# Financial advisors for businesses in Houston, TX

> AdvisorCensus lists 132 investment advisory firms with a principal office in the Houston metro area that report businesses among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tx/houston/for-businesses/page/2

## At a glance

- Investment advisory firms: 132
- Registration: SEC-registered investment adviser: 107, State-registered investment adviser: 25
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 43 (33%); Percentage of assets 129 (98%); Hourly charges 55 (42%); Subscription fees (newsletter or periodical) 1 (1%); Fixed fees 70 (53%); Performance-based fees 24 (18%); Other 12 (9%)
- Regulatory assets under management (Item 5.F): Under $25 million 12 (9%); $25 million to $100 million 9 (7%); $100 million to $500 million 47 (36%); $500 million to $1 billion 24 (18%); $1 billion to $5 billion 29 (22%); Over $5 billion 10 (8%); Not reported 1 (1%)
- Years registered: Under 5 years 40 (30%); 5 to 9 years 31 (23%); 10 to 19 years 31 (23%); 20 years or more 30 (23%)

## Firms (page 2 of 3, 51 to 100 of 132, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [GBM Wealth Management, Inc.](https://advisorcensus.com/firm/gbm-wealth-management-inc-houston-tx-145049) ([md](https://advisorcensus.com/firm/gbm-wealth-management-inc-houston-tx-145049.md)) | 145049 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [GFS Advisors LLC](https://advisorcensus.com/firm/gfs-advisors-llc-houston-tx-143110) ([md](https://advisorcensus.com/firm/gfs-advisors-llc-houston-tx-143110.md)) | 143110 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 19 | % of assets, Performance fee |
| [GMI Global Partners LLC](https://advisorcensus.com/firm/gmi-global-partners-llc-houston-tx-328066) ([md](https://advisorcensus.com/firm/gmi-global-partners-llc-houston-tx-328066.md)) | 328066 | Houston, TX | State-registered investment adviser | Under $25 million | 1 | % of assets, Performance fee |
| [Goodman Financial Corporation](https://advisorcensus.com/firm/goodman-financial-corporation-houston-tx-114637) ([md](https://advisorcensus.com/firm/goodman-financial-corporation-houston-tx-114637.md)) | 114637 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 24 | % of assets, Hourly |
| [Granite Harbor Advisors, Inc.](https://advisorcensus.com/firm/granite-harbor-advisors-inc-houston-tx-179523) ([md](https://advisorcensus.com/firm/granite-harbor-advisors-inc-houston-tx-179523.md)) | 179523 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Hourly, Fixed fee, Performance fee |
| [Guided Capital Wealth Management, LLC](https://advisorcensus.com/firm/guided-capital-wealth-management-llc-houston-tx-310056) ([md](https://advisorcensus.com/firm/guided-capital-wealth-management-llc-houston-tx-310056.md)) | 310056 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee |
| [Haven Wealth Group](https://advisorcensus.com/firm/haven-wealth-group-houston-tx-148099) ([md](https://advisorcensus.com/firm/haven-wealth-group-houston-tx-148099.md)) | 148099 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 18 | % of assets, Other |
| [HFG Wealth Management, LLC](https://advisorcensus.com/firm/hfg-wealth-management-llc-the-woodlands-tx-148406) ([md](https://advisorcensus.com/firm/hfg-wealth-management-llc-the-woodlands-tx-148406.md)) | 148406 | The Woodlands, TX | SEC-registered investment adviser | $500 million to $1 billion | 17 | % of assets, Hourly, Fixed fee |
| [Horizon Wealth Advisors](https://advisorcensus.com/firm/horizon-wealth-advisors-houston-tx-114102) ([md](https://advisorcensus.com/firm/horizon-wealth-advisors-houston-tx-114102.md)) | 114102 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 23 | % of assets, Fixed fee |
| [Hourglass Capital, LLC](https://advisorcensus.com/firm/hourglass-capital-llc-houston-tx-147754) ([md](https://advisorcensus.com/firm/hourglass-capital-llc-houston-tx-147754.md)) | 147754 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 18 | % of assets, Performance fee |
| [IAS Wealth Management, Inc.](https://advisorcensus.com/firm/ias-wealth-management-inc-the-woodlands-tx-112486) ([md](https://advisorcensus.com/firm/ias-wealth-management-inc-the-woodlands-tx-112486.md)) | 112486 | The Woodlands, TX | SEC-registered investment adviser | $500 million to $1 billion | 24 | % of assets, Hourly, Fixed fee |
| [Icon Wealth Partners](https://advisorcensus.com/firm/icon-wealth-partners-houston-tx-319609) ([md](https://advisorcensus.com/firm/icon-wealth-partners-houston-tx-319609.md)) | 319609 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Other |
| [Inscription Capital, LLC](https://advisorcensus.com/firm/inscription-capital-llc-houston-tx-291780) ([md](https://advisorcensus.com/firm/inscription-capital-llc-houston-tx-291780.md)) | 291780 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Hourly, Fixed fee |
| [Integra Wealth Advisors, LLC](https://advisorcensus.com/firm/integra-wealth-advisors-llc-houston-tx-156216) ([md](https://advisorcensus.com/firm/integra-wealth-advisors-llc-houston-tx-156216.md)) | 156216 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Intrua Financial](https://advisorcensus.com/firm/intrua-financial-houston-tx-281554) ([md](https://advisorcensus.com/firm/intrua-financial-houston-tx-281554.md)) | 281554 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Hourly, Fixed fee |
| [Jaykay Wealth Advisors, Inc.](https://advisorcensus.com/firm/jaykay-wealth-advisors-inc-houston-tx-170192) ([md](https://advisorcensus.com/firm/jaykay-wealth-advisors-inc-houston-tx-170192.md)) | 170192 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Joyce Wealth Management, LLC](https://advisorcensus.com/firm/joyce-wealth-management-llc-houston-tx-325221) ([md](https://advisorcensus.com/firm/joyce-wealth-management-llc-houston-tx-325221.md)) | 325221 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [JV Global Capital, Inc.](https://advisorcensus.com/firm/jv-global-capital-inc-houston-tx-316742) ([md](https://advisorcensus.com/firm/jv-global-capital-inc-houston-tx-316742.md)) | 316742 | Houston, TX | State-registered investment adviser | Under $25 million | 4 | % of assets, Fixed fee |
| [Kanos Capital Management, LLC](https://advisorcensus.com/firm/kanos-capital-management-llc-houston-tx-128395) ([md](https://advisorcensus.com/firm/kanos-capital-management-llc-houston-tx-128395.md)) | 128395 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Kayne Anderson Capital Advisors, L.P.](https://advisorcensus.com/firm/kayne-anderson-capital-advisors-l-p-houston-tx-104536) ([md](https://advisorcensus.com/firm/kayne-anderson-capital-advisors-l-p-houston-tx-104536.md)) | 104536 | Houston, TX | SEC-registered investment adviser | Over $5 billion | 32 | % of assets, Fixed fee, Performance fee |
| [Kings Path Partners LLC](https://advisorcensus.com/firm/kings-path-partners-llc-sugar-land-tx-269876) ([md](https://advisorcensus.com/firm/kings-path-partners-llc-sugar-land-tx-269876.md)) | 269876 | Sugar Land, TX | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Hourly, Fixed fee |
| [Kingwood Investment Group](https://advisorcensus.com/firm/kingwood-investment-group-kingwood-tx-330330) ([md](https://advisorcensus.com/firm/kingwood-investment-group-kingwood-tx-330330.md)) | 330330 | Kingwood, TX | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Koinonia Financial](https://advisorcensus.com/firm/koinonia-financial-the-woodlands-tx-312136) ([md](https://advisorcensus.com/firm/koinonia-financial-the-woodlands-tx-312136.md)) | 312136 | The Woodlands, TX | State-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Linscomb Wealth, Inc.](https://advisorcensus.com/firm/linscomb-wealth-inc-houston-tx-106779) ([md](https://advisorcensus.com/firm/linscomb-wealth-inc-houston-tx-106779.md)) | 106779 | Houston, TX | SEC-registered investment adviser | Over $5 billion | 31 | % of assets, Hourly, Fixed fee |
| [M.C. Byrd Wealth Management, LLC](https://advisorcensus.com/firm/m-c-byrd-wealth-management-llc-bellville-tx-151070) ([md](https://advisorcensus.com/firm/m-c-byrd-wealth-management-llc-bellville-tx-151070.md)) | 151070 | Bellville, TX | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee |
| [MDX Wealth Management](https://advisorcensus.com/firm/mdx-wealth-management-sugarland-tx-161309) ([md](https://advisorcensus.com/firm/mdx-wealth-management-sugarland-tx-161309.md)) | 161309 | Sugarland, TX | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Hourly |
| [Mellig Group, LLC](https://advisorcensus.com/firm/mellig-group-llc-the-woodlands-tx-283152) ([md](https://advisorcensus.com/firm/mellig-group-llc-the-woodlands-tx-283152.md)) | 283152 | The Woodlands, TX | State-registered investment adviser | $100 million to $500 million | 10 | % of assets, Hourly, Fixed fee, Performance fee |
| [Mission Retirement](https://advisorcensus.com/firm/mission-retirement-tomball-tx-315964) ([md](https://advisorcensus.com/firm/mission-retirement-tomball-tx-315964.md)) | 315964 | Tomball, TX | State-registered investment adviser | $25 million to $100 million | 4 | % of assets |
| [Mobius Fund](https://advisorcensus.com/firm/mobius-fund-houston-tx-328238) ([md](https://advisorcensus.com/firm/mobius-fund-houston-tx-328238.md)) | 328238 | Houston, TX | State-registered investment adviser | Not reported | 2 | % of assets, Performance fee |
| [Monex Asset Management, Inc.](https://advisorcensus.com/firm/monex-asset-management-inc-houston-tx-148123) ([md](https://advisorcensus.com/firm/monex-asset-management-inc-houston-tx-148123.md)) | 148123 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Fixed fee |
| [Murray Investment Management, LLC](https://advisorcensus.com/firm/murray-investment-management-llc-houston-tx-146921) ([md](https://advisorcensus.com/firm/murray-investment-management-llc-houston-tx-146921.md)) | 146921 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly |
| [New Capital Management, LP](https://advisorcensus.com/firm/new-capital-management-lp-houston-tx-131658) ([md](https://advisorcensus.com/firm/new-capital-management-lp-houston-tx-131658.md)) | 131658 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 22 | % of assets, Fixed fee |
| [Newmyer Wealth Management](https://advisorcensus.com/firm/newmyer-wealth-management-houston-tx-135896) ([md](https://advisorcensus.com/firm/newmyer-wealth-management-houston-tx-135896.md)) | 135896 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 21 | % of assets, Fixed fee |
| [Nuclo Wealth](https://advisorcensus.com/firm/nuclo-wealth-houston-tx-317730) ([md](https://advisorcensus.com/firm/nuclo-wealth-houston-tx-317730.md)) | 317730 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Oak Harvest Investment Services](https://advisorcensus.com/firm/oak-harvest-investment-services-houston-tx-173293) ([md](https://advisorcensus.com/firm/oak-harvest-investment-services-houston-tx-173293.md)) | 173293 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Hourly, Fixed fee |
| [Pan Capital Management LP](https://advisorcensus.com/firm/pan-capital-management-lp-houston-tx-336371) ([md](https://advisorcensus.com/firm/pan-capital-management-lp-houston-tx-336371.md)) | 336371 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 0 | % of assets, Performance fee |
| [Patron Partners, LLC](https://advisorcensus.com/firm/patron-partners-llc-houston-tx-310629) ([md](https://advisorcensus.com/firm/patron-partners-llc-houston-tx-310629.md)) | 310629 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Pivot Point Advisors, LLC](https://advisorcensus.com/firm/pivot-point-advisors-llc-bellaire-tx-130562) ([md](https://advisorcensus.com/firm/pivot-point-advisors-llc-bellaire-tx-130562.md)) | 130562 | Bellaire, TX | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Position Wealth](https://advisorcensus.com/firm/position-wealth-the-woodlands-tx-325116) ([md](https://advisorcensus.com/firm/position-wealth-the-woodlands-tx-325116.md)) | 325116 | The Woodlands, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Precedent Wealth Partners, LLC](https://advisorcensus.com/firm/precedent-wealth-partners-llc-houston-tx-325203) ([md](https://advisorcensus.com/firm/precedent-wealth-partners-llc-houston-tx-325203.md)) | 325203 | Houston, TX | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Hourly, Fixed fee |
| [Prota Financial](https://advisorcensus.com/firm/prota-financial-houston-tx-283776) ([md](https://advisorcensus.com/firm/prota-financial-houston-tx-283776.md)) | 283776 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [PRP](https://advisorcensus.com/firm/prp-houston-tx-119137) ([md](https://advisorcensus.com/firm/prp-houston-tx-119137.md)) | 119137 | Houston, TX | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [Quattro Financial Advisors](https://advisorcensus.com/firm/quattro-financial-advisors-montgomery-tx-284852) ([md](https://advisorcensus.com/firm/quattro-financial-advisors-montgomery-tx-284852.md)) | 284852 | Montgomery, TX | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets |
| [Recurrent Investment Advisors LLC](https://advisorcensus.com/firm/recurrent-investment-advisors-llc-houston-tx-288694) ([md](https://advisorcensus.com/firm/recurrent-investment-advisors-llc-houston-tx-288694.md)) | 288694 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets |
| [Red Swan Private Client](https://advisorcensus.com/firm/red-swan-private-client-houston-tx-307278) ([md](https://advisorcensus.com/firm/red-swan-private-client-houston-tx-307278.md)) | 307278 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Other |
| [RHP Wealth Management](https://advisorcensus.com/firm/rhp-wealth-management-houston-tx-304735) ([md](https://advisorcensus.com/firm/rhp-wealth-management-houston-tx-304735.md)) | 304735 | Houston, TX | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [Richards Financial Planning, LLC](https://advisorcensus.com/firm/richards-financial-planning-llc-houston-tx-306087) ([md](https://advisorcensus.com/firm/richards-financial-planning-llc-houston-tx-306087.md)) | 306087 | Houston, TX | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly, Other |
| [RWM Capital, LLC](https://advisorcensus.com/firm/rwm-capital-llc-sugar-land-tx-310635) ([md](https://advisorcensus.com/firm/rwm-capital-llc-sugar-land-tx-310635.md)) | 310635 | Sugar Land, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Sarofim International Management Co](https://advisorcensus.com/firm/sarofim-international-management-co-houston-tx-106933) ([md](https://advisorcensus.com/firm/sarofim-international-management-co-houston-tx-106933.md)) | 106933 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 32 | % of assets |
| [Sarofim Realty Advisors LLC](https://advisorcensus.com/firm/sarofim-realty-advisors-llc-houston-tx-106931) ([md](https://advisorcensus.com/firm/sarofim-realty-advisors-llc-houston-tx-106931.md)) | 106931 | Houston, TX | SEC-registered investment adviser | $1 billion to $5 billion | 32 | % of assets, Performance fee |

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## Questions people ask

**Which financial advisors in Houston, TX work with businesses?**
132 investment advisory firms with a principal office in the Houston metro area report businesses among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one.

**How many financial advisory firms are there in Houston, TX?**
AdvisorCensus lists 661 investment advisory firms with a principal office in the Houston metro area, from Form ADV filings as of October 2026: 303 SEC-registered, 203 state-registered, and 155 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Houston, TX?**
158 of the 661 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Houston, TX offer financial planning?**
254 of the 506 firms in Houston, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Houston, TX fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 158 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

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- [Financial advisors in Houston, TX](https://advisorcensus.com/advisors/tx/houston) (https://advisorcensus.com/advisors/tx/houston.md)
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Cite as: AdvisorCensus. Financial advisors for businesses in Houston, TX: 132 firms from Form ADV filings as of October 2026.