{
  "path": "/advisors/tx/austin/flat-fee",
  "url": "https://advisorcensus.com/advisors/tx/austin/flat-fee/page/4",
  "page_type": "metro_fee",
  "title": "Flat-fee financial advisors in Austin, TX",
  "filters": {},
  "scope_total": 171,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Austin, TX?",
      "a": "AdvisorCensus lists 521 investment advisory firms with a principal office in the Austin metro area, from Form ADV filings as of October 2026: 208 SEC-registered, 133 state-registered, and 180 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Austin, TX?",
      "a": "113 of the 521 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Austin, TX offer financial planning?",
      "a": "183 of the 341 firms in Austin, TX that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Austin, TX fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 113 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 171 investment advisory firms with a principal office in the Austin metro area that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": "Austin has 521 investment advisory firms with a principal office in the metro area as of October 2026: 208 SEC-registered, 133 state-registered, and 180 exempt reporting advisers. 113 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 117 report under $100 million in regulatory assets under management. The metro area has 989,434 households, 189,518 of them with income of $200,000 or more, or 364 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Flat-fee financial advisors in Austin, TX: 171 firms from Form ADV filings as of October 2026.",
  "total_firms": 171,
  "page": 4,
  "total_pages": 4,
  "sort": "name",
  "registration_types": {
    "sec": 94,
    "state": 77,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 61
    },
    {
      "code": "percentage_of_aum",
      "count": 155
    },
    {
      "code": "hourly",
      "count": 97
    },
    {
      "code": "subscription",
      "count": 2
    },
    {
      "code": "fixed",
      "count": 171
    },
    {
      "code": "commissions",
      "count": 5
    },
    {
      "code": "performance_based",
      "count": 18
    },
    {
      "code": "other",
      "count": 20
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 71
    },
    {
      "code": "5_to_9",
      "count": 49
    },
    {
      "code": "10_to_19",
      "count": 31
    },
    {
      "code": "20_plus",
      "count": 18
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 39
    },
    {
      "code": "25m_100m",
      "count": 27
    },
    {
      "code": "100m_500m",
      "count": 58
    },
    {
      "code": "500m_1b",
      "count": 10
    },
    {
      "code": "1b_5b",
      "count": 13
    },
    {
      "code": "over_5b",
      "count": 8
    },
    {
      "code": "not_reported",
      "count": 16
    }
  ],
  "firms": [
    {
      "crd_number": 140180,
      "name": "Solaris Private Wealth Management",
      "name_as_filed": "SOLARIS PRIVATE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/solaris-private-wealth-management-austin-tx-140180",
      "city": "Austin",
      "state": "TX",
      "years_registered": 20,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281950,
      "name": "Solstice Wealth",
      "name_as_filed": "SOLSTICE WEALTH",
      "url": "https://advisorcensus.com/firm/solstice-wealth-austin-tx-281950",
      "city": "Austin",
      "state": "TX",
      "years_registered": 10,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170441,
      "name": "Solutia Global, LLC",
      "name_as_filed": "SOLUTIA GLOBAL, LLC",
      "url": "https://advisorcensus.com/firm/solutia-global-llc-austin-tx-170441",
      "city": "Austin",
      "state": "TX",
      "years_registered": 11,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142095,
      "name": "Stonecrest Advisors, Inc.",
      "name_as_filed": "STONECREST ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/stonecrest-advisors-inc-austin-tx-142095",
      "city": "Austin",
      "state": "TX",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167718,
      "name": "Strada Wealth Management, LLC",
      "name_as_filed": "STRADA WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/strada-wealth-management-llc-austin-tx-167718",
      "city": "Austin",
      "state": "TX",
      "years_registered": 12,
      "raum_band": "25m_100m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 222518,
      "name": "SVRN Asset Management, LLC",
      "name_as_filed": "SVRN ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/svrn-asset-management-llc-austin-tx-222518",
      "city": "Austin",
      "state": "TX",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156155,
      "name": "SWBC Investment Advisory Services LLC",
      "name_as_filed": "SWBC INVESTMENT ADVISORY SERVICES LLC",
      "url": "https://advisorcensus.com/firm/swbc-investment-advisory-services-llc-austin-tx-156155",
      "city": "Austin",
      "state": "TX",
      "years_registered": 15,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300990,
      "name": "Symphony Retirement Partners LLC",
      "name_as_filed": "SYMPHONY RETIREMENT PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/symphony-retirement-partners-llc-round-rock-tx-300990",
      "city": "Round Rock",
      "state": "TX",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341219,
      "name": "Tartan Road Wealth Advisory, LLC",
      "name_as_filed": "TARTAN ROAD WEALTH ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/tartan-road-wealth-advisory-llc-austin-tx-341219",
      "city": "Austin",
      "state": "TX",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 114714,
      "name": "Texas Asset Management",
      "name_as_filed": "TEXAS ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/texas-asset-management-lakeway-tx-114714",
      "city": "Lakeway",
      "state": "TX",
      "years_registered": 25,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342184,
      "name": "THEORY79 Wealth Design LLC",
      "name_as_filed": "THEORY79 WEALTH DESIGN LLC",
      "url": "https://advisorcensus.com/firm/theory79-wealth-design-llc-austin-tx-342184",
      "city": "Austin",
      "state": "TX",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 339056,
      "name": "Three-Sixty Wealth Management, LLC.",
      "name_as_filed": "THREE-SIXTY WEALTH MANAGEMENT, LLC.",
      "url": "https://advisorcensus.com/firm/three-sixty-wealth-management-llc-austin-tx-339056",
      "city": "Austin",
      "state": "TX",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281879,
      "name": "Tradeway",
      "name_as_filed": "TRADEWAY",
      "url": "https://advisorcensus.com/firm/tradeway-austin-tx-281879",
      "city": "Austin",
      "state": "TX",
      "years_registered": 10,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317745,
      "name": "TRANSCE3ND LLC",
      "name_as_filed": "TRANSCE3ND LLC",
      "url": "https://advisorcensus.com/firm/transce3nd-llc-buda-tx-317745",
      "city": "Buda",
      "state": "TX",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285850,
      "name": "True Financial Group",
      "name_as_filed": "TRUE FINANCIAL GROUP",
      "url": "https://advisorcensus.com/firm/true-financial-group-cedar-park-tx-285850",
      "city": "Cedar Park",
      "state": "TX",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324943,
      "name": "Victory Financial",
      "name_as_filed": "VICTORY FINANCIAL",
      "url": "https://advisorcensus.com/firm/victory-financial-austin-tx-324943",
      "city": "Austin",
      "state": "TX",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 133705,
      "name": "Waterloo Capital",
      "name_as_filed": "WATERLOO CAPITAL",
      "url": "https://advisorcensus.com/firm/waterloo-capital-austin-tx-133705",
      "city": "Austin",
      "state": "TX",
      "years_registered": 21,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331995,
      "name": "Wealth Beyond Math",
      "name_as_filed": "WEALTH BEYOND MATH",
      "url": "https://advisorcensus.com/firm/wealth-beyond-math-austin-tx-331995",
      "city": "Austin",
      "state": "TX",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 129588,
      "name": "Wealth Management Services of Austin, LLC",
      "name_as_filed": "WEALTH MANAGEMENT SERVICES OF AUSTIN, LLC",
      "url": "https://advisorcensus.com/firm/wealth-management-services-of-austin-llc-austin-tx-129588",
      "city": "Austin",
      "state": "TX",
      "years_registered": 21,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314459,
      "name": "Wealthportrait Financial, LLC",
      "name_as_filed": "WEALTHPORTRAIT FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/wealthportrait-financial-llc-lakeway-tx-314459",
      "city": "Lakeway",
      "state": "TX",
      "years_registered": 5,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154986,
      "name": "Worchestershire Financial",
      "name_as_filed": "WORCHESTERSHIRE FINANCIAL",
      "url": "https://advisorcensus.com/firm/worchestershire-financial-bartlett-tx-154986",
      "city": "Bartlett",
      "state": "TX",
      "years_registered": 15,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/tx",
      "label": "Financial advisors in Texas"
    },
    "metro": {
      "path": "/advisors/tx/austin",
      "label": "Financial advisors in Austin, TX"
    },
    "city_pages": [
      {
        "path": "/advisors/tx/austin/cedar-park",
        "label": "Financial advisors in Cedar Park, TX",
        "firm_count": 14
      },
      {
        "path": "/advisors/tx/austin/round-rock",
        "label": "Financial advisors in Round Rock, TX",
        "firm_count": 12
      }
    ],
    "fee_pages": [
      {
        "path": "/advisors/tx/austin/fee-only",
        "label": "Fee-only financial advisors in Austin, TX",
        "firm_count": 113
      },
      {
        "path": "/advisors/tx/austin/hourly",
        "label": "Hourly financial advisors in Austin, TX",
        "firm_count": 114
      }
    ],
    "answer_pages": [
      {
        "path": "/advisors/tx/austin/for-high-net-worth-individuals",
        "firm_count": 195,
        "label": "Financial advisors for high-net-worth individuals in Austin, TX"
      },
      {
        "path": "/advisors/tx/austin/for-retirement-plans",
        "firm_count": 64,
        "label": "Financial advisors for retirement plans in Austin, TX"
      },
      {
        "path": "/advisors/tx/austin/for-businesses",
        "firm_count": 82,
        "label": "Financial advisors for businesses in Austin, TX"
      },
      {
        "path": "/advisors/tx/austin/for-charities",
        "firm_count": 73,
        "label": "Financial advisors for charitable organizations in Austin, TX"
      },
      {
        "path": "/advisors/tx/austin/no-account-minimum",
        "firm_count": 26,
        "label": "Financial advisors with no account minimum in Austin, TX"
      }
    ],
    "niche_pages": [],
    "state_fee": {
      "path": "/advisors/tx/flat-fee",
      "label": "Flat-fee financial advisors in Texas"
    }
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}