# Flat-fee financial advisors in Providence, RI

> AdvisorCensus lists 64 investment advisory firms with a principal office in the Providence metro area that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ri/providence/flat-fee

## At a glance

- Investment advisory firms: 64
- Registration: SEC-registered investment adviser: 39, State-registered investment adviser: 25
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 28 (44%); Percentage of assets 59 (92%); Hourly charges 44 (69%); Subscription fees (newsletter or periodical) 1 (2%); Fixed fees 64 (100%); Commissions 6 (9%); Performance-based fees 3 (5%); Other 6 (9%)
- Regulatory assets under management (Item 5.F): Under $25 million 8 (13%); $25 million to $100 million 16 (25%); $100 million to $500 million 26 (41%); $500 million to $1 billion 8 (13%); $1 billion to $5 billion 3 (5%); Not reported 3 (5%)
- Years registered: Under 5 years 22 (34%); 5 to 9 years 11 (17%); 10 to 19 years 12 (19%); 20 years or more 18 (28%); Not reported 1 (2%)

## Firms (page 1 of 2, 1 to 50 of 64, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Alvarez & Associates Financial](https://advisorcensus.com/firm/alvarez-and-associates-financial-lincoln-ri-340494) ([md](https://advisorcensus.com/firm/alvarez-and-associates-financial-lincoln-ri-340494.md)) | 340494 | Lincoln, RI | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Axis Wealth Partners, LLC](https://advisorcensus.com/firm/axis-wealth-partners-llc-east-providence-ri-167122) ([md](https://advisorcensus.com/firm/axis-wealth-partners-llc-east-providence-ri-167122.md)) | 167122 | East Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Barry Investment Advisors, LLC](https://advisorcensus.com/firm/barry-investment-advisors-llc-new-bedford-ma-144955) ([md](https://advisorcensus.com/firm/barry-investment-advisors-llc-new-bedford-ma-144955.md)) | 144955 | New Bedford, MA | SEC-registered investment adviser | $500 million to $1 billion | 18 | % of assets, Fixed fee |
| [Blue Chip Financial Advisors, LLC](https://advisorcensus.com/firm/blue-chip-financial-advisors-llc-east-providence-ri-119510) ([md](https://advisorcensus.com/firm/blue-chip-financial-advisors-llc-east-providence-ri-119510.md)) | 119510 | East Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Bountiful Investment Management LLC](https://advisorcensus.com/firm/bountiful-investment-management-llc-rumford-ri-281437) ([md](https://advisorcensus.com/firm/bountiful-investment-management-llc-rumford-ri-281437.md)) | 281437 | Rumford, RI | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Bristol Wealth Group](https://advisorcensus.com/firm/bristol-wealth-group-taunton-ma-330145) ([md](https://advisorcensus.com/firm/bristol-wealth-group-taunton-ma-330145.md)) | 330145 | Taunton, MA | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets, Hourly, Fixed fee |
| [Brown Advisory Group, LLC](https://advisorcensus.com/firm/brown-advisory-group-llc-east-providence-ri-139651) ([md](https://advisorcensus.com/firm/brown-advisory-group-llc-east-providence-ri-139651.md)) | 139651 | East Providence, RI | State-registered investment adviser | $25 million to $100 million | 20 | % of assets, Hourly, Fixed fee, Other |
| [Brown, LISLE/CUMMINGS, Inc](https://advisorcensus.com/firm/brown-lisle-cummings-inc-providence-ri-1331) ([md](https://advisorcensus.com/firm/brown-lisle-cummings-inc-providence-ri-1331.md)) | 1331 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Canton Hathaway LLC](https://advisorcensus.com/firm/canton-hathaway-llc-providence-ri-297527) ([md](https://advisorcensus.com/firm/canton-hathaway-llc-providence-ri-297527.md)) | 297527 | Providence, RI | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Fixed fee |
| [Capital Wealth Management, LLC](https://advisorcensus.com/firm/capital-wealth-management-llc-west-warwick-ri-157959) ([md](https://advisorcensus.com/firm/capital-wealth-management-llc-west-warwick-ri-157959.md)) | 157959 | West Warwick, RI | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Fixed fee |
| [Carlson Planning Company](https://advisorcensus.com/firm/carlson-planning-company-mansfield-ma-300667) ([md](https://advisorcensus.com/firm/carlson-planning-company-mansfield-ma-300667.md)) | 300667 | Mansfield, MA | State-registered investment adviser | Under $25 million | 6 | % of assets, Subscription, Fixed fee, Other |
| [Caster and Company, Inc.](https://advisorcensus.com/firm/caster-and-company-inc-warwick-ri-148931) ([md](https://advisorcensus.com/firm/caster-and-company-inc-warwick-ri-148931.md)) | 148931 | Warwick, RI | State-registered investment adviser | Under $25 million | 16 | % of assets, Hourly, Fixed fee, Commissions |
| [CB Capital LLC](https://advisorcensus.com/firm/cb-capital-llc-north-smithfield-ri-300200) ([md](https://advisorcensus.com/firm/cb-capital-llc-north-smithfield-ri-300200.md)) | 300200 | North Smithfield, RI | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Charles J. Means & Co., LLC](https://advisorcensus.com/firm/charles-j-means-and-co-llc-providence-ri-120178) ([md](https://advisorcensus.com/firm/charles-j-means-and-co-llc-providence-ri-120178.md)) | 120178 | Providence, RI | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [Constant Guidance Financial, LLC](https://advisorcensus.com/firm/constant-guidance-financial-llc-north-attleboro-ma-172612) ([md](https://advisorcensus.com/firm/constant-guidance-financial-llc-north-attleboro-ma-172612.md)) | 172612 | North Attleboro, MA | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee |
| [Copper Beech Wealth Management](https://advisorcensus.com/firm/copper-beech-wealth-management-mansfield-ma-321059) ([md](https://advisorcensus.com/firm/copper-beech-wealth-management-mansfield-ma-321059.md)) | 321059 | Mansfield, MA | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Cornerstone Investment Services](https://advisorcensus.com/firm/cornerstone-investment-services-providence-ri-129164) ([md](https://advisorcensus.com/firm/cornerstone-investment-services-providence-ri-129164.md)) | 129164 | Providence, RI | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee |
| [D & P Investment Advisors, Ltd.](https://advisorcensus.com/firm/d-and-p-investment-advisors-ltd-wakefield-ri-119631) ([md](https://advisorcensus.com/firm/d-and-p-investment-advisors-ltd-wakefield-ri-119631.md)) | 119631 | Wakefield, RI | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Datum Wealth Management](https://advisorcensus.com/firm/datum-wealth-management-warwick-ri-342854) ([md](https://advisorcensus.com/firm/datum-wealth-management-warwick-ri-342854.md)) | 342854 | Warwick, RI | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Delphinus Financial Advisors, LLC](https://advisorcensus.com/firm/delphinus-financial-advisors-llc-mansfield-ma-152952) ([md](https://advisorcensus.com/firm/delphinus-financial-advisors-llc-mansfield-ma-152952.md)) | 152952 | Mansfield, MA | SEC-registered investment adviser | $100 million to $500 million | 2 | Fixed fee |
| [Diversified Resources, LLC](https://advisorcensus.com/firm/diversified-resources-llc-warwick-ri-31346) ([md](https://advisorcensus.com/firm/diversified-resources-llc-warwick-ri-31346.md)) | 31346 | Warwick, RI | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Hourly, Fixed fee |
| [Efficient Capital Strategies, LLC](https://advisorcensus.com/firm/efficient-capital-strategies-llc-barrington-ri-283922) ([md](https://advisorcensus.com/firm/efficient-capital-strategies-llc-barrington-ri-283922.md)) | 283922 | Barrington, RI | State-registered investment adviser | Under $25 million | 10 | % of assets, Hourly, Fixed fee |
| [Eisenhilfer Capital LLC](https://advisorcensus.com/firm/eisenhilfer-capital-llc-lincoln-ri-321763) ([md](https://advisorcensus.com/firm/eisenhilfer-capital-llc-lincoln-ri-321763.md)) | 321763 | Lincoln, RI | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Eliot Rose Wealth Management, LLC](https://advisorcensus.com/firm/eliot-rose-wealth-management-llc-providence-ri-120465) ([md](https://advisorcensus.com/firm/eliot-rose-wealth-management-llc-providence-ri-120465.md)) | 120465 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Experience Your Wealth, LLC](https://advisorcensus.com/firm/experience-your-wealth-llc-providence-ri-305991) ([md](https://advisorcensus.com/firm/experience-your-wealth-llc-providence-ri-305991.md)) | 305991 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 0 | Hourly, Fixed fee, Other |
| [Financial Independence, LLC](https://advisorcensus.com/firm/financial-independence-llc-warwick-ri-150515) ([md](https://advisorcensus.com/firm/financial-independence-llc-warwick-ri-150515.md)) | 150515 | Warwick, RI | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [First Financial Advisory Services Inc](https://advisorcensus.com/firm/first-financial-advisory-services-inc-westerly-ri-105031) ([md](https://advisorcensus.com/firm/first-financial-advisory-services-inc-westerly-ri-105031.md)) | 105031 | Westerly, RI | SEC-registered investment adviser | $100 million to $500 million | 42 | % of assets, Hourly, Fixed fee, Commissions |
| [Five Corners Financial Services](https://advisorcensus.com/firm/five-corners-financial-services-easton-ma-338120) ([md](https://advisorcensus.com/firm/five-corners-financial-services-easton-ma-338120.md)) | 338120 | Easton, MA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Fixed fee |
| [Forbes Financial Planning, Inc.](https://advisorcensus.com/firm/forbes-financial-planning-inc-east-greenwich-ri-143912) ([md](https://advisorcensus.com/firm/forbes-financial-planning-inc-east-greenwich-ri-143912.md)) | 143912 | East Greenwich, RI | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Foster Strategic Wealth Partners, LLC](https://advisorcensus.com/firm/foster-strategic-wealth-partners-llc-rehoboth-ma-338680) ([md](https://advisorcensus.com/firm/foster-strategic-wealth-partners-llc-rehoboth-ma-338680.md)) | 338680 | Rehoboth, MA | State-registered investment adviser | Not reported | 0 | % of assets, Hourly, Fixed fee |
| [Grand Street Investors](https://advisorcensus.com/firm/grand-street-investors-north-providence-ri-152660) ([md](https://advisorcensus.com/firm/grand-street-investors-north-providence-ri-152660.md)) | 152660 | North Providence, RI | State-registered investment adviser | $25 million to $100 million | Not reported | Fixed fee, Performance fee |
| [Great Oak Capital Partners, LLC](https://advisorcensus.com/firm/great-oak-capital-partners-llc-south-easton-ma-281045) ([md](https://advisorcensus.com/firm/great-oak-capital-partners-llc-south-easton-ma-281045.md)) | 281045 | South Easton, MA | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [Hall Capital Management Company, Inc.](https://advisorcensus.com/firm/hall-capital-management-company-inc-barrington-ri-108141) ([md](https://advisorcensus.com/firm/hall-capital-management-company-inc-barrington-ri-108141.md)) | 108141 | Barrington, RI | SEC-registered investment adviser | $100 million to $500 million | 29 | % of assets, Hourly, Fixed fee |
| [Have RIA, Inc.](https://advisorcensus.com/firm/have-ria-inc-providence-ri-327137) ([md](https://advisorcensus.com/firm/have-ria-inc-providence-ri-327137.md)) | 327137 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Hirst Financial Independence Planning, Inc.](https://advisorcensus.com/firm/hirst-financial-independence-planning-inc-fall-river-ma-342919) ([md](https://advisorcensus.com/firm/hirst-financial-independence-planning-inc-fall-river-ma-342919.md)) | 342919 | Fall River, MA | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Income Associates](https://advisorcensus.com/firm/income-associates-barrington-ri-326018) ([md](https://advisorcensus.com/firm/income-associates-barrington-ri-326018.md)) | 326018 | Barrington, RI | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee, Commissions |
| [Invest Track Financial, LLC](https://advisorcensus.com/firm/invest-track-financial-llc-narragansett-ri-323211) ([md](https://advisorcensus.com/firm/invest-track-financial-llc-narragansett-ri-323211.md)) | 323211 | Narragansett, RI | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee |
| [Lally Wealth Management, LLC](https://advisorcensus.com/firm/lally-wealth-management-llc-north-kingstown-ri-164259) ([md](https://advisorcensus.com/firm/lally-wealth-management-llc-north-kingstown-ri-164259.md)) | 164259 | North Kingstown, RI | State-registered investment adviser | Not reported | 14 | Fixed fee, Other |
| [Lechner Associates](https://advisorcensus.com/firm/lechner-associates-north-attleboro-ma-129181) ([md](https://advisorcensus.com/firm/lechner-associates-north-attleboro-ma-129181.md)) | 129181 | North Attleboro, MA | State-registered investment adviser | $25 million to $100 million | 29 | % of assets, Hourly, Fixed fee |
| [Lincoln Capital Corporation](https://advisorcensus.com/firm/lincoln-capital-corporation-east-greenwich-ri-109922) ([md](https://advisorcensus.com/firm/lincoln-capital-corporation-east-greenwich-ri-109922.md)) | 109922 | East Greenwich, RI | SEC-registered investment adviser | $100 million to $500 million | 35 | % of assets, Fixed fee |
| [Lodestar Wealth, LLC](https://advisorcensus.com/firm/lodestar-wealth-llc-providence-ri-308028) ([md](https://advisorcensus.com/firm/lodestar-wealth-llc-providence-ri-308028.md)) | 308028 | Providence, RI | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Macdonald Wealth Management, LLC](https://advisorcensus.com/firm/macdonald-wealth-management-llc-mansfield-ma-300063) ([md](https://advisorcensus.com/firm/macdonald-wealth-management-llc-mansfield-ma-300063.md)) | 300063 | Mansfield, MA | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Hourly, Fixed fee |
| [Mystic Asset Management](https://advisorcensus.com/firm/mystic-asset-management-warwick-ri-170361) ([md](https://advisorcensus.com/firm/mystic-asset-management-warwick-ri-170361.md)) | 170361 | Warwick, RI | SEC-registered investment adviser | $500 million to $1 billion | 12 | % of assets, Hourly, Fixed fee, Commissions |
| [Newman Dignan & Sheerar, Inc](https://advisorcensus.com/firm/newman-dignan-and-sheerar-inc-providence-ri-107565) ([md](https://advisorcensus.com/firm/newman-dignan-and-sheerar-inc-providence-ri-107565.md)) | 107565 | Providence, RI | SEC-registered investment adviser | $500 million to $1 billion | 34 | % of assets, Hourly, Fixed fee, Other |
| [Parsons Capital Management Inc](https://advisorcensus.com/firm/parsons-capital-management-inc-providence-ri-106295) ([md](https://advisorcensus.com/firm/parsons-capital-management-inc-providence-ri-106295.md)) | 106295 | Providence, RI | SEC-registered investment adviser | $1 billion to $5 billion | 32 | % of assets, Hourly, Fixed fee |
| [Pizarro Advisors](https://advisorcensus.com/firm/pizarro-advisors-taunton-ma-333388) ([md](https://advisorcensus.com/firm/pizarro-advisors-taunton-ma-333388.md)) | 333388 | Taunton, MA | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Professional Planning Group](https://advisorcensus.com/firm/professional-planning-group-westerly-ri-108868) ([md](https://advisorcensus.com/firm/professional-planning-group-westerly-ri-108868.md)) | 108868 | Westerly, RI | SEC-registered investment adviser | $1 billion to $5 billion | 46 | % of assets, Hourly, Fixed fee |
| [Sheeley & Partners Wealth Management, LLC](https://advisorcensus.com/firm/sheeley-and-partners-wealth-management-llc-providence-ri-109013) ([md](https://advisorcensus.com/firm/sheeley-and-partners-wealth-management-llc-providence-ri-109013.md)) | 109013 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 27 | % of assets, Hourly, Fixed fee |
| [SK Wealth Management, LLC](https://advisorcensus.com/firm/sk-wealth-management-llc-providence-ri-109114) ([md](https://advisorcensus.com/firm/sk-wealth-management-llc-providence-ri-109114.md)) | 109114 | Providence, RI | SEC-registered investment adviser | $500 million to $1 billion | 27 | % of assets, Hourly, Fixed fee |
| [Slocum, Gordon & Co. LLP](https://advisorcensus.com/firm/slocum-gordon-and-co-llp-newport-ri-104929) ([md](https://advisorcensus.com/firm/slocum-gordon-and-co-llp-newport-ri-104929.md)) | 104929 | Newport, RI | SEC-registered investment adviser | $100 million to $500 million | 47 | % of assets, Hourly, Fixed fee |

- Next page: https://advisorcensus.com/advisors/ri/providence/flat-fee/page/2.md

## Questions people ask

**How many financial advisory firms are there in Providence, RI?**
AdvisorCensus lists 110 investment advisory firms with a principal office in the Providence metro area, from Form ADV filings as of October 2026: 60 SEC-registered, 46 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Providence, RI?**
45 of the 110 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Providence, RI offer financial planning?**
78 of the 106 firms in Providence, RI that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Providence, RI fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 45 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Rhode Island](https://advisorcensus.com/advisors/ri) (https://advisorcensus.com/advisors/ri.md)
- [Financial advisors in Providence, RI](https://advisorcensus.com/advisors/ri/providence) (https://advisorcensus.com/advisors/ri/providence.md)
- [Flat-fee financial advisors in Rhode Island](https://advisorcensus.com/advisors/ri/flat-fee) (https://advisorcensus.com/advisors/ri/flat-fee.md)
- [Fee-only financial advisors in Providence, RI](https://advisorcensus.com/advisors/ri/providence/fee-only) (https://advisorcensus.com/advisors/ri/providence/fee-only.md)
- [Hourly financial advisors in Providence, RI](https://advisorcensus.com/advisors/ri/providence/hourly) (https://advisorcensus.com/advisors/ri/providence/hourly.md)
- [Financial advisors for pre-retirees in Providence, RI](https://advisorcensus.com/advisors/ri/providence/pre-retirees) (https://advisorcensus.com/advisors/ri/providence/pre-retirees.md)
- [Financial advisors for retirees in Providence, RI](https://advisorcensus.com/advisors/ri/providence/retirees) (https://advisorcensus.com/advisors/ri/providence/retirees.md)
- [Financial advisors in Warwick, RI](https://advisorcensus.com/advisors/ri/providence/warwick) (https://advisorcensus.com/advisors/ri/providence/warwick.md)

Cite as: AdvisorCensus. Flat-fee financial advisors in Providence, RI: 64 firms from Form ADV filings as of October 2026.