114457.md)) | 114457 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 33 | % of assets | | [Titan Retirement Advisors LLC](https://advisorcensus.com/firm/titan-retirement-advisors-llc-fulshear-tx-166359) ([md](https://advisorcensus.com/firm/titan-retirement-advisors-llc-fulshear-tx-166359.md)) | 166359 | Fulshear, TX | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee | | [TRB Wealth Management, LLC](https://advisorcensus.com/firm/trb-wealth-management-llc-houston-tx-309370) ([md](https://advisorcensus.com/firm/trb-wealth-management-llc-houston-tx-309370.md)) | 309370 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Hourly, Fixed fee | | [Tremont Street Advisors, LLC](https://advisorcensus.com/firm/tremont-street-advisors-llc-league-city-tx-172984) ([md](https://advisorcensus.com/firm/tremont-street-advisors-llc-league-city-tx-172984.md)) | 172984 | League City, TX | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Other | | [TSA Wealth Management](https://advisorcensus.com/firm/tsa-wealth-management-houston-tx-323123) ([md](https://advisorcensus.com/firm/tsa-wealth-management-houston-tx-323123.md)) | 323123 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets | | [Vaughan Nelson Investment Management, L.P.](https://advisorcensus.com/firm/vaughan-nelson-investment-management-l-p-houston-tx-106975) ([md](https://advisorcensus.com/firm/vaughan-nelson-investment-management-l-p-houston-tx-106975.md)) | 106975 | Houston, TX | SEC-registered investment adviser | Over $5 billion | 30 | % of assets, Performance fee | | [Verus Financial Group](https://advisorcensus.com/firm/verus-financial-group-sugar-land-tx-315153) ([md](https://advisorcensus.com/firm/verus-financial-group-sugar-land-tx-315153.md)) | 315153 | Sugar Land, TX | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee | | [Wealth Management Investment Advisors, LLC](https://advisorcensus.com/firm/wealth-management-investment-advisors-llc-spring-tx-170852) ([md](https://advisorcensus.com/firm/wealth-management-investment-advisors-llc-spring-tx-170852.md)) | 170852 | Spring, TX | State-registered investment adviser | Not reported | 8 | Fixed fee, Other | | [WJ Interests, LLC](https://advisorcensus.com/firm/wj-interests-llc-sugar-land-tx-114381) ([md](https://advisorcensus.com/firm/wj-interests-llc-sugar-land-tx-114381.md)) | 114381 | Sugar Land, TX | SEC-registered investment adviser | $500 million to $1 billion | 23 | % of assets, Hourly, Fixed fee | - Previous page: https://advisorcensus.com/advisors/tx/houston/for-retirement-plans.md ## Questions people ask **Which financial advisors in Houston, TX work with retirement plans?** 86 investment advisory firms with a principal office in the Houston metro area report retirement plans among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one. **How many financial advisory firms are there in Houston, TX?** AdvisorCensus lists 661 investment advisory firms with a principal office in the Houston metro area, from Form ADV filings as of October 2026: 303 SEC-registered, 203 state-registered, and 155 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in Houston, TX?** 158 of the 661 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in Houston, TX offer financial planning?** 254 of the 506 firms in Houston, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in Houston, TX fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 158 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality. ## Related pages - [Financial advisors in Texas](https://advisorcensus.com/advisors/tx) (https://advisorcensus.com/advisors/tx.md) - [Financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston) (https://advisorcensus.com/advisors/tx/houston.md) - [Fee-only financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston/fee-only) (https://advisorcensus.com/advisors/tx/houston/fee-only.md) - [Flat-fee financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston/flat-fee) (https://advisorcensus.com/advisors/tx/houston/flat-fee.md) - [Hourly financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston/hourly) (https://advisorcensus.com/advisors/tx/houston/hourly.md) - [Financial advisors for corporate executives in Houston, TX](https://advisorcensus.com/advisors/tx/houston/corporate-executives) (https://advisorcensus.com/advisors/tx/houston/corporate-executives.md) - [Financial advisors for educators in Houston, TX](https://advisorcensus.com/advisors/tx/houston/educators) (https://advisorcensus.com/advisors/tx/houston/educators.md) - [Financial advisors for retirees in Houston, TX](https://advisorcensus.com/advisors/tx/houston/retirees) (https://advisorcensus.com/advisors/tx/houston/retirees.md) - [Financial advisors in The Woodlands, TX](https://advisorcensus.com/advisors/tx/houston/the-woodlands) (https://advisorcensus.com/advisors/tx/houston/the-woodlands.md) - [Financial advisors in Sugar Land, TX](https://advisorcensus.com/advisors/tx/houston/sugar-land) (https://advisorcensus.com/advisors/tx/houston/sugar-land.md) - [Financial advisors in Katy, TX](https://advisorcensus.com/advisors/tx/houston/katy) (https://advisorcensus.com/advisors/tx/houston/katy.md) - [Financial advisors in Spring, TX](https://advisorcensus.com/advisors/tx/houston/spring) (https://advisorcensus.com/advisors/tx/houston/spring.md) - [Financial advisors in Dallas](https://advisorcensus.com/advisors/tx/dallas) (https://advisorcensus.com/advisors/tx/dallas.md) - [Financial advisors in Austin](https://advisorcensus.com/advisors/tx/austin) (https://advisorcensus.com/advisors/tx/austin.md) - [Financial advisors in San Antonio](https://advisorcensus.com/advisors/tx/san-antonio) (https://advisorcensus.com/advisors/tx/san-antonio.md) - [Financial advisors in Waco](https://advisorcensus.com/advisors/tx/waco) (https://advisorcensus.com/advisors/tx/waco.md) - [Financial advisors in El Paso](https://advisorcensus.com/advisors/tx/el-paso) (https://advisorcensus.com/advisors/tx/el-paso.md) - [Financial advisors in Lubbock](https://advisorcensus.com/advisors/tx/lubbock) (https://advisorcensus.com/advisors/tx/lubbock.md) - [Financial advisors in Amarillo](https://advisorcensus.com/advisors/tx/amarillo) (https://advisorcensus.com/advisors/tx/amarillo.md) - [Financial advisors in College Station](https://advisorcensus.com/advisors/tx/college-station) (https://advisorcensus.com/advisors/tx/college-station.md) Cite as: AdvisorCensus. Financial advisors for retirement plans in Houston, TX: 86 firms from Form ADV filings as of October 2026.