# Financial advisors in Columbia, SC

> AdvisorCensus lists 31 investment advisory firms with a principal office in the Columbia metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/sc/columbia

## At a glance

- Investment advisory firms: 31
- Registration: SEC-registered investment adviser: 13, State-registered investment adviser: 18
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 12 (39%); Percentage of assets 28 (90%); Hourly charges 13 (42%); Fixed fees 18 (58%); Commissions 1 (3%); Other 5 (16%)
- Regulatory assets under management (Item 5.F): Under $25 million 8 (26%); $25 million to $100 million 7 (23%); $100 million to $500 million 8 (26%); $500 million to $1 billion 1 (3%); $1 billion to $5 billion 4 (13%); Not reported 3 (10%)
- Years registered: Under 5 years 8 (26%); 5 to 9 years 6 (19%); 10 to 19 years 11 (35%); 20 years or more 6 (19%)

## Firms (page 1 of 1, 1 to 31 of 31, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [A. J. Brooker Financial Associates](https://advisorcensus.com/firm/a-j-brooker-financial-associates-columbia-sc-157211) ([md](https://advisorcensus.com/firm/a-j-brooker-financial-associates-columbia-sc-157211.md)) | 157211 | Columbia, SC | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Fixed fee |
| [Abacus Planning Group, Inc.](https://advisorcensus.com/firm/abacus-planning-group-inc-columbia-sc-107994) ([md](https://advisorcensus.com/firm/abacus-planning-group-inc-columbia-sc-107994.md)) | 107994 | Columbia, SC | SEC-registered investment adviser | $1 billion to $5 billion | 28 | % of assets, Hourly, Fixed fee |
| [Allison Investment Management, LLC](https://advisorcensus.com/firm/allison-investment-management-llc-columbia-sc-124645) ([md](https://advisorcensus.com/firm/allison-investment-management-llc-columbia-sc-124645.md)) | 124645 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [Anchor Investment Management](https://advisorcensus.com/firm/anchor-investment-management-columbia-sc-135296) ([md](https://advisorcensus.com/firm/anchor-investment-management-columbia-sc-135296.md)) | 135296 | Columbia, SC | SEC-registered investment adviser | $1 billion to $5 billion | 21 | % of assets, Fixed fee |
| [Axio Consulting Group](https://advisorcensus.com/firm/axio-consulting-group-west-columbia-sc-306982) ([md](https://advisorcensus.com/firm/axio-consulting-group-west-columbia-sc-306982.md)) | 306982 | West Columbia, SC | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Other |
| [Bailey & Associates Investment MGT. and Financial Planning LLC](https://advisorcensus.com/firm/bailey-and-associates-investment-mgt-and-financial-planning-llc-columbia-sc-110113) ([md](https://advisorcensus.com/firm/bailey-and-associates-investment-mgt-and-financial-planning-llc-columbia-sc-110113.md)) | 110113 | Columbia, SC | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly |
| [Barbco Financial](https://advisorcensus.com/firm/barbco-financial-columbia-sc-332386) ([md](https://advisorcensus.com/firm/barbco-financial-columbia-sc-332386.md)) | 332386 | Columbia, SC | State-registered investment adviser | Under $25 million | 2 | % of assets, Fixed fee |
| [Beers Kight Financial Advisors, LLC](https://advisorcensus.com/firm/beers-kight-financial-advisors-llc-columbia-sc-160286) ([md](https://advisorcensus.com/firm/beers-kight-financial-advisors-llc-columbia-sc-160286.md)) | 160286 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly, Fixed fee |
| [Blackhawk Financial Advisors](https://advisorcensus.com/firm/blackhawk-financial-advisors-columbia-sc-324019) ([md](https://advisorcensus.com/firm/blackhawk-financial-advisors-columbia-sc-324019.md)) | 324019 | Columbia, SC | State-registered investment adviser | Under $25 million | 3 | % of assets, Fixed fee |
| [Brightworks Financial Planning LLC](https://advisorcensus.com/firm/brightworks-financial-planning-llc-lexington-sc-170394) ([md](https://advisorcensus.com/firm/brightworks-financial-planning-llc-lexington-sc-170394.md)) | 170394 | Lexington, SC | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Fixed fee |
| [Capital Consulting Group, Inc](https://advisorcensus.com/firm/capital-consulting-group-inc-columbia-sc-152179) ([md](https://advisorcensus.com/firm/capital-consulting-group-inc-columbia-sc-152179.md)) | 152179 | Columbia, SC | State-registered investment adviser | Not reported | 31 | Other |
| [Capital Wealth Group LLC](https://advisorcensus.com/firm/capital-wealth-group-llc-columbia-sc-324003) ([md](https://advisorcensus.com/firm/capital-wealth-group-llc-columbia-sc-324003.md)) | 324003 | Columbia, SC | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee |
| [CCM Investment Advisers, LLC](https://advisorcensus.com/firm/ccm-investment-advisers-llc-columbia-sc-105743) ([md](https://advisorcensus.com/firm/ccm-investment-advisers-llc-columbia-sc-105743.md)) | 105743 | Columbia, SC | SEC-registered investment adviser | $1 billion to $5 billion | 39 | % of assets |
| [CMC Wealth Management, LLC](https://advisorcensus.com/firm/cmc-wealth-management-llc-lexington-sc-306845) ([md](https://advisorcensus.com/firm/cmc-wealth-management-llc-lexington-sc-306845.md)) | 306845 | Lexington, SC | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly |
| [Davinci Financial Designs](https://advisorcensus.com/firm/davinci-financial-designs-columbia-sc-163362) ([md](https://advisorcensus.com/firm/davinci-financial-designs-columbia-sc-163362.md)) | 163362 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee |
| [Hall Asset Management Group, Inc.](https://advisorcensus.com/firm/hall-asset-management-group-inc-columbia-sc-166285) ([md](https://advisorcensus.com/firm/hall-asset-management-group-inc-columbia-sc-166285.md)) | 166285 | Columbia, SC | State-registered investment adviser | Not reported | 13 | Hourly, Fixed fee, Other |
| [HMS Financial Services, LLC](https://advisorcensus.com/firm/hms-financial-services-llc-columbia-sc-131569) ([md](https://advisorcensus.com/firm/hms-financial-services-llc-columbia-sc-131569.md)) | 131569 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Hobbs Group Advisors LLC](https://advisorcensus.com/firm/hobbs-group-advisors-llc-columbia-sc-157274) ([md](https://advisorcensus.com/firm/hobbs-group-advisors-llc-columbia-sc-157274.md)) | 157274 | Columbia, SC | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Hourly, Fixed fee |
| [Keen Capital, Ltd](https://advisorcensus.com/firm/keen-capital-ltd-chapin-sc-145023) ([md](https://advisorcensus.com/firm/keen-capital-ltd-chapin-sc-145023.md)) | 145023 | Chapin, SC | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Multipath Wealth Management](https://advisorcensus.com/firm/multipath-wealth-management-columbia-sc-306130) ([md](https://advisorcensus.com/firm/multipath-wealth-management-columbia-sc-306130.md)) | 306130 | Columbia, SC | State-registered investment adviser | Under $25 million | 6 | % of assets, Fixed fee |
| [Neal Advisors, LLC](https://advisorcensus.com/firm/neal-advisors-llc-columbia-sc-148447) ([md](https://advisorcensus.com/firm/neal-advisors-llc-columbia-sc-148447.md)) | 148447 | Columbia, SC | State-registered investment adviser | Not reported | 21 | Hourly, Other |
| [Pendleton Street Advisors, LLC](https://advisorcensus.com/firm/pendleton-street-advisors-llc-columbia-sc-168040) ([md](https://advisorcensus.com/firm/pendleton-street-advisors-llc-columbia-sc-168040.md)) | 168040 | Columbia, SC | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Fixed fee |
| [Shadow Wealth Management, LLC](https://advisorcensus.com/firm/shadow-wealth-management-llc-lexington-sc-297588) ([md](https://advisorcensus.com/firm/shadow-wealth-management-llc-lexington-sc-297588.md)) | 297588 | Lexington, SC | State-registered investment adviser | Under $25 million | 8 | % of assets |
| [Southstate Private Capital Management LLC](https://advisorcensus.com/firm/southstate-private-capital-management-llc-columbia-sc-165306) ([md](https://advisorcensus.com/firm/southstate-private-capital-management-llc-columbia-sc-165306.md)) | 165306 | Columbia, SC | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Hourly, Fixed fee |
| [Spectrum Wealth Advisors, LLC](https://advisorcensus.com/firm/spectrum-wealth-advisors-llc-columbia-sc-144452) ([md](https://advisorcensus.com/firm/spectrum-wealth-advisors-llc-columbia-sc-144452.md)) | 144452 | Columbia, SC | State-registered investment adviser | $25 million to $100 million | 19 | % of assets |
| [TS. Mitchell Financial, LLC.](https://advisorcensus.com/firm/ts-mitchell-financial-llc-columbia-sc-170431) ([md](https://advisorcensus.com/firm/ts-mitchell-financial-llc-columbia-sc-170431.md)) | 170431 | Columbia, SC | State-registered investment adviser | Under $25 million | 11 | % of assets, Fixed fee |
| [Wallick Investments, LLC](https://advisorcensus.com/firm/wallick-investments-llc-columbia-sc-162976) ([md](https://advisorcensus.com/firm/wallick-investments-llc-columbia-sc-162976.md)) | 162976 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Other |
| [WCP Capital Management LLC](https://advisorcensus.com/firm/wcp-capital-management-llc-columbia-sc-151995) ([md](https://advisorcensus.com/firm/wcp-capital-management-llc-columbia-sc-151995.md)) | 151995 | Columbia, SC | State-registered investment adviser | Under $25 million | 14 | % of assets |
| [William B. Walkup & Associates, Inc.](https://advisorcensus.com/firm/william-b-walkup-and-associates-inc-columbia-sc-135533) ([md](https://advisorcensus.com/firm/william-b-walkup-and-associates-inc-columbia-sc-135533.md)) | 135533 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Wingstem Wealth, LLC](https://advisorcensus.com/firm/wingstem-wealth-llc-west-columbia-sc-322337) ([md](https://advisorcensus.com/firm/wingstem-wealth-llc-west-columbia-sc-322337.md)) | 322337 | West Columbia, SC | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee, Commissions |
| [YON Drake & Associates Inc](https://advisorcensus.com/firm/yon-drake-and-associates-inc-columbia-sc-111491) ([md](https://advisorcensus.com/firm/yon-drake-and-associates-inc-columbia-sc-111491.md)) | 111491 | Columbia, SC | SEC-registered investment adviser | $100 million to $500 million | 31 | % of assets |

## Questions people ask

**How many financial advisory firms are there in Columbia, SC?**
AdvisorCensus lists 31 investment advisory firms with a principal office in the Columbia metro area, from Form ADV filings as of October 2026: 13 SEC-registered, 18 state-registered, and 0 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Columbia, SC?**
12 of the 31 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Columbia, SC offer financial planning?**
21 of the 31 firms in Columbia, SC that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Columbia, SC fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 12 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in South Carolina](https://advisorcensus.com/advisors/sc) (https://advisorcensus.com/advisors/sc.md)
- [Financial advisors in Columbia, SC](https://advisorcensus.com/advisors/sc/columbia) (https://advisorcensus.com/advisors/sc/columbia.md)
- [Fee-only financial advisors in Columbia, SC](https://advisorcensus.com/advisors/sc/columbia/fee-only) (https://advisorcensus.com/advisors/sc/columbia/fee-only.md)
- [Flat-fee financial advisors in Columbia, SC](https://advisorcensus.com/advisors/sc/columbia/flat-fee) (https://advisorcensus.com/advisors/sc/columbia/flat-fee.md)
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Every firm in this list as CSV: https://advisorcensus.com/advisors/sc/columbia.csv

Cite as: AdvisorCensus. Financial advisors in Columbia, SC: 31 firms from Form ADV filings as of October 2026.