{ "path": "/advisors/tn/memphis", "url": "https://advisorcensus.com/advisors/tn/memphis/page/2", "page_type": "metro", "title": "Financial advisors in Memphis, TN", "filters": {}, "scope_total": 84, "faq": [ { "q": "How many financial advisory firms are there in Memphis, TN?", "a": "AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, from Form ADV filings as of October 2026: 52 SEC-registered, 28 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Memphis, TN?", "a": "29 of the 84 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Memphis, TN offer financial planning?", "a": "45 of the 80 firms in Memphis, TN that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Memphis, TN fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 29 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Memphis has 84 investment advisory firms with a principal office in the metro area as of October 2026: 52 SEC-registered, 28 state-registered, and 4 exempt reporting advisers. 29 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 31 report under $100 million in regulatory assets under management. The metro area has 522,879 households, 46,874 of them with income of $200,000 or more, or 558 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Memphis, TN: 84 firms from Form ADV filings as of October 2026.", "total_firms": 84, "page": 2, "total_pages": 2, "sort": "name", "registration_types": { "sec": 52, "state": 28, "exempt": 4 }, "fee_model_mix": [ { "code": "fee-only", "count": 29 }, { "code": "percentage_of_aum", "count": 78 }, { "code": "hourly", "count": 25 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 41 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 22 }, { "code": "other", "count": 10 }, { "code": "not_reported", "count": 4 } ], "years_registered_distribution": [ { "code": "under_5", "count": 24 }, { "code": "5_to_9", "count": 17 }, { "code": "10_to_19", "count": 19 }, { "code": "20_plus", "count": 24 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 14 }, { "code": "25m_100m", "count": 17 }, { "code": "100m_500m", "count": 24 }, { "code": "500m_1b", "count": 5 }, { "code": "1b_5b", "count": 17 }, { "code": "over_5b", "count": 1 }, { "code": "not_reported", "count": 6 } ], "firms": [ { "crd_number": 113584, "name": "Pope Asset Management, LLC", "name_as_filed": "POPE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/pope-asset-management-llc-memphis-tn-113584", "city": "Memphis", "state": "TN", "years_registered": 25, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 152356, "name": "Preserver Partners", "name_as_filed": "PRESERVER PARTNERS", "url": "https://advisorcensus.com/firm/preserver-partners-memphis-tn-152356", "city": "Memphis", "state": "TN", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 120823, "name": "Private Wealth Management, Inc.", "name_as_filed": "PRIVATE WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/private-wealth-management-inc-memphis-tn-120823", "city": "Memphis", "state": "TN", "years_registered": 24, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 319486, "name": "RBG Wealth Advisors LLC", "name_as_filed": "RBG WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/rbg-wealth-advisors-llc-memphis-tn-319486", "city": "Memphis", "state": "TN", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 153235, "name": "Red Door Wealth Management, LLC", "name_as_filed": "RED DOOR WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/red-door-wealth-management-llc-memphis-tn-153235", "city": "Memphis", "state": "TN", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 288289, "name": "Red Oak Advisors LLC", "name_as_filed": "RED OAK ADVISORS LLC", "url": "https://advisorcensus.com/firm/red-oak-advisors-llc-memphis-tn-288289", "city": "Memphis", "state": "TN", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 131159, "name": "Reeser Advisory Services Inc.", "name_as_filed": "REESER ADVISORY SERVICES INC.", "url": "https://advisorcensus.com/firm/reeser-advisory-services-inc-germantown-tn-131159", "city": "Germantown", "state": "TN", "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 111220, "name": "Reliant Investment Management, LLC", "name_as_filed": "RELIANT INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/reliant-investment-management-llc-memphis-tn-111220", "city": "Memphis", "state": "TN", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 285534, "name": "Resilient Asset Management", "name_as_filed": "RESILIENT ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/resilient-asset-management-memphis-tn-285534", "city": "Memphis", "state": "TN", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170310, "name": "Revolution Partners, LLC", "name_as_filed": "REVOLUTION PARTNERS, LLC", "url": "https://advisorcensus.com/firm/revolution-partners-llc-memphis-tn-170310", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330668, "name": "Ridgeline Capital Management, LLC", "name_as_filed": "RIDGELINE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ridgeline-capital-management-llc-memphis-tn-330668", "city": "Memphis", "state": "TN", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 285598, "name": "Rpata, LLC", "name_as_filed": "RPATA, LLC", "url": "https://advisorcensus.com/firm/rpata-llc-memphis-tn-285598", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 304193, "name": "Sego Wealth Management, LLC", "name_as_filed": "SEGO WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sego-wealth-management-llc-collierville-tn-304193", "city": "Collierville", "state": "TN", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 150593, "name": "Sentry, LLC", "name_as_filed": "SENTRY, LLC", "url": "https://advisorcensus.com/firm/sentry-llc-memphis-tn-150593", "city": "Memphis", "state": "TN", "years_registered": 17, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 172666, "name": "Servant Wealth Management LLC", "name_as_filed": "SERVANT WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/servant-wealth-management-llc-memphis-tn-172666", "city": "Memphis", "state": "TN", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 133174, "name": "Silverleafe Capital Partners, LLC", "name_as_filed": "SILVERLEAFE CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/silverleafe-capital-partners-llc-germantown-tn-133174", "city": "Germantown", "state": "TN", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 105276, "name": "Southeastern Asset Management Inc.", "name_as_filed": "SOUTHEASTERN ASSET MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/southeastern-asset-management-inc-memphis-tn-105276", "city": "Memphis", "state": "TN", "years_registered": 50, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 154572, "name": "Southernsun Asset Management LLC", "name_as_filed": "SOUTHERNSUN ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/southernsun-asset-management-llc-memphis-tn-154572", "city": "Memphis", "state": "TN", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 161533, "name": "SSM Partners", "name_as_filed": "SSM PARTNERS", "url": "https://advisorcensus.com/firm/ssm-partners-memphis-tn-161533", "city": "Memphis", "state": "TN", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 115231, "name": "Steel Grove Capital Advisors, LLC", "name_as_filed": "STEEL GROVE CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/steel-grove-capital-advisors-llc-memphis-tn-115231", "city": "Memphis", "state": "TN", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 311664, "name": "Stellar Assets L.L.C.", "name_as_filed": "STELLAR ASSETS L.L.C.", "url": "https://advisorcensus.com/firm/stellar-assets-l-l-c-memphis-tn-311664", "city": "Memphis", "state": "TN", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 287984, "name": "Strategic Advisory Services", "name_as_filed": "STRATEGIC ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/strategic-advisory-services-memphis-tn-287984", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 161145, "name": "Studdard Financial, LLC", "name_as_filed": "STUDDARD FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/studdard-financial-llc-germantown-tn-161145", "city": "Germantown", "state": "TN", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 109606, "name": "Summit Asset Management LLC", "name_as_filed": "SUMMIT ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/summit-asset-management-llc-memphis-tn-109606", "city": "Memphis", "state": "TN", "years_registered": 27, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 289583, "name": "TCM", "name_as_filed": "TCM", "url": "https://advisorcensus.com/firm/tcm-germantown-tn-289583", "city": "Germantown", "state": "TN", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 106125, "name": "TD Capital Management LLC", "name_as_filed": "TD CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/td-capital-management-llc-memphis-tn-106125", "city": "Memphis", "state": "TN", "years_registered": 30, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 287725, "name": "Total Wealth Partners", "name_as_filed": "TOTAL WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/total-wealth-partners-memphis-tn-287725", "city": "Memphis", "state": "TN", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 168452, "name": "W Advisors LLC", "name_as_filed": "W ADVISORS LLC", "url": "https://advisorcensus.com/firm/w-advisors-llc-germantown-tn-168452", "city": "Germantown", "state": "TN", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 300721, "name": "Walnut Grove Capital Partners, LP", "name_as_filed": "WALNUT GROVE CAPITAL PARTNERS, LP", "url": "https://advisorcensus.com/firm/walnut-grove-capital-partners-lp-memphis-tn-300721", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 105959, "name": "William Howard & Co. Financial Advisors, Inc.", "name_as_filed": "WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/william-howard-and-co-financial-advisors-inc-memphis-tn-105959", "city": "Memphis", "state": "TN", "years_registered": 38, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 146941, "name": "WLH Management Co., Inc.", "name_as_filed": "WLH MANAGEMENT CO., INC.", "url": "https://advisorcensus.com/firm/wlh-management-co-inc-collierville-tn-146941", "city": "Collierville", "state": "TN", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149038, "name": "Wolf River Capital Management, LLC", "name_as_filed": "WOLF RIVER CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/wolf-river-capital-management-llc-memphis-tn-149038", "city": "Memphis", "state": "TN", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 305391, "name": "Worthington Capital Management, LLC", "name_as_filed": "WORTHINGTON CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/worthington-capital-management-llc-memphis-tn-305391", "city": "Memphis", "state": "TN", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 330168, "name": "Your Family Matters, LLP", "name_as_filed": "YOUR FAMILY MATTERS, LLP", "url": "https://advisorcensus.com/firm/your-family-matters-llp-cordova-tn-330168", "city": "Cordova", "state": "TN", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/tn", "label": "Financial advisors in Tennessee" }, "metro": { "path": "/advisors/tn/memphis", "label": "Financial advisors in Memphis, TN" }, "city_pages": [], "fee_pages": [ { "path": "/advisors/tn/memphis/fee-only", "label": "Fee-only financial advisors in Memphis, TN", "firm_count": 29 }, { "path": "/advisors/tn/memphis/flat-fee", "label": "Flat-fee financial advisors in Memphis, TN", "firm_count": 41 }, { "path": "/advisors/tn/memphis/hourly", "label": "Hourly financial advisors in Memphis, TN", "firm_count": 25 } ], "niche_pages": [] }, "csv": "https://advisorcensus.com/advisors/tn/memphis.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }