# Financial advisors in Memphis, TN

> AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/tn/memphis

## At a glance

- Investment advisory firms: 84
- Registration: SEC-registered investment adviser: 52, State-registered investment adviser: 28, Exempt reporting adviser: 4
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 29 (36%); Percentage of assets 78 (98%); Hourly charges 25 (31%); Fixed fees 41 (51%); Commissions 1 (1%); Performance-based fees 22 (28%); Other 10 (13%); No compensation arrangements reported 4
- Regulatory assets under management (Item 5.F): Under $25 million 14 (17%); $25 million to $100 million 17 (20%); $100 million to $500 million 24 (29%); $500 million to $1 billion 5 (6%); $1 billion to $5 billion 17 (20%); Over $5 billion 1 (1%); Not reported 6 (7%)
- Years registered: Under 5 years 24 (29%); 5 to 9 years 17 (20%); 10 to 19 years 19 (23%); 20 years or more 24 (29%)

## Firms (page 1 of 2, 1 to 50 of 84, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [1819 Partners](https://advisorcensus.com/firm/1819-partners-memphis-tn-326601) ([md](https://advisorcensus.com/firm/1819-partners-memphis-tn-326601.md)) | 326601 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Performance fee, Other |
| [ACP Group, LLC](https://advisorcensus.com/firm/acp-group-llc-memphis-tn-334525) ([md](https://advisorcensus.com/firm/acp-group-llc-memphis-tn-334525.md)) | 334525 | Memphis, TN | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Additive Advisory PBC](https://advisorcensus.com/firm/additive-advisory-pbc-memphis-tn-283979) ([md](https://advisorcensus.com/firm/additive-advisory-pbc-memphis-tn-283979.md)) | 283979 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Fixed fee, Performance fee |
| [Aries Investments, LLC](https://advisorcensus.com/firm/aries-investments-llc-lakeland-tn-333704) ([md](https://advisorcensus.com/firm/aries-investments-llc-lakeland-tn-333704.md)) | 333704 | Lakeland, TN | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [B. Riley Wealth Advisors, Inc.](https://advisorcensus.com/firm/b-riley-wealth-advisors-inc-memphis-tn-115927) ([md](https://advisorcensus.com/firm/b-riley-wealth-advisors-inc-memphis-tn-115927.md)) | 115927 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 20 | % of assets, Hourly, Fixed fee |
| [B. Riley Wealth Private Shares](https://advisorcensus.com/firm/b-riley-wealth-private-shares-memphis-tn-315851) ([md](https://advisorcensus.com/firm/b-riley-wealth-private-shares-memphis-tn-315851.md)) | 315851 | Memphis, TN | SEC-registered investment adviser | $25 million to $100 million | 5 | % of assets, Performance fee |
| [Battell Holdings Management, LLC](https://advisorcensus.com/firm/battell-holdings-management-llc-memphis-tn-334688) ([md](https://advisorcensus.com/firm/battell-holdings-management-llc-memphis-tn-334688.md)) | 334688 | Memphis, TN | Exempt reporting adviser | Not reported | 0 | Not reported |
| [BDC Advisory, LLC](https://advisorcensus.com/firm/bdc-advisory-llc-memphis-tn-124233) ([md](https://advisorcensus.com/firm/bdc-advisory-llc-memphis-tn-124233.md)) | 124233 | Memphis, TN | State-registered investment adviser | Not reported | 27 | Fixed fee, Other |
| [Blong Financial](https://advisorcensus.com/firm/blong-financial-memphis-tn-164746) ([md](https://advisorcensus.com/firm/blong-financial-memphis-tn-164746.md)) | 164746 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Brandon Financial Planning, Inc.](https://advisorcensus.com/firm/brandon-financial-planning-inc-memphis-tn-110267) ([md](https://advisorcensus.com/firm/brandon-financial-planning-inc-memphis-tn-110267.md)) | 110267 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 43 | % of assets, Hourly, Fixed fee |
| [Calydon Capital, LLC](https://advisorcensus.com/firm/calydon-capital-llc-memphis-tn-285485) ([md](https://advisorcensus.com/firm/calydon-capital-llc-memphis-tn-285485.md)) | 285485 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets, Fixed fee, Performance fee |
| [Cardinal Wealth Advisory, LLC](https://advisorcensus.com/firm/cardinal-wealth-advisory-llc-memphis-tn-136659) ([md](https://advisorcensus.com/firm/cardinal-wealth-advisory-llc-memphis-tn-136659.md)) | 136659 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Chickasaw Capital Management, LLC](https://advisorcensus.com/firm/chickasaw-capital-management-llc-memphis-tn-127398) ([md](https://advisorcensus.com/firm/chickasaw-capital-management-llc-memphis-tn-127398.md)) | 127398 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 23 | % of assets, Commissions, Performance fee |
| [Commerce Advisors, LLC](https://advisorcensus.com/firm/commerce-advisors-llc-memphis-tn-151439) ([md](https://advisorcensus.com/firm/commerce-advisors-llc-memphis-tn-151439.md)) | 151439 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Fixed fee |
| [Cothran Capital, LLC](https://advisorcensus.com/firm/cothran-capital-llc-memphis-tn-154975) ([md](https://advisorcensus.com/firm/cothran-capital-llc-memphis-tn-154975.md)) | 154975 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly, Fixed fee, Other |
| [Crest Private Wealth, LLC](https://advisorcensus.com/firm/crest-private-wealth-llc-memphis-tn-328856) ([md](https://advisorcensus.com/firm/crest-private-wealth-llc-memphis-tn-328856.md)) | 328856 | Memphis, TN | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Cypress Wealth Management, LLC](https://advisorcensus.com/firm/cypress-wealth-management-llc-germantown-tn-154177) ([md](https://advisorcensus.com/firm/cypress-wealth-management-llc-germantown-tn-154177.md)) | 154177 | Germantown, TN | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Hourly, Fixed fee |
| [Delta Asset Management, LLC](https://advisorcensus.com/firm/delta-asset-management-llc-memphis-tn-113688) ([md](https://advisorcensus.com/firm/delta-asset-management-llc-memphis-tn-113688.md)) | 113688 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 24 | % of assets |
| [Dogwood Financial Planning](https://advisorcensus.com/firm/dogwood-financial-planning-memphis-tn-145889) ([md](https://advisorcensus.com/firm/dogwood-financial-planning-memphis-tn-145889.md)) | 145889 | Memphis, TN | State-registered investment adviser | Not reported | 18 | Hourly, Fixed fee |
| [Dorian Eason Asset Management, LLC](https://advisorcensus.com/firm/dorian-eason-asset-management-llc-memphis-tn-113724) ([md](https://advisorcensus.com/firm/dorian-eason-asset-management-llc-memphis-tn-113724.md)) | 113724 | Memphis, TN | SEC-registered investment adviser | $25 million to $100 million | 25 | % of assets |
| [Dorian Investment Advisory LLC](https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280) ([md](https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280.md)) | 339280 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Duncan Williams Asset Management, LLC](https://advisorcensus.com/firm/duncan-williams-asset-management-llc-memphis-tn-174809) ([md](https://advisorcensus.com/firm/duncan-williams-asset-management-llc-memphis-tn-174809.md)) | 174809 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Hourly, Fixed fee |
| [Eaglestrong Financial](https://advisorcensus.com/firm/eaglestrong-financial-memphis-tn-288413) ([md](https://advisorcensus.com/firm/eaglestrong-financial-memphis-tn-288413.md)) | 288413 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Fixed fee |
| [Envision Financial Planning, LLC](https://advisorcensus.com/firm/envision-financial-planning-llc-memphis-tn-321790) ([md](https://advisorcensus.com/firm/envision-financial-planning-llc-memphis-tn-321790.md)) | 321790 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly |
| [FCG Investment Company](https://advisorcensus.com/firm/fcg-investment-company-germantown-tn-308192) ([md](https://advisorcensus.com/firm/fcg-investment-company-germantown-tn-308192.md)) | 308192 | Germantown, TN | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Fixed fee |
| [Forward Financial Planning](https://advisorcensus.com/firm/forward-financial-planning-germantown-tn-318632) ([md](https://advisorcensus.com/firm/forward-financial-planning-germantown-tn-318632.md)) | 318632 | Germantown, TN | State-registered investment adviser | Under $25 million | 4 | % of assets, Fixed fee |
| [Frazee Investment Consulting, Inc.](https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662) ([md](https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662.md)) | 123662 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee, Other |
| [FSG Wealth Advisors, LLC](https://advisorcensus.com/firm/fsg-wealth-advisors-llc-memphis-tn-330709) ([md](https://advisorcensus.com/firm/fsg-wealth-advisors-llc-memphis-tn-330709.md)) | 330709 | Memphis, TN | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [GERBER/TAYLOR Management LLC](https://advisorcensus.com/firm/gerber-taylor-management-llc-memphis-tn-109319) ([md](https://advisorcensus.com/firm/gerber-taylor-management-llc-memphis-tn-109319.md)) | 109319 | Memphis, TN | SEC-registered investment adviser | Over $5 billion | 27 | % of assets, Fixed fee, Performance fee |
| [Green Square AM](https://advisorcensus.com/firm/green-square-am-memphis-tn-343857) ([md](https://advisorcensus.com/firm/green-square-am-memphis-tn-343857.md)) | 343857 | Memphis, TN | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee, Other |
| [Greenwood Pine Partners](https://advisorcensus.com/firm/greenwood-pine-partners-memphis-tn-314679) ([md](https://advisorcensus.com/firm/greenwood-pine-partners-memphis-tn-314679.md)) | 314679 | Memphis, TN | SEC-registered investment adviser | Under $25 million | 5 | % of assets |
| [Harwood Investment Group LLC](https://advisorcensus.com/firm/harwood-investment-group-llc-memphis-tn-126391) ([md](https://advisorcensus.com/firm/harwood-investment-group-llc-memphis-tn-126391.md)) | 126391 | Memphis, TN | State-registered investment adviser | Under $25 million | 23 | % of assets |
| [Highland Capital Management, LLC](https://advisorcensus.com/firm/highland-capital-management-llc-memphis-tn-104842) ([md](https://advisorcensus.com/firm/highland-capital-management-llc-memphis-tn-104842.md)) | 104842 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 54 | % of assets, Performance fee, Other |
| [Hogan Investment Counsel, LLC](https://advisorcensus.com/firm/hogan-investment-counsel-llc-cordova-tn-160186) ([md](https://advisorcensus.com/firm/hogan-investment-counsel-llc-cordova-tn-160186.md)) | 160186 | Cordova, TN | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Innova Memphis, Inc.](https://advisorcensus.com/firm/innova-memphis-inc-memphis-tn-173460) ([md](https://advisorcensus.com/firm/innova-memphis-inc-memphis-tn-173460.md)) | 173460 | Memphis, TN | Exempt reporting adviser | Not reported | 11 | Not reported |
| [Invictus Fiduciary Services, LLC](https://advisorcensus.com/firm/invictus-fiduciary-services-llc-memphis-tn-286117) ([md](https://advisorcensus.com/firm/invictus-fiduciary-services-llc-memphis-tn-286117.md)) | 286117 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets |
| [Kelman Lazarov Inc](https://advisorcensus.com/firm/kelman-lazarov-inc-memphis-tn-107727) ([md](https://advisorcensus.com/firm/kelman-lazarov-inc-memphis-tn-107727.md)) | 107727 | Memphis, TN | SEC-registered investment adviser | $500 million to $1 billion | 32 | % of assets, Hourly, Fixed fee |
| [Kickpoint Financial, LLC](https://advisorcensus.com/firm/kickpoint-financial-llc-memphis-tn-300423) ([md](https://advisorcensus.com/firm/kickpoint-financial-llc-memphis-tn-300423.md)) | 300423 | Memphis, TN | State-registered investment adviser | Under $25 million | 7 | % of assets, Performance fee |
| [Kimery Wealth Management, LLC](https://advisorcensus.com/firm/kimery-wealth-management-llc-memphis-tn-288229) ([md](https://advisorcensus.com/firm/kimery-wealth-management-llc-memphis-tn-288229.md)) | 288229 | Memphis, TN | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee |
| [Lakeland Wealth Management LLC](https://advisorcensus.com/firm/lakeland-wealth-management-llc-memphis-tn-173831) ([md](https://advisorcensus.com/firm/lakeland-wealth-management-llc-memphis-tn-173831.md)) | 173831 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Fixed fee, Performance fee |
| [Legacy Wealth Management, LLC](https://advisorcensus.com/firm/legacy-wealth-management-llc-memphis-tn-108619) ([md](https://advisorcensus.com/firm/legacy-wealth-management-llc-memphis-tn-108619.md)) | 108619 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 43 | % of assets, Fixed fee |
| [Lonetree Wealth Management](https://advisorcensus.com/firm/lonetree-wealth-management-memphis-tn-322711) ([md](https://advisorcensus.com/firm/lonetree-wealth-management-memphis-tn-322711.md)) | 322711 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee |
| [Memphis Capital Management, LLC](https://advisorcensus.com/firm/memphis-capital-management-llc-memphis-tn-134522) ([md](https://advisorcensus.com/firm/memphis-capital-management-llc-memphis-tn-134522.md)) | 134522 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets, Performance fee, Other |
| [Mercury Investment Group](https://advisorcensus.com/firm/mercury-investment-group-memphis-tn-125245) ([md](https://advisorcensus.com/firm/mercury-investment-group-memphis-tn-125245.md)) | 125245 | Memphis, TN | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [MFO-USA Advisory, LLC](https://advisorcensus.com/firm/mfo-usa-advisory-llc-memphis-tn-302109) ([md](https://advisorcensus.com/firm/mfo-usa-advisory-llc-memphis-tn-302109.md)) | 302109 | Memphis, TN | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Other |
| [Mosaic Wealth Consultants, Inc.](https://advisorcensus.com/firm/mosaic-wealth-consultants-inc-millington-tn-323422) ([md](https://advisorcensus.com/firm/mosaic-wealth-consultants-inc-millington-tn-323422.md)) | 323422 | Millington, TN | State-registered investment adviser | Under $25 million | 3 | % of assets, Fixed fee |
| [New Southern Advisory Services](https://advisorcensus.com/firm/new-southern-advisory-services-germantown-tn-158724) ([md](https://advisorcensus.com/firm/new-southern-advisory-services-germantown-tn-158724.md)) | 158724 | Germantown, TN | State-registered investment adviser | $25 million to $100 million | 15 | % of assets |
| [Newsouth Capital Management Inc](https://advisorcensus.com/firm/newsouth-capital-management-inc-memphis-tn-110676) ([md](https://advisorcensus.com/firm/newsouth-capital-management-inc-memphis-tn-110676.md)) | 110676 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 41 | % of assets, Performance fee |
| [NFC Investments, LLC](https://advisorcensus.com/firm/nfc-investments-llc-memphis-tn-132844) ([md](https://advisorcensus.com/firm/nfc-investments-llc-memphis-tn-132844.md)) | 132844 | Memphis, TN | SEC-registered investment adviser | $1 billion to $5 billion | 21 | % of assets, Performance fee |
| [P3 Wealth Management](https://advisorcensus.com/firm/p3-wealth-management-cordova-tn-300373) ([md](https://advisorcensus.com/firm/p3-wealth-management-cordova-tn-300373.md)) | 300373 | Cordova, TN | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |

- Next page: https://advisorcensus.com/advisors/tn/memphis/page/2.md

## Questions people ask

**How many financial advisory firms are there in Memphis, TN?**
AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, from Form ADV filings as of October 2026: 52 SEC-registered, 28 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Memphis, TN?**
29 of the 84 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Memphis, TN offer financial planning?**
45 of the 80 firms in Memphis, TN that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Memphis, TN fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 29 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Tennessee](https://advisorcensus.com/advisors/tn) (https://advisorcensus.com/advisors/tn.md)
- [Financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis) (https://advisorcensus.com/advisors/tn/memphis.md)
- [Fee-only financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis/fee-only) (https://advisorcensus.com/advisors/tn/memphis/fee-only.md)
- [Flat-fee financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis/flat-fee) (https://advisorcensus.com/advisors/tn/memphis/flat-fee.md)
- [Hourly financial advisors in Memphis, TN](https://advisorcensus.com/advisors/tn/memphis/hourly) (https://advisorcensus.com/advisors/tn/memphis/hourly.md)
- [Financial advisors in Nashville](https://advisorcensus.com/advisors/tn/nashville) (https://advisorcensus.com/advisors/tn/nashville.md)
- [Financial advisors in Knoxville](https://advisorcensus.com/advisors/tn/knoxville) (https://advisorcensus.com/advisors/tn/knoxville.md)
- [Financial advisors in Chattanooga](https://advisorcensus.com/advisors/tn/chattanooga) (https://advisorcensus.com/advisors/tn/chattanooga.md)
- [Financial advisors in Kingsport](https://advisorcensus.com/advisors/tn/kingsport) (https://advisorcensus.com/advisors/tn/kingsport.md)
- [Financial advisors in Johnson City](https://advisorcensus.com/advisors/tn/johnson-city) (https://advisorcensus.com/advisors/tn/johnson-city.md)
- [Financial advisors in Jackson](https://advisorcensus.com/advisors/tn/jackson) (https://advisorcensus.com/advisors/tn/jackson.md)
- [Financial advisors in Clarksville](https://advisorcensus.com/advisors/tn/clarksville) (https://advisorcensus.com/advisors/tn/clarksville.md)
- [Financial advisors in Cleveland](https://advisorcensus.com/advisors/tn/cleveland) (https://advisorcensus.com/advisors/tn/cleveland.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/tn/memphis.csv

Cite as: AdvisorCensus. Financial advisors in Memphis, TN: 84 firms from Form ADV filings as of October 2026.