{ "path": "/advisors/tn/memphis", "url": "https://advisorcensus.com/advisors/tn/memphis", "page_type": "metro", "title": "Financial advisors in Memphis, TN", "filters": {}, "scope_total": 84, "faq": [ { "q": "How many financial advisory firms are there in Memphis, TN?", "a": "AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, from Form ADV filings as of October 2026: 52 SEC-registered, 28 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Memphis, TN?", "a": "29 of the 84 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Memphis, TN offer financial planning?", "a": "45 of the 80 firms in Memphis, TN that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Memphis, TN fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 29 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 84 investment advisory firms with a principal office in the Memphis metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Memphis has 84 investment advisory firms with a principal office in the metro area as of October 2026: 52 SEC-registered, 28 state-registered, and 4 exempt reporting advisers. 29 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 31 report under $100 million in regulatory assets under management. The metro area has 522,879 households, 46,874 of them with income of $200,000 or more, or 558 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Memphis, TN: 84 firms from Form ADV filings as of October 2026.", "total_firms": 84, "page": 1, "total_pages": 2, "sort": "name", "registration_types": { "sec": 52, "state": 28, "exempt": 4 }, "fee_model_mix": [ { "code": "fee-only", "count": 29 }, { "code": "percentage_of_aum", "count": 78 }, { "code": "hourly", "count": 25 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 41 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 22 }, { "code": "other", "count": 10 }, { "code": "not_reported", "count": 4 } ], "years_registered_distribution": [ { "code": "under_5", "count": 24 }, { "code": "5_to_9", "count": 17 }, { "code": "10_to_19", "count": 19 }, { "code": "20_plus", "count": 24 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 14 }, { "code": "25m_100m", "count": 17 }, { "code": "100m_500m", "count": 24 }, { "code": "500m_1b", "count": 5 }, { "code": "1b_5b", "count": 17 }, { "code": "over_5b", "count": 1 }, { "code": "not_reported", "count": 6 } ], "firms": [ { "crd_number": 326601, "name": "1819 Partners", "name_as_filed": "1819 PARTNERS", "url": "https://advisorcensus.com/firm/1819-partners-memphis-tn-326601", "city": "Memphis", "state": "TN", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 334525, "name": "ACP Group, LLC", "name_as_filed": "ACP GROUP, LLC", "url": "https://advisorcensus.com/firm/acp-group-llc-memphis-tn-334525", "city": "Memphis", "state": "TN", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 283979, "name": "Additive Advisory PBC", "name_as_filed": "ADDITIVE ADVISORY PBC", "url": "https://advisorcensus.com/firm/additive-advisory-pbc-memphis-tn-283979", "city": "Memphis", "state": "TN", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 333704, "name": "Aries Investments, LLC", "name_as_filed": "ARIES INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/aries-investments-llc-lakeland-tn-333704", "city": "Lakeland", "state": "TN", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 115927, "name": "B. Riley Wealth Advisors, Inc.", "name_as_filed": "B. RILEY WEALTH ADVISORS, INC.", "url": "https://advisorcensus.com/firm/b-riley-wealth-advisors-inc-memphis-tn-115927", "city": "Memphis", "state": "TN", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 315851, "name": "B. Riley Wealth Private Shares", "name_as_filed": "B. RILEY WEALTH PRIVATE SHARES", "url": "https://advisorcensus.com/firm/b-riley-wealth-private-shares-memphis-tn-315851", "city": "Memphis", "state": "TN", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 334688, "name": "Battell Holdings Management, LLC", "name_as_filed": "BATTELL HOLDINGS MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/battell-holdings-management-llc-memphis-tn-334688", "city": "Memphis", "state": "TN", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 124233, "name": "BDC Advisory, LLC", "name_as_filed": "BDC ADVISORY, LLC", "url": "https://advisorcensus.com/firm/bdc-advisory-llc-memphis-tn-124233", "city": "Memphis", "state": "TN", "years_registered": 27, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 164746, "name": "Blong Financial", "name_as_filed": "BLONG FINANCIAL", "url": "https://advisorcensus.com/firm/blong-financial-memphis-tn-164746", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110267, "name": "Brandon Financial Planning, Inc.", "name_as_filed": "BRANDON FINANCIAL PLANNING, INC.", "url": "https://advisorcensus.com/firm/brandon-financial-planning-inc-memphis-tn-110267", "city": "Memphis", "state": "TN", "years_registered": 43, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 285485, "name": "Calydon Capital, LLC", "name_as_filed": "CALYDON CAPITAL, LLC", "url": "https://advisorcensus.com/firm/calydon-capital-llc-memphis-tn-285485", "city": "Memphis", "state": "TN", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 136659, "name": "Cardinal Wealth Advisory, LLC", "name_as_filed": "CARDINAL WEALTH ADVISORY, LLC", "url": "https://advisorcensus.com/firm/cardinal-wealth-advisory-llc-memphis-tn-136659", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 127398, "name": "Chickasaw Capital Management, LLC", "name_as_filed": "CHICKASAW CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/chickasaw-capital-management-llc-memphis-tn-127398", "city": "Memphis", "state": "TN", "years_registered": 23, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "commissions", "performance_based" ], "enhanced": false }, { "crd_number": 151439, "name": "Commerce Advisors, LLC", "name_as_filed": "COMMERCE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/commerce-advisors-llc-memphis-tn-151439", "city": "Memphis", "state": "TN", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 154975, "name": "Cothran Capital, LLC", "name_as_filed": "COTHRAN CAPITAL, LLC", "url": "https://advisorcensus.com/firm/cothran-capital-llc-memphis-tn-154975", "city": "Memphis", "state": "TN", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 328856, "name": "Crest Private Wealth, LLC", "name_as_filed": "CREST PRIVATE WEALTH, LLC", "url": "https://advisorcensus.com/firm/crest-private-wealth-llc-memphis-tn-328856", "city": "Memphis", "state": "TN", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 154177, "name": "Cypress Wealth Management, LLC", "name_as_filed": "CYPRESS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/cypress-wealth-management-llc-germantown-tn-154177", "city": "Germantown", "state": "TN", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 113688, "name": "Delta Asset Management, LLC", "name_as_filed": "DELTA ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/delta-asset-management-llc-memphis-tn-113688", "city": "Memphis", "state": "TN", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 145889, "name": "Dogwood Financial Planning", "name_as_filed": "DOGWOOD FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/dogwood-financial-planning-memphis-tn-145889", "city": "Memphis", "state": "TN", "years_registered": 18, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 113724, "name": "Dorian Eason Asset Management, LLC", "name_as_filed": "DORIAN EASON ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/dorian-eason-asset-management-llc-memphis-tn-113724", "city": "Memphis", "state": "TN", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339280, "name": "Dorian Investment Advisory LLC", "name_as_filed": "DORIAN INVESTMENT ADVISORY LLC", "url": "https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280", "city": "Memphis", "state": "TN", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 174809, "name": "Duncan Williams Asset Management, LLC", "name_as_filed": "DUNCAN WILLIAMS ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/duncan-williams-asset-management-llc-memphis-tn-174809", "city": "Memphis", "state": "TN", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288413, "name": "Eaglestrong Financial", "name_as_filed": "EAGLESTRONG FINANCIAL", "url": "https://advisorcensus.com/firm/eaglestrong-financial-memphis-tn-288413", "city": "Memphis", "state": "TN", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 321790, "name": "Envision Financial Planning, LLC", "name_as_filed": "ENVISION FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/envision-financial-planning-llc-memphis-tn-321790", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 308192, "name": "FCG Investment Company", "name_as_filed": "FCG INVESTMENT COMPANY", "url": "https://advisorcensus.com/firm/fcg-investment-company-germantown-tn-308192", "city": "Germantown", "state": "TN", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 318632, "name": "Forward Financial Planning", "name_as_filed": "FORWARD FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/forward-financial-planning-germantown-tn-318632", "city": "Germantown", "state": "TN", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 123662, "name": "Frazee Investment Consulting, Inc.", "name_as_filed": "FRAZEE INVESTMENT CONSULTING, INC.", "url": "https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662", "city": "Memphis", "state": "TN", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 330709, "name": "FSG Wealth Advisors, LLC", "name_as_filed": "FSG WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/fsg-wealth-advisors-llc-memphis-tn-330709", "city": "Memphis", "state": "TN", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 109319, "name": "GERBER/TAYLOR Management LLC", "name_as_filed": "GERBER/TAYLOR MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gerber-taylor-management-llc-memphis-tn-109319", "city": "Memphis", "state": "TN", "years_registered": 27, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 343857, "name": "Green Square AM", "name_as_filed": "GREEN SQUARE AM", "url": "https://advisorcensus.com/firm/green-square-am-memphis-tn-343857", "city": "Memphis", "state": "TN", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 314679, "name": "Greenwood Pine Partners", "name_as_filed": "GREENWOOD PINE PARTNERS", "url": "https://advisorcensus.com/firm/greenwood-pine-partners-memphis-tn-314679", "city": "Memphis", "state": "TN", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 126391, "name": "Harwood Investment Group LLC", "name_as_filed": "HARWOOD INVESTMENT GROUP LLC", "url": "https://advisorcensus.com/firm/harwood-investment-group-llc-memphis-tn-126391", "city": "Memphis", "state": "TN", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 104842, "name": "Highland Capital Management, LLC", "name_as_filed": "HIGHLAND CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/highland-capital-management-llc-memphis-tn-104842", "city": "Memphis", "state": "TN", "years_registered": 54, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 160186, "name": "Hogan Investment Counsel, LLC", "name_as_filed": "HOGAN INVESTMENT COUNSEL, LLC", "url": "https://advisorcensus.com/firm/hogan-investment-counsel-llc-cordova-tn-160186", "city": "Cordova", "state": "TN", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 173460, "name": "Innova Memphis, Inc.", "name_as_filed": "INNOVA MEMPHIS, INC.", "url": "https://advisorcensus.com/firm/innova-memphis-inc-memphis-tn-173460", "city": "Memphis", "state": "TN", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 286117, "name": "Invictus Fiduciary Services, LLC", "name_as_filed": "INVICTUS FIDUCIARY SERVICES, LLC", "url": "https://advisorcensus.com/firm/invictus-fiduciary-services-llc-memphis-tn-286117", "city": "Memphis", "state": "TN", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107727, "name": "Kelman Lazarov Inc", "name_as_filed": "KELMAN LAZAROV INC", "url": "https://advisorcensus.com/firm/kelman-lazarov-inc-memphis-tn-107727", "city": "Memphis", "state": "TN", "years_registered": 32, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 300423, "name": "Kickpoint Financial, LLC", "name_as_filed": "KICKPOINT FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/kickpoint-financial-llc-memphis-tn-300423", "city": "Memphis", "state": "TN", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 288229, "name": "Kimery Wealth Management, LLC", "name_as_filed": "KIMERY WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/kimery-wealth-management-llc-memphis-tn-288229", "city": "Memphis", "state": "TN", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 173831, "name": "Lakeland Wealth Management LLC", "name_as_filed": "LAKELAND WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/lakeland-wealth-management-llc-memphis-tn-173831", "city": "Memphis", "state": "TN", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 108619, "name": "Legacy Wealth Management, LLC", "name_as_filed": "LEGACY WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/legacy-wealth-management-llc-memphis-tn-108619", "city": "Memphis", "state": "TN", "years_registered": 43, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 322711, "name": "Lonetree Wealth Management", "name_as_filed": "LONETREE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/lonetree-wealth-management-memphis-tn-322711", "city": "Memphis", "state": "TN", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 134522, "name": "Memphis Capital Management, LLC", "name_as_filed": "MEMPHIS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/memphis-capital-management-llc-memphis-tn-134522", "city": "Memphis", "state": "TN", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 125245, "name": "Mercury Investment Group", "name_as_filed": "MERCURY INVESTMENT GROUP", "url": "https://advisorcensus.com/firm/mercury-investment-group-memphis-tn-125245", "city": "Memphis", "state": "TN", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 302109, "name": "MFO-USA Advisory, LLC", "name_as_filed": "MFO-USA ADVISORY, LLC", "url": "https://advisorcensus.com/firm/mfo-usa-advisory-llc-memphis-tn-302109", "city": "Memphis", "state": "TN", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 323422, "name": "Mosaic Wealth Consultants, Inc.", "name_as_filed": "MOSAIC WEALTH CONSULTANTS, INC.", "url": "https://advisorcensus.com/firm/mosaic-wealth-consultants-inc-millington-tn-323422", "city": "Millington", "state": "TN", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 158724, "name": "New Southern Advisory Services", "name_as_filed": "NEW SOUTHERN ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/new-southern-advisory-services-germantown-tn-158724", "city": "Germantown", "state": "TN", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110676, "name": "Newsouth Capital Management Inc", "name_as_filed": "NEWSOUTH CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/newsouth-capital-management-inc-memphis-tn-110676", "city": "Memphis", "state": "TN", "years_registered": 41, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 132844, "name": "NFC Investments, LLC", "name_as_filed": "NFC INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/nfc-investments-llc-memphis-tn-132844", "city": "Memphis", "state": "TN", "years_registered": 21, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 300373, "name": "P3 Wealth Management", "name_as_filed": "P3 WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/p3-wealth-management-cordova-tn-300373", "city": "Cordova", "state": "TN", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/tn", "label": "Financial advisors in Tennessee" }, "metro": { "path": "/advisors/tn/memphis", "label": "Financial advisors in Memphis, TN" }, "city_pages": [], "fee_pages": [ { "path": "/advisors/tn/memphis/fee-only", "label": "Fee-only financial advisors in Memphis, TN", "firm_count": 29 }, { "path": "/advisors/tn/memphis/flat-fee", "label": "Flat-fee financial advisors in Memphis, TN", "firm_count": 41 }, { "path": "/advisors/tn/memphis/hourly", "label": "Hourly financial advisors in Memphis, TN", "firm_count": 25 } ], "niche_pages": [] }, "csv": "https://advisorcensus.com/advisors/tn/memphis.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" }, "sec_registrations_12_months": { "new_sec_registrations": 3, "sec_registered_at_start": 54, "per_100_registered": null, "national_per_100": 10.0, "as_of": "2026-09-01", "sentence": "Over the 12 months to September 1, 2026, 3 firms here registered with the SEC as investment advisers.", "source": "https://advisorcensus.com/reports/monthly/2026-09" } }