{ "path": "/advisors/tx/austin", "url": "https://advisorcensus.com/advisors/tx/austin/page/8", "page_type": "metro", "title": "Financial advisors in Austin, TX", "filters": {}, "scope_total": 521, "faq": [ { "q": "How many financial advisory firms are there in Austin, TX?", "a": "AdvisorCensus lists 521 investment advisory firms with a principal office in the Austin metro area, from Form ADV filings as of October 2026: 208 SEC-registered, 133 state-registered, and 180 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Austin, TX?", "a": "113 of the 521 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Austin, TX offer financial planning?", "a": "183 of the 341 firms in Austin, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Austin, TX fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 113 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 521 investment advisory firms with a principal office in the Austin metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Austin has 521 investment advisory firms with a principal office in the metro area as of October 2026: 208 SEC-registered, 133 state-registered, and 180 exempt reporting advisers. 113 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 117 report under $100 million in regulatory assets under management. The metro area has 989,434 households, 189,518 of them with income of $200,000 or more, or 364 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Austin, TX: 521 firms from Form ADV filings as of October 2026.", "total_firms": 521, "page": 8, "total_pages": 11, "sort": "name", "registration_types": { "sec": 208, "state": 133, "exempt": 180 }, "fee_model_mix": [ { "code": "fee-only", "count": 113 }, { "code": "percentage_of_aum", "count": 312 }, { "code": "hourly", "count": 114 }, { "code": "subscription", "count": 4 }, { "code": "fixed", "count": 171 }, { "code": "commissions", "count": 7 }, { "code": "performance_based", "count": 99 }, { "code": "other", "count": 44 }, { "code": "not_reported", "count": 180 } ], "years_registered_distribution": [ { "code": "under_5", "count": 301 }, { "code": "5_to_9", "count": 97 }, { "code": "10_to_19", "count": 77 }, { "code": "20_plus", "count": 38 }, { "code": "not_reported", "count": 8 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 69 }, { "code": "25m_100m", "count": 48 }, { "code": "100m_500m", "count": 103 }, { "code": "500m_1b", "count": 36 }, { "code": "1b_5b", "count": 39 }, { "code": "over_5b", "count": 17 }, { "code": "not_reported", "count": 209 } ], "firms": [ { "crd_number": 161471, "name": "Pabrai Investment Funds", "name_as_filed": "PABRAI INVESTMENT FUNDS", "url": "https://advisorcensus.com/firm/pabrai-investment-funds-west-lake-hills-tx-161471", "city": "West Lake Hills", "state": "TX", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 283147, "name": "Pabrai Wagons Advisors", "name_as_filed": "PABRAI WAGONS ADVISORS", "url": "https://advisorcensus.com/firm/pabrai-wagons-advisors-west-lake-hills-tx-283147", "city": "West Lake Hills", "state": "TX", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328599, "name": "Pacenote Equity", "name_as_filed": "PACENOTE EQUITY", "url": "https://advisorcensus.com/firm/pacenote-equity-austin-tx-328599", "city": "Austin", "state": "TX", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 125790, "name": "Pacifica Capital Investments", "name_as_filed": "PACIFICA CAPITAL INVESTMENTS", "url": "https://advisorcensus.com/firm/pacifica-capital-investments-leander-tx-125790", "city": "Leander", "state": "TX", "years_registered": 23, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 300977, "name": "Park Walk Investments LLC", "name_as_filed": "PARK WALK INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/park-walk-investments-llc-austin-tx-300977", "city": "Austin", "state": "TX", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 149240, "name": "Parkhurst Consulting CPA PC", "name_as_filed": "PARKHURST CONSULTING CPA PC", "url": "https://advisorcensus.com/firm/parkhurst-consulting-cpa-pc-cedar-park-tx-149240", "city": "Cedar Park", "state": "TX", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 165138, "name": "Peak Rock Capital LLC", "name_as_filed": "PEAK ROCK CAPITAL LLC", "url": "https://advisorcensus.com/firm/peak-rock-capital-llc-austin-tx-165138", "city": "Austin", "state": "TX", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327594, "name": "Pearl Street Equity, LLC", "name_as_filed": "PEARL STREET EQUITY, LLC", "url": "https://advisorcensus.com/firm/pearl-street-equity-llc-austin-tx-327594", "city": "Austin", "state": "TX", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 160056, "name": "Pennybacker Capital Management, LLC", "name_as_filed": "PENNYBACKER CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/pennybacker-capital-management-llc-austin-tx-160056", "city": "Austin", "state": "TX", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 151671, "name": "PER Stirling Capital Management, LLC", "name_as_filed": "PER STIRLING CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/per-stirling-capital-management-llc-austin-tx-151671", "city": "Austin", "state": "TX", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 150908, "name": "Perry Investment Management, LLC", "name_as_filed": "PERRY INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/perry-investment-management-llc-round-rock-tx-150908", "city": "Round Rock", "state": "TX", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284830, "name": "Peterson Capital Management, LLC", "name_as_filed": "PETERSON CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/peterson-capital-management-llc-austin-tx-284830", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 326189, "name": "Philosophy Management, LLC", "name_as_filed": "PHILOSOPHY MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/philosophy-management-llc-austin-tx-326189", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 330556, "name": "Pine Valley Capital Partners LLC", "name_as_filed": "PINE VALLEY CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/pine-valley-capital-partners-llc-austin-tx-330556", "city": "Austin", "state": "TX", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 133429, "name": "Pioneer Wealth Management Group", "name_as_filed": "PIONEER WEALTH MANAGEMENT GROUP", "url": "https://advisorcensus.com/firm/pioneer-wealth-management-group-austin-tx-133429", "city": "Austin", "state": "TX", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 317834, "name": "Planning Works Advisory, Inc.", "name_as_filed": "PLANNING WORKS ADVISORY, INC.", "url": "https://advisorcensus.com/firm/planning-works-advisory-inc-austin-tx-317834", "city": "Austin", "state": "TX", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 325110, "name": "Portal Ventures", "name_as_filed": "PORTAL VENTURES", "url": "https://advisorcensus.com/firm/portal-ventures-austin-tx-325110", "city": "Austin", "state": "TX", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 107129, "name": "Portfolio Management, LLC", "name_as_filed": "PORTFOLIO MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/portfolio-management-llc-austin-tx-107129", "city": "Austin", "state": "TX", "years_registered": 34, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149694, "name": "Precision Fiduciary Partners, LLC", "name_as_filed": "PRECISION FIDUCIARY PARTNERS, LLC", "url": "https://advisorcensus.com/firm/precision-fiduciary-partners-llc-austin-tx-149694", "city": "Austin", "state": "TX", "years_registered": 12, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 160841, "name": "Presidio Investors LLC", "name_as_filed": "PRESIDIO INVESTORS LLC", "url": "https://advisorcensus.com/firm/presidio-investors-llc-austin-tx-160841", "city": "Austin", "state": "TX", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 283422, "name": "Principia Ventures LLC", "name_as_filed": "PRINCIPIA VENTURES LLC", "url": "https://advisorcensus.com/firm/principia-ventures-llc-austin-tx-283422", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 150683, "name": "Prophet Capital Asset Management", "name_as_filed": "PROPHET CAPITAL ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/prophet-capital-asset-management-austin-tx-150683", "city": "Austin", "state": "TX", "years_registered": 17, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 293721, "name": "Prudence Advisory Services", "name_as_filed": "PRUDENCE ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/prudence-advisory-services-round-rock-tx-293721", "city": "Round Rock", "state": "TX", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 290746, "name": "Quake Capital", "name_as_filed": "QUAKE CAPITAL", "url": "https://advisorcensus.com/firm/quake-capital-austin-tx-290746", "city": "Austin", "state": "TX", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 306179, "name": "Quansight, LLC", "name_as_filed": "QUANSIGHT, LLC", "url": "https://advisorcensus.com/firm/quansight-llc-austin-tx-306179", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 308896, "name": "Quillpen Advisors, LLC", "name_as_filed": "QUILLPEN ADVISORS, LLC", "url": "https://advisorcensus.com/firm/quillpen-advisors-llc-bee-cave-tx-308896", "city": "Bee Cave", "state": "TX", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 114395, "name": "Rabbanian Financial Planning, Inc.", "name_as_filed": "RABBANIAN FINANCIAL PLANNING, INC.", "url": "https://advisorcensus.com/firm/rabbanian-financial-planning-inc-austin-tx-114395", "city": "Austin", "state": "TX", "years_registered": null, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342541, "name": "Raido Capital", "name_as_filed": "RAIDO CAPITAL", "url": "https://advisorcensus.com/firm/raido-capital-austin-tx-342541", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 293790, "name": "RC Advisors LLC", "name_as_filed": "RC ADVISORS LLC", "url": "https://advisorcensus.com/firm/rc-advisors-llc-austin-tx-293790", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 309221, "name": "Real Advisers LLC RIA Series", "name_as_filed": "REAL ADVISERS LLC RIA SERIES", "url": "https://advisorcensus.com/firm/real-advisers-llc-ria-series-austin-tx-309221", "city": "Austin", "state": "TX", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 335160, "name": "Real-Impact Capital Management, LLC", "name_as_filed": "REAL-IMPACT CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/real-impact-capital-management-llc-austin-tx-335160", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 22333, "name": "Realized Financal, Inc.", "name_as_filed": "REALIZED FINANCAL, INC.", "url": "https://advisorcensus.com/firm/realized-financal-inc-austin-tx-22333", "city": "Austin", "state": "TX", "years_registered": 12, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 144560, "name": "Reap Financial Group, LLC", "name_as_filed": "REAP FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/reap-financial-group-llc-austin-tx-144560", "city": "Austin", "state": "TX", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 285114, "name": "Recurring Capital Management Company, LLC", "name_as_filed": "RECURRING CAPITAL MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/recurring-capital-management-company-llc-austin-tx-285114", "city": "Austin", "state": "TX", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 300477, "name": "Redbud Advisors", "name_as_filed": "REDBUD ADVISORS", "url": "https://advisorcensus.com/firm/redbud-advisors-austin-tx-300477", "city": "Austin", "state": "TX", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 324463, "name": "Redbud Ventures Management, LLC", "name_as_filed": "REDBUD VENTURES MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/redbud-ventures-management-llc-austin-tx-324463", "city": "Austin", "state": "TX", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 305018, "name": "Republic Square", "name_as_filed": "REPUBLIC SQUARE", "url": "https://advisorcensus.com/firm/republic-square-austin-tx-305018", "city": "Austin", "state": "TX", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 112168, "name": "Resource Consulting Group, Inc.", "name_as_filed": "RESOURCE CONSULTING GROUP, INC.", "url": "https://advisorcensus.com/firm/resource-consulting-group-inc-austin-tx-112168", "city": "Austin", "state": "TX", "years_registered": 42, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340070, "name": "Retire LAB LLC", "name_as_filed": "RETIRE LAB LLC", "url": "https://advisorcensus.com/firm/retire-lab-llc-austin-tx-340070", "city": "Austin", "state": "TX", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 161137, "name": "Retirement Plan Fiduciaries, LLC", "name_as_filed": "RETIREMENT PLAN FIDUCIARIES, LLC", "url": "https://advisorcensus.com/firm/retirement-plan-fiduciaries-llc-austin-tx-161137", "city": "Austin", "state": "TX", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 315069, "name": "Revival Healthcare Capital LLC", "name_as_filed": "REVIVAL HEALTHCARE CAPITAL LLC", "url": "https://advisorcensus.com/firm/revival-healthcare-capital-llc-austin-tx-315069", "city": "Austin", "state": "TX", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 326608, "name": "Rewbix", "name_as_filed": "REWBIX", "url": "https://advisorcensus.com/firm/rewbix-austin-tx-326608", "city": "Austin", "state": "TX", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 312072, "name": "RIA Wealth Advisors, LLC", "name_as_filed": "RIA WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/ria-wealth-advisors-llc-round-rock-tx-312072", "city": "Round Rock", "state": "TX", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 109080, "name": "Richard P. Slaughter Associates, Inc.", "name_as_filed": "RICHARD P. 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