# Financial advisors for charitable organizations in Memphis, TN

> AdvisorCensus lists 31 investment advisory firms with a principal office in the Memphis metro area that report charitable organizations among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tn/memphis/for-charities

## At a glance

- Investment advisory firms: 31
- Registration: SEC-registered investment adviser: 26, State-registered investment adviser: 5
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 12 (39%); Percentage of assets 31 (100%); Hourly charges 12 (39%); Fixed fees 15 (48%); Commissions 1 (3%); Performance-based fees 9 (29%); Other 2 (6%)
- Regulatory assets under management (Item 5.F): Under $25 million 2 (6%); $25 million to $100 million 4 (13%); $100 million to $500 million 8 (26%); $500 million to $1 billion 3 (10%); $1 billion to $5 billion 13 (42%); Over $5 billion 1 (3%)
- Years registered: Under 5 years 6 (19%); 5 to 9 years 4 (13%); 10 to 19 years 4 (13%); 20 years or more 17 (55%)

## Firms (page 1 of 1, 1 to 31 of 31, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Aries Investments, LLC](https://advisorcensus.com/firm/aries-investments-llc-lakeland-tn-333704) ([md](https://advisorcensus.com/firm/aries-investments-llc-lakeland-tn-333704.md)) | 333704 | Lakeland, TN | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [B. Riley Wealth Advisors, Inc.](https://advisorcensus.com/firm/b-riley-wealth-advisors-inc-memphis-tn-115927) ([md](https://advisorcensus.com/firm/b-riley-wealth-advisors-inc-memphis-tn-115927.md)) | 115927 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 20 | % of assets, Hourly, Fixed fee |
| [Chickasaw Capital Management, LLC](https://advisorcensus.com/firm/chickasaw-capital-management-llc-memphis-tn-127398) ([md](https://advisorcensus.com/firm/chickasaw-capital-management-llc-memphis-tn-127398.md)) | 127398 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 23 | % of assets, Commissions, Performance fee |
| [Commerce Advisors, LLC](https://advisorcensus.com/firm/commerce-advisors-llc-memphis-tn-151439) ([md](https://advisorcensus.com/firm/commerce-advisors-llc-memphis-tn-151439.md)) | 151439 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Fixed fee |
| [Delta Asset Management, LLC](https://advisorcensus.com/firm/delta-asset-management-llc-memphis-tn-113688) ([md](https://advisorcensus.com/firm/delta-asset-management-llc-memphis-tn-113688.md)) | 113688 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 24 | % of assets |
| [Dorian Eason Asset Management, LLC](https://advisorcensus.com/firm/dorian-eason-asset-management-llc-memphis-tn-113724) ([md](https://advisorcensus.com/firm/dorian-eason-asset-management-llc-memphis-tn-113724.md)) | 113724 | Memphis, TN | SEC-registered investment adviser | $25 million to $100 million | 25 | % of assets |
| [Dorian Investment Advisory LLC](https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280) ([md](https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280.md)) | 339280 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Duncan Williams Asset Management, LLC](https://advisorcensus.com/firm/duncan-williams-asset-management-llc-memphis-tn-174809) ([md](https://advisorcensus.com/firm/duncan-williams-asset-management-llc-memphis-tn-174809.md)) | 174809 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Hourly, Fixed fee |
| [Eaglestrong Financial](https://advisorcensus.com/firm/eaglestrong-financial-memphis-tn-288413) ([md](https://advisorcensus.com/firm/eaglestrong-financial-memphis-tn-288413.md)) | 288413 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Fixed fee |
| [Envision Financial Planning, LLC](https://advisorcensus.com/firm/envision-financial-planning-llc-memphis-tn-321790) ([md](https://advisorcensus.com/firm/envision-financial-planning-llc-memphis-tn-321790.md)) | 321790 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly |
| [Frazee Investment Consulting, Inc.](https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662) ([md](https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662.md)) | 123662 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee, Other |
| [GERBER/TAYLOR Management LLC](https://advisorcensus.com/firm/gerber-taylor-management-llc-memphis-tn-109319) ([md](https://advisorcensus.com/firm/gerber-taylor-management-llc-memphis-tn-109319.md)) | 109319 | Memphis, TN | SEC-registered investment adviser | Over $5 billion | 27 | % of assets, Fixed fee, Performance fee |
| [Highland Capital Management, LLC](https://advisorcensus.com/firm/highland-capital-management-llc-memphis-tn-104842) ([md](https://advisorcensus.com/firm/highland-capital-management-llc-memphis-tn-104842.md)) | 104842 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 54 | % of assets, Performance fee, Other |
| [Kelman Lazarov Inc](https://advisorcensus.com/firm/kelman-lazarov-inc-memphis-tn-107727) ([md](https://advisorcensus.com/firm/kelman-lazarov-inc-memphis-tn-107727.md)) | 107727 | Memphis, TN | SEC-registered investment adviser | $500 million to $1 billion | 32 | % of assets, Hourly, Fixed fee |
| [Legacy Wealth Management, LLC](https://advisorcensus.com/firm/legacy-wealth-management-llc-memphis-tn-108619) ([md](https://advisorcensus.com/firm/legacy-wealth-management-llc-memphis-tn-108619.md)) | 108619 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 43 | % of assets, Fixed fee |
| [Mercury Investment Group](https://advisorcensus.com/firm/mercury-investment-group-memphis-tn-125245) ([md](https://advisorcensus.com/firm/mercury-investment-group-memphis-tn-125245.md)) | 125245 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Newsouth Capital Management Inc](https://advisorcensus.com/firm/newsouth-capital-management-inc-memphis-tn-110676) ([md](https://advisorcensus.com/firm/newsouth-capital-management-inc-memphis-tn-110676.md)) | 110676 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 41 | % of assets, Performance fee |
| [NFC Investments, LLC](https://advisorcensus.com/firm/nfc-investments-llc-memphis-tn-132844) ([md](https://advisorcensus.com/firm/nfc-investments-llc-memphis-tn-132844.md)) | 132844 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 21 | % of assets, Performance fee |
| [P3 Wealth Management](https://advisorcensus.com/firm/p3-wealth-management-cordova-tn-300373) ([md](https://advisorcensus.com/firm/p3-wealth-management-cordova-tn-300373.md)) | 300373 | Cordova, TN | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Pope Asset Management, LLC](https://advisorcensus.com/firm/pope-asset-management-llc-memphis-tn-113584) ([md](https://advisorcensus.com/firm/pope-asset-management-llc-memphis-tn-113584.md)) | 113584 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets, Performance fee |
| [Private Wealth Management, Inc.](https://advisorcensus.com/firm/private-wealth-management-inc-memphis-tn-120823) ([md](https://advisorcensus.com/firm/private-wealth-management-inc-memphis-tn-120823.md)) | 120823 | Memphis, TN | SEC-registered investment adviser | $500 million to $1 billion | 24 | % of assets, Hourly, Fixed fee |
| [Reliant Investment Management, LLC](https://advisorcensus.com/firm/reliant-investment-management-llc-memphis-tn-111220) ([md](https://advisorcensus.com/firm/reliant-investment-management-llc-memphis-tn-111220.md)) | 111220 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 25 | % of assets, Hourly, Fixed fee |
| [Resilient Asset Management](https://advisorcensus.com/firm/resilient-asset-management-memphis-tn-285534) ([md](https://advisorcensus.com/firm/resilient-asset-management-memphis-tn-285534.md)) | 285534 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee |
| [Southeastern Asset Management Inc.](https://advisorcensus.com/firm/southeastern-asset-management-inc-memphis-tn-105276) ([md](https://advisorcensus.com/firm/southeastern-asset-management-inc-memphis-tn-105276.md)) | 105276 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 50 | % of assets, Performance fee |
| [Southernsun Asset Management LLC](https://advisorcensus.com/firm/southernsun-asset-management-llc-memphis-tn-154572) ([md](https://advisorcensus.com/firm/southernsun-asset-management-llc-memphis-tn-154572.md)) | 154572 | Memphis, TN | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets |
| [Steel Grove Capital Advisors, LLC](https://advisorcensus.com/firm/steel-grove-capital-advisors-llc-memphis-tn-115231) ([md](https://advisorcensus.com/firm/steel-grove-capital-advisors-llc-memphis-tn-115231.md)) | 115231 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 25 | % of assets, Fixed fee, Performance fee |
| [Strategic Advisory Services](https://advisorcensus.com/firm/strategic-advisory-services-memphis-tn-287984) ([md](https://advisorcensus.com/firm/strategic-advisory-services-memphis-tn-287984.md)) | 287984 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Summit Asset Management LLC](https://advisorcensus.com/firm/summit-asset-management-llc-memphis-tn-109606) ([md](https://advisorcensus.com/firm/summit-asset-management-llc-memphis-tn-109606.md)) | 109606 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 27 | % of assets, Hourly |
| [TD Capital Management LLC](https://advisorcensus.com/firm/td-capital-management-llc-memphis-tn-106125) ([md](https://advisorcensus.com/firm/td-capital-management-llc-memphis-tn-106125.md)) | 106125 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 30 | % of assets, Hourly, Fixed fee |
| [Wolf River Capital Management, LLC](https://advisorcensus.com/firm/wolf-river-capital-management-llc-memphis-tn-149038) ([md](https://advisorcensus.com/firm/wolf-river-capital-management-llc-memphis-tn-149038.md)) | 149038 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Performance fee |
| [Your Family Matters, LLP](https://advisorcensus.com/firm/your-family-matters-llp-cordova-tn-330168) ([md](https://advisorcensus.com/firm/your-family-matters-llp-cordova-tn-330168.md)) | 330168 | Cordova, TN | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |

## Questions people ask

**Which financial advisors in Memphis, TN work with charitable organizations?**
31 investment advisory firms with a principal office in the Memphis metro area report charitable organizations among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one.

**How many financial advisory firms are there in Memphis, TN?**
AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, from Form ADV filings as of October 2026: 52 SEC-registered, 28 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Memphis, TN?**
29 of the 84 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Memphis, TN offer financial planning?**
45 of the 80 firms in Memphis, TN that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Memphis, TN fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 29 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Tennessee](https://advisorcensus.com/advisors/tn) (https://advisorcensus.com/advisors/tn.md)
- [Financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis) (https://advisorcensus.com/advisors/tn/memphis.md)
- [Fee-only financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis/fee-only) (https://advisorcensus.com/advisors/tn/memphis/fee-only.md)
- [Flat-fee financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis/flat-fee) (https://advisorcensus.com/advisors/tn/memphis/flat-fee.md)
- [Hourly financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis/hourly) (https://advisorcensus.com/advisors/tn/memphis/hourly.md)
- [Financial advisors in Nashville](https://advisorcensus.com/advisors/tn/nashville) (https://advisorcensus.com/advisors/tn/nashville.md)
- [Financial advisors in Knoxville](https://advisorcensus.com/advisors/tn/knoxville) (https://advisorcensus.com/advisors/tn/knoxville.md)
- [Financial advisors in Chattanooga](https://advisorcensus.com/advisors/tn/chattanooga) (https://advisorcensus.com/advisors/tn/chattanooga.md)
- [Financial advisors in Kingsport](https://advisorcensus.com/advisors/tn/kingsport) (https://advisorcensus.com/advisors/tn/kingsport.md)
- [Financial advisors in Johnson City](https://advisorcensus.com/advisors/tn/johnson-city) (https://advisorcensus.com/advisors/tn/johnson-city.md)
- [Financial advisors in Jackson](https://advisorcensus.com/advisors/tn/jackson) (https://advisorcensus.com/advisors/tn/jackson.md)
- [Financial advisors in Clarksville](https://advisorcensus.com/advisors/tn/clarksville) (https://advisorcensus.com/advisors/tn/clarksville.md)
- [Financial advisors in Cleveland](https://advisorcensus.com/advisors/tn/cleveland) (https://advisorcensus.com/advisors/tn/cleveland.md)

Cite as: AdvisorCensus. Financial advisors for charitable organizations in Memphis, TN: 31 firms from Form ADV filings as of October 2026.