# Financial advisors in Southlake, TX > Find financial advisors in Southlake, TX. AdvisorCensus lists 47 investment advisory firms with a principal office in Southlake, Texas (part of the Dallas metro area) as of October 2026. Firms are listed alphabetically. The full Dallas metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV. Updated October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tx/dallas/southlake ## At a glance - Investment advisory firms: 47 - Registration: SEC-registered investment adviser: 20, State-registered investment adviser: 14, Exempt reporting adviser: 13 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 9 (26%); Percentage of assets 29 (85%); Hourly charges 5 (15%); Fixed fees 14 (41%); Performance-based fees 10 (29%); Other 5 (15%); No compensation arrangements reported 13 - Regulatory assets under management (Item 5.F): Under $25 million 5 (11%); $25 million to $100 million 8 (17%); $100 million to $500 million 13 (28%); $500 million to $1 billion 5 (11%); $1 billion to $5 billion 1 (2%); Not reported 15 (32%) - Years registered: Under 5 years 25 (53%); 5 to 9 years 9 (19%); 10 to 19 years 11 (23%); 20 years or more 1 (2%); Not reported 1 (2%) ## Firms (page 1 of 1, 1 to 47 of 47, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [3:10 Capital Advisors II, LLC](https://advisorcensus.com/firm/3-10-capital-advisors-ii-llc-southlake-tx-304268) ([md](https://advisorcensus.com/firm/3-10-capital-advisors-ii-llc-southlake-tx-304268.md)) | 304268 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Ancor Capital Partners](https://advisorcensus.com/firm/ancor-capital-partners-southlake-tx-210524) ([md](https://advisorcensus.com/firm/ancor-capital-partners-southlake-tx-210524.md)) | 210524 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 5 | Performance fee, Other | | [Arcon Wealth Management](https://advisorcensus.com/firm/arcon-wealth-management-southlake-tx-144137) ([md](https://advisorcensus.com/firm/arcon-wealth-management-southlake-tx-144137.md)) | 144137 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 19 | % of assets, Hourly, Fixed fee | | [Aspen Creek Wealth Management, LLC](https://advisorcensus.com/firm/aspen-creek-wealth-management-llc-southlake-tx-160649) ([md](https://advisorcensus.com/firm/aspen-creek-wealth-management-llc-southlake-tx-160649.md)) | 160649 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee, Other | | [BOW Stream Investments LLC](https://advisorcensus.com/firm/bow-stream-investments-llc-southlake-tx-292230) ([md](https://advisorcensus.com/firm/bow-stream-investments-llc-southlake-tx-292230.md)) | 292230 | Southlake, TX | State-registered investment adviser | Under $25 million | 8 | % of assets, Performance fee | | [Corps Capital Advisors, LLC](https://advisorcensus.com/firm/corps-capital-advisors-llc-southlake-tx-304643) ([md](https://advisorcensus.com/firm/corps-capital-advisors-llc-southlake-tx-304643.md)) | 304643 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly | | [Crestera Management LLC](https://advisorcensus.com/firm/crestera-management-llc-southlake-tx-332310) ([md](https://advisorcensus.com/firm/crestera-management-llc-southlake-tx-332310.md)) | 332310 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Dallas Venture Capital](https://advisorcensus.com/firm/dallas-venture-capital-southlake-tx-312358) ([md](https://advisorcensus.com/firm/dallas-venture-capital-southlake-tx-312358.md)) | 312358 | Southlake, TX | Exempt reporting adviser | Not reported | 2 | Not reported | | [Double Eagle Capital Management LP](https://advisorcensus.com/firm/double-eagle-capital-management-lp-southlake-tx-135522) ([md](https://advisorcensus.com/firm/double-eagle-capital-management-lp-southlake-tx-135522.md)) | 135522 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 19 | % of assets, Performance fee | | [Fastra Capital Management, LLC](https://advisorcensus.com/firm/fastra-capital-management-llc-southlake-tx-316303) ([md](https://advisorcensus.com/firm/fastra-capital-management-llc-southlake-tx-316303.md)) | 316303 | Southlake, TX | Exempt reporting adviser | Not reported | 3 | Not reported | | [Gauge Capital](https://advisorcensus.com/firm/gauge-capital-southlake-tx-169890) ([md](https://advisorcensus.com/firm/gauge-capital-southlake-tx-169890.md)) | 169890 | Southlake, TX | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee, Other | | [Gore Range Capital LLC](https://advisorcensus.com/firm/gore-range-capital-llc-southlake-tx-281521) ([md](https://advisorcensus.com/firm/gore-range-capital-llc-southlake-tx-281521.md)) | 281521 | Southlake, TX | Exempt reporting adviser | Not reported | Not reported | Not reported | | [Hawkes Peak Partners, LLC](https://advisorcensus.com/firm/hawkes-peak-partners-llc-southlake-tx-336325) ([md](https://advisorcensus.com/firm/hawkes-peak-partners-llc-southlake-tx-336325.md)) | 336325 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [High Circle Ventures](https://advisorcensus.com/firm/high-circle-ventures-southlake-tx-317429) ([md](https://advisorcensus.com/firm/high-circle-ventures-southlake-tx-317429.md)) | 317429 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Hoover Capital Management, LLC](https://advisorcensus.com/firm/hoover-capital-management-llc-southlake-tx-283177) ([md](https://advisorcensus.com/firm/hoover-capital-management-llc-southlake-tx-283177.md)) | 283177 | Southlake, TX | State-registered investment adviser | Under $25 million | 9 | % of assets | | [Insight Equity Management Company LLC](https://advisorcensus.com/firm/insight-equity-management-company-llc-southlake-tx-157092) ([md](https://advisorcensus.com/firm/insight-equity-management-company-llc-southlake-tx-157092.md)) | 157092 | Southlake, TX | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Performance fee | | [Karis Crypto Ventures LLC](https://advisorcensus.com/firm/karis-crypto-ventures-llc-southlake-tx-331975) ([md](https://advisorcensus.com/firm/karis-crypto-ventures-llc-southlake-tx-331975.md)) | 331975 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Kingfish Capital Partners LLC](https://advisorcensus.com/firm/kingfish-capital-partners-llc-southlake-tx-283489) ([md](https://advisorcensus.com/firm/kingfish-capital-partners-llc-southlake-tx-283489.md)) | 283489 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Performance fee | | [KPC Financial Solutions, LLC](https://advisorcensus.com/firm/kpc-financial-solutions-llc-southlake-tx-317107) ([md](https://advisorcensus.com/firm/kpc-financial-solutions-llc-southlake-tx-317107.md)) | 317107 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 4 | % of assets | | [Life Investors Management Company, LP](https://advisorcensus.com/firm/life-investors-management-company-lp-southlake-tx-306905) ([md](https://advisorcensus.com/firm/life-investors-management-company-lp-southlake-tx-306905.md)) | 306905 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Mills Wealth Advisors, LLC](https://advisorcensus.com/firm/mills-wealth-advisors-llc-southlake-tx-159251) ([md](https://advisorcensus.com/firm/mills-wealth-advisors-llc-southlake-tx-159251.md)) | 159251 | Southlake, TX | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Hourly, Fixed fee, Performance fee | | [Monmouth Ventures](https://advisorcensus.com/firm/monmouth-ventures-southlake-tx-305452) ([md](https://advisorcensus.com/firm/monmouth-ventures-southlake-tx-305452.md)) | 305452 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Much Wealth Management, Inc.](https://advisorcensus.com/firm/much-wealth-management-inc-southlake-tx-150356) ([md](https://advisorcensus.com/firm/much-wealth-management-inc-southlake-tx-150356.md)) | 150356 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 17 | % of assets, Fixed fee | | [Navigo Wealth Management, LLC](https://advisorcensus.com/firm/navigo-wealth-management-llc-southlake-tx-146265) ([md](https://advisorcensus.com/firm/navigo-wealth-management-llc-southlake-tx-146265.md)) | 146265 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee | | [One XVI Wealth](https://advisorcensus.com/firm/one-xvi-wealth-southlake-tx-329940) ([md](https://advisorcensus.com/firm/one-xvi-wealth-southlake-tx-329940.md)) | 329940 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee | | [Openair Financial, LLC](https://advisorcensus.com/firm/openair-financial-llc-southlake-tx-300362) ([md](https://advisorcensus.com/firm/openair-financial-llc-southlake-tx-300362.md)) | 300362 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee | | [Orser Capital Management LLC](https://advisorcensus.com/firm/orser-capital-management-llc-southlake-tx-144847) ([md](https://advisorcensus.com/firm/orser-capital-management-llc-southlake-tx-144847.md)) | 144847 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets | | [Ovcp Manager, LLC](https://advisorcensus.com/firm/ovcp-manager-llc-southlake-tx-333064) ([md](https://advisorcensus.com/firm/ovcp-manager-llc-southlake-tx-333064.md)) | 333064 | Southlake, TX | Exempt reporting adviser | Not reported | 1 | Not reported | | [P6835 Capital V, LLC](https://advisorcensus.com/firm/p6835-capital-v-llc-southlake-tx-331213) ([md](https://advisorcensus.com/firm/p6835-capital-v-llc-southlake-tx-331213.md)) | 331213 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | | [Planguide Financial](https://advisorcensus.com/firm/planguide-financial-southlake-tx-329089) ([md](https://advisorcensus.com/firm/planguide-financial-southlake-tx-329089.md)) | 329089 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee | | [Prestige Wealth Management](https://advisorcensus.com/firm/prestige-wealth-management-southlake-tx-336264) ([md](https://advisorcensus.com/firm/prestige-wealth-management-southlake-tx-336264.md)) | 336264 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Fixed fee | | [Pro Capital LLC](https://advisorcensus.com/firm/pro-capital-llc-southlake-tx-334371) ([md](https://advisorcensus.com/firm/pro-capital-llc-southlake-tx-334371.md)) | 334371 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 1 | % of assets | | [Prophet Equity Management II LLC](https://advisorcensus.com/firm/prophet-equity-management-ii-llc-southlake-tx-170614) ([md](https://advisorcensus.com/firm/prophet-equity-management-ii-llc-southlake-tx-170614.md)) | 170614 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Performance fee | | [Prophet Equity Management LLC](https://advisorcensus.com/firm/prophet-equity-management-llc-southlake-tx-163214) ([md](https://advisorcensus.com/firm/prophet-equity-management-llc-southlake-tx-163214.md)) | 163214 | Southlake, TX | SEC-registered investment adviser | Under $25 million | 14 | Performance fee | | [Ridgewood Wealth Management LLC](https://advisorcensus.com/firm/ridgewood-wealth-management-llc-southlake-tx-302033) ([md](https://advisorcensus.com/firm/ridgewood-wealth-management-llc-southlake-tx-302033.md)) | 302033 | Southlake, TX | State-registered investment adviser | $25 million to $100 million | 7 | % of assets | | [Second Opinion Financial](https://advisorcensus.com/firm/second-opinion-financial-southlake-tx-327921) ([md](https://advisorcensus.com/firm/second-opinion-financial-southlake-tx-327921.md)) | 327921 | Southlake, TX | State-registered investment adviser | Not reported | 2 | Fixed fee | | [Sharpedge Financial](https://advisorcensus.com/firm/sharpedge-financial-southlake-tx-331971) ([md](https://advisorcensus.com/firm/sharpedge-financial-southlake-tx-331971.md)) | 331971 | Southlake, TX | State-registered investment adviser | Under $25 million | 2 | % of assets, Fixed fee | | [Solutions 4 Wealth](https://advisorcensus.com/firm/solutions-4-wealth-southlake-tx-143248) ([md](https://advisorcensus.com/firm/solutions-4-wealth-southlake-tx-143248.md)) | 143248 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee | | [ST. James Investment Company, LLC](https://advisorcensus.com/firm/st-james-investment-company-llc-southlake-tx-124777) ([md](https://advisorcensus.com/firm/st-james-investment-company-llc-southlake-tx-124777.md)) | 124777 | Southlake, TX | SEC-registered investment adviser | $500 million to $1 billion | 23 | % of assets | | [Stranberg Capital LLC](https://advisorcensus.com/firm/stranberg-capital-llc-southlake-tx-114581) ([md](https://advisorcensus.com/firm/stranberg-capital-llc-southlake-tx-114581.md)) | 114581 | Southlake, TX | State-registered investment adviser | $100 million to $500 million | 13 | % of assets | | [Tabernacle Equity Management LLC](https://advisorcensus.com/firm/tabernacle-equity-management-llc-southlake-tx-336248) ([md](https://advisorcensus.com/firm/tabernacle-equity-management-llc-southlake-tx-336248.md)) | 336248 | Southlake, TX | SEC-registered investment adviser | $25 million to $100 million | 1 | Performance fee | | [Therawealth, LLC](https://advisorcensus.com/firm/therawealth-llc-southlake-tx-337978) ([md](https://advisorcensus.com/firm/therawealth-llc-southlake-tx-337978.md)) | 337978 | Southlake, TX | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee | | [TL Private Wealth](https://advisorcensus.com/firm/tl-private-wealth-southlake-tx-167818) ([md](https://advisorcensus.com/firm/tl-private-wealth-southlake-tx-167818.md)) | 167818 | Southlake, TX | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets | | [Trinity Investors Fund Advisors, LLC](https://advisorcensus.com/firm/trinity-investors-fund-advisors-llc-southlake-tx-314603) ([md](https://advisorcensus.com/firm/trinity-investors-fund-advisors-llc-southlake-tx-314603.md)) | 314603 | Southlake, TX | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Other | | [Trinity Portfolio Advisors, LLC](https://advisorcensus.com/firm/trinity-portfolio-advisors-llc-southlake-tx-151721) ([md](https://advisorcensus.com/firm/trinity-portfolio-advisors-llc-southlake-tx-151721.md)) | 151721 | Southlake, TX | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets, Fixed fee | | [Vivid Wealth Management LLC](https://advisorcensus.com/firm/vivid-wealth-management-llc-southlake-tx-328095) ([md](https://advisorcensus.com/firm/vivid-wealth-management-llc-southlake-tx-328095.md)) | 328095 | Southlake, TX | State-registered investment adviser | Not reported | 2 | Other | | [Washita Capital, LLC](https://advisorcensus.com/firm/washita-capital-llc-southlake-tx-311798) ([md](https://advisorcensus.com/firm/washita-capital-llc-southlake-tx-311798.md)) | 311798 | Southlake, TX | Exempt reporting adviser | Not reported | 0 | Not reported | ## Questions people ask **How many financial advisory firms are there in Southlake, TX?** AdvisorCensus lists 47 investment advisory firms with a principal office in Southlake, Texas (part of the Dallas metro area), from Form ADV filings as of October 2026: 20 SEC-registered, 14 state-registered, and 13 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in Southlake, TX?** 9 of the 47 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in Southlake, TX offer financial planning?** 18 of the 34 firms in Southlake, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in Southlake, TX fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 9 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. 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Financial advisors in Southlake, TX: 47 firms from Form ADV filings as of October 2026.