# Financial advisors in Austin, TX

> AdvisorCensus lists 521 investment advisory firms with a principal office in the Austin metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tx/austin/page/11

## At a glance

- Investment advisory firms: 521
- Registration: SEC-registered investment adviser: 208, State-registered investment adviser: 133, Exempt reporting adviser: 180
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 113 (33%); Percentage of assets 312 (91%); Hourly charges 114 (33%); Subscription fees (newsletter or periodical) 4 (1%); Fixed fees 171 (50%); Commissions 7 (2%); Performance-based fees 99 (29%); Other 44 (13%); No compensation arrangements reported 180
- Regulatory assets under management (Item 5.F): Under $25 million 69 (13%); $25 million to $100 million 48 (9%); $100 million to $500 million 103 (20%); $500 million to $1 billion 36 (7%); $1 billion to $5 billion 39 (7%); Over $5 billion 17 (3%); Not reported 209 (40%)
- Years registered: Under 5 years 301 (58%); 5 to 9 years 97 (19%); 10 to 19 years 77 (15%); 20 years or more 38 (7%); Not reported 8 (2%)

## Firms (page 11 of 11, 501 to 521 of 521, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Watercolor Financial](https://advisorcensus.com/firm/watercolor-financial-austin-tx-327254) ([md](https://advisorcensus.com/firm/watercolor-financial-austin-tx-327254.md)) | 327254 | Austin, TX | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Waterloo Capital](https://advisorcensus.com/firm/waterloo-capital-austin-tx-133705) ([md](https://advisorcensus.com/firm/waterloo-capital-austin-tx-133705.md)) | 133705 | Austin, TX | SEC-registered investment adviser | $1 billion to $5 billion | 21 | % of assets, Hourly, Fixed fee, Commissions |
| [Wealth Beyond Math](https://advisorcensus.com/firm/wealth-beyond-math-austin-tx-331995) ([md](https://advisorcensus.com/firm/wealth-beyond-math-austin-tx-331995.md)) | 331995 | Austin, TX | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Wealth Management Services of Austin, LLC](https://advisorcensus.com/firm/wealth-management-services-of-austin-llc-austin-tx-129588) ([md](https://advisorcensus.com/firm/wealth-management-services-of-austin-llc-austin-tx-129588.md)) | 129588 | Austin, TX | State-registered investment adviser | Under $25 million | 21 | % of assets, Hourly, Fixed fee |
| [Wealthportrait Financial, LLC](https://advisorcensus.com/firm/wealthportrait-financial-llc-lakeway-tx-314459) ([md](https://advisorcensus.com/firm/wealthportrait-financial-llc-lakeway-tx-314459.md)) | 314459 | Lakeway, TX | State-registered investment adviser | Not reported | 5 | Hourly, Fixed fee |
| [Weathergage Capital, LLC](https://advisorcensus.com/firm/weathergage-capital-llc-austin-tx-156612) ([md](https://advisorcensus.com/firm/weathergage-capital-llc-austin-tx-156612.md)) | 156612 | Austin, TX | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee |
| [Westerly Winds USA, Inc.](https://advisorcensus.com/firm/westerly-winds-usa-inc-austin-tx-324969) ([md](https://advisorcensus.com/firm/westerly-winds-usa-inc-austin-tx-324969.md)) | 324969 | Austin, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [White River Investments](https://advisorcensus.com/firm/white-river-investments-austin-tx-313722) ([md](https://advisorcensus.com/firm/white-river-investments-austin-tx-313722.md)) | 313722 | Austin, TX | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [Whitwell Advisors](https://advisorcensus.com/firm/whitwell-advisors-austin-tx-331958) ([md](https://advisorcensus.com/firm/whitwell-advisors-austin-tx-331958.md)) | 331958 | Austin, TX | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Windmuehle, LLC](https://advisorcensus.com/firm/windmuehle-llc-austin-tx-295685) ([md](https://advisorcensus.com/firm/windmuehle-llc-austin-tx-295685.md)) | 295685 | Austin, TX | Exempt reporting adviser | Not reported | 1 | Not reported |
| [WIV Ventures, LLC](https://advisorcensus.com/firm/wiv-ventures-llc-austin-tx-329314) ([md](https://advisorcensus.com/firm/wiv-ventures-llc-austin-tx-329314.md)) | 329314 | Austin, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [WM Capital Partners, LLC](https://advisorcensus.com/firm/wm-capital-partners-llc-austin-tx-165857) ([md](https://advisorcensus.com/firm/wm-capital-partners-llc-austin-tx-165857.md)) | 165857 | Austin, TX | Exempt reporting adviser | Not reported | 13 | Not reported |
| [Worchestershire Financial](https://advisorcensus.com/firm/worchestershire-financial-bartlett-tx-154986) ([md](https://advisorcensus.com/firm/worchestershire-financial-bartlett-tx-154986.md)) | 154986 | Bartlett, TX | State-registered investment adviser | Under $25 million | 15 | % of assets, Fixed fee |
| [Workweek Capital, LLC](https://advisorcensus.com/firm/workweek-capital-llc-austin-tx-317461) ([md](https://advisorcensus.com/firm/workweek-capital-llc-austin-tx-317461.md)) | 317461 | Austin, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Wxyz II, LLC](https://advisorcensus.com/firm/wxyz-ii-llc-austin-tx-342237) ([md](https://advisorcensus.com/firm/wxyz-ii-llc-austin-tx-342237.md)) | 342237 | Austin, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Wxyz, LLC](https://advisorcensus.com/firm/wxyz-llc-austin-tx-309410) ([md](https://advisorcensus.com/firm/wxyz-llc-austin-tx-309410.md)) | 309410 | Austin, TX | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Xios LLC](https://advisorcensus.com/firm/xios-llc-austin-tx-342370) ([md](https://advisorcensus.com/firm/xios-llc-austin-tx-342370.md)) | 342370 | Austin, TX | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Yacktman Asset Management LP](https://advisorcensus.com/firm/yacktman-asset-management-lp-austin-tx-164420) ([md](https://advisorcensus.com/firm/yacktman-asset-management-lp-austin-tx-164420.md)) | 164420 | Austin, TX | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee |
| [YCG, LLC](https://advisorcensus.com/firm/ycg-llc-austin-tx-145769) ([md](https://advisorcensus.com/firm/ycg-llc-austin-tx-145769.md)) | 145769 | Austin, TX | SEC-registered investment adviser | $1 billion to $5 billion | 18 | % of assets |
| [Yorkmont Capital Management, LLC](https://advisorcensus.com/firm/yorkmont-capital-management-llc-austin-tx-164599) ([md](https://advisorcensus.com/firm/yorkmont-capital-management-llc-austin-tx-164599.md)) | 164599 | Austin, TX | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Performance fee |
| [Zephyros London Market IM, LLC](https://advisorcensus.com/firm/zephyros-london-market-im-llc-austin-tx-339684) ([md](https://advisorcensus.com/firm/zephyros-london-market-im-llc-austin-tx-339684.md)) | 339684 | Austin, TX | Exempt reporting adviser | Not reported | 0 | Not reported |

- Previous page: https://advisorcensus.com/advisors/tx/austin/page/10.md

## Questions people ask

**How many financial advisory firms are there in Austin, TX?**
AdvisorCensus lists 521 investment advisory firms with a principal office in the Austin metro area, from Form ADV filings as of October 2026: 208 SEC-registered, 133 state-registered, and 180 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Austin, TX?**
113 of the 521 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Austin, TX offer financial planning?**
183 of the 341 firms in Austin, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Austin, TX fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 113 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

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- [Financial advisors in Austin, TX](https://advisorcensus.com/advisors/tx/austin) (https://advisorcensus.com/advisors/tx/austin.md)
- [Fee-only financial advisors in Austin, TX](https://advisorcensus.com/advisors/tx/austin/fee-only) (https://advisorcensus.com/advisors/tx/austin/fee-only.md)
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Every firm in this list as CSV: https://advisorcensus.com/advisors/tx/austin.csv

Cite as: AdvisorCensus. Financial advisors in Austin, TX: 521 firms from Form ADV filings as of October 2026.