# Fee-only financial advisors in Rhode Island > AdvisorCensus lists 34 investment advisory firms with a principal office in Rhode Island that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived. Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ri/fee-only ## At a glance - Investment advisory firms: 34 - Registration: SEC-registered investment adviser: 16, State-registered investment adviser: 18 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 34 (100%); Percentage of assets 34 (100%); Hourly charges 17 (50%); Fixed fees 19 (56%) - Regulatory assets under management (Item 5.F): Under $25 million 7 (21%); $25 million to $100 million 11 (32%); $100 million to $500 million 10 (29%); $500 million to $1 billion 2 (6%); $1 billion to $5 billion 4 (12%) - Years registered: Under 5 years 13 (38%); 5 to 9 years 5 (15%); 10 to 19 years 5 (15%); 20 years or more 11 (32%) ## Firms (page 1 of 1, 1 to 34 of 34, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [Blue FIN Capital, Inc.](https://advisorcensus.com/firm/blue-fin-capital-inc-warren-ri-108451) ([md](https://advisorcensus.com/firm/blue-fin-capital-inc-warren-ri-108451.md)) | 108451 | Warren, RI | SEC-registered investment adviser | $500 million to $1 billion | 27 | % of assets | | [Breachway Investments, LLC](https://advisorcensus.com/firm/breachway-investments-llc-charlestown-ri-299102) ([md](https://advisorcensus.com/firm/breachway-investments-llc-charlestown-ri-299102.md)) | 299102 | Charlestown, RI | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly | | [CB Capital LLC](https://advisorcensus.com/firm/cb-capital-llc-north-smithfield-ri-300200) ([md](https://advisorcensus.com/firm/cb-capital-llc-north-smithfield-ri-300200.md)) | 300200 | North Smithfield, RI | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee | | [Charles J. Means & Co., LLC](https://advisorcensus.com/firm/charles-j-means-and-co-llc-providence-ri-120178) ([md](https://advisorcensus.com/firm/charles-j-means-and-co-llc-providence-ri-120178.md)) | 120178 | Providence, RI | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee | | [Coastal Financial Planning, Inc.](https://advisorcensus.com/firm/coastal-financial-planning-inc-lincoln-ri-117649) ([md](https://advisorcensus.com/firm/coastal-financial-planning-inc-lincoln-ri-117649.md)) | 117649 | Lincoln, RI | State-registered investment adviser | $25 million to $100 million | 28 | % of assets, Hourly | | [D & P Investment Advisors, Ltd.](https://advisorcensus.com/firm/d-and-p-investment-advisors-ltd-wakefield-ri-119631) ([md](https://advisorcensus.com/firm/d-and-p-investment-advisors-ltd-wakefield-ri-119631.md)) | 119631 | Wakefield, RI | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee | | [Datum Wealth Management](https://advisorcensus.com/firm/datum-wealth-management-warwick-ri-342854) ([md](https://advisorcensus.com/firm/datum-wealth-management-warwick-ri-342854.md)) | 342854 | Warwick, RI | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee | | [Eisenhilfer Capital LLC](https://advisorcensus.com/firm/eisenhilfer-capital-llc-lincoln-ri-321763) ([md](https://advisorcensus.com/firm/eisenhilfer-capital-llc-lincoln-ri-321763.md)) | 321763 | Lincoln, RI | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee | | [Eliot Rose Wealth Management, LLC](https://advisorcensus.com/firm/eliot-rose-wealth-management-llc-providence-ri-120465) ([md](https://advisorcensus.com/firm/eliot-rose-wealth-management-llc-providence-ri-120465.md)) | 120465 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee | | [Green Street Wealth Advisory, LLC](https://advisorcensus.com/firm/green-street-wealth-advisory-llc-north-kingston-ri-290767) ([md](https://advisorcensus.com/firm/green-street-wealth-advisory-llc-north-kingston-ri-290767.md)) | 290767 | North Kingston, RI | State-registered investment adviser | Under $25 million | 8 | % of assets | | [Hall Capital Management Company, Inc.](https://advisorcensus.com/firm/hall-capital-management-company-inc-barrington-ri-108141) ([md](https://advisorcensus.com/firm/hall-capital-management-company-inc-barrington-ri-108141.md)) | 108141 | Barrington, RI | SEC-registered investment adviser | $100 million to $500 million | 29 | % of assets, Hourly, Fixed fee | | [Invest Track Financial, LLC](https://advisorcensus.com/firm/invest-track-financial-llc-narragansett-ri-323211) ([md](https://advisorcensus.com/firm/invest-track-financial-llc-narragansett-ri-323211.md)) | 323211 | Narragansett, RI | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee | | [J.P. Diversified Asset Management LLC](https://advisorcensus.com/firm/j-p-diversified-asset-management-llc-165515) ([md](https://advisorcensus.com/firm/j-p-diversified-asset-management-llc-165515.md)) | 165515 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 14 | % of assets | | [Lincoln Capital Corporation](https://advisorcensus.com/firm/lincoln-capital-corporation-east-greenwich-ri-109922) ([md](https://advisorcensus.com/firm/lincoln-capital-corporation-east-greenwich-ri-109922.md)) | 109922 | East Greenwich, RI | SEC-registered investment adviser | $100 million to $500 million | 35 | % of assets, Fixed fee | | [Lodestar Wealth, LLC](https://advisorcensus.com/firm/lodestar-wealth-llc-providence-ri-308028) ([md](https://advisorcensus.com/firm/lodestar-wealth-llc-providence-ri-308028.md)) | 308028 | Providence, RI | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee | | [M. W. Aragao Investment Advisors, LLC](https://advisorcensus.com/firm/m-w-aragao-investment-advisors-llc-cumberland-ri-134395) ([md](https://advisorcensus.com/firm/m-w-aragao-investment-advisors-llc-cumberland-ri-134395.md)) | 134395 | Cumberland, RI | State-registered investment adviser | $25 million to $100 million | 21 | % of assets, Hourly | | [McGuire Wealth Management](https://advisorcensus.com/firm/mcguire-wealth-management-wakefield-ri-296271) ([md](https://advisorcensus.com/firm/mcguire-wealth-management-wakefield-ri-296271.md)) | 296271 | Wakefield, RI | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets | | [Merlin Asset Management](https://advisorcensus.com/firm/merlin-asset-management-newport-ri-284790) ([md](https://advisorcensus.com/firm/merlin-asset-management-newport-ri-284790.md)) | 284790 | Newport, RI | State-registered investment adviser | $25 million to $100 million | 2 | % of assets | | [Parsons Capital Management Inc](https://advisorcensus.com/firm/parsons-capital-management-inc-providence-ri-106295) ([md](https://advisorcensus.com/firm/parsons-capital-management-inc-providence-ri-106295.md)) | 106295 | Providence, RI | SEC-registered investment adviser | $1 billion to $5 billion | 32 | % of assets, Hourly, Fixed fee | | [Quahog Investments LLC](https://advisorcensus.com/firm/quahog-investments-llc-warwick-ri-337558) ([md](https://advisorcensus.com/firm/quahog-investments-llc-warwick-ri-337558.md)) | 337558 | Warwick, RI | State-registered investment adviser | Under $25 million | 0 | % of assets | | [Retirement Income Security LLC](https://advisorcensus.com/firm/retirement-income-security-llc-314386) ([md](https://advisorcensus.com/firm/retirement-income-security-llc-314386.md)) | 314386 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets | | [Sheeley & Partners Wealth Management, LLC](https://advisorcensus.com/firm/sheeley-and-partners-wealth-management-llc-providence-ri-109013) ([md](https://advisorcensus.com/firm/sheeley-and-partners-wealth-management-llc-providence-ri-109013.md)) | 109013 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 27 | % of assets, Hourly, Fixed fee | | [Signet Investment Advisory Group, Inc.](https://advisorcensus.com/firm/signet-investment-advisory-group-inc-providence-ri-123910) ([md](https://advisorcensus.com/firm/signet-investment-advisory-group-inc-providence-ri-123910.md)) | 123910 | Providence, RI | SEC-registered investment adviser | $100 million to $500 million | 23 | % of assets | | [SK Wealth Management, LLC](https://advisorcensus.com/firm/sk-wealth-management-llc-providence-ri-109114) ([md](https://advisorcensus.com/firm/sk-wealth-management-llc-providence-ri-109114.md)) | 109114 | Providence, RI | SEC-registered investment adviser | $500 million to $1 billion | 27 | % of assets, Hourly, Fixed fee | | [Slocum, Gordon & Co. LLP](https://advisorcensus.com/firm/slocum-gordon-and-co-llp-newport-ri-104929) ([md](https://advisorcensus.com/firm/slocum-gordon-and-co-llp-newport-ri-104929.md)) | 104929 | Newport, RI | SEC-registered investment adviser | $100 million to $500 million | 47 | % of assets, Hourly, Fixed fee | | [South County Wealth Planning](https://advisorcensus.com/firm/south-county-wealth-planning-323650) ([md](https://advisorcensus.com/firm/south-county-wealth-planning-323650.md)) | 323650 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee | | [Truefocus Financial Partners](https://advisorcensus.com/firm/truefocus-financial-partners-north-kingstown-ri-326003) ([md](https://advisorcensus.com/firm/truefocus-financial-partners-north-kingstown-ri-326003.md)) | 326003 | North Kingstown, RI | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Fixed fee | | [Unison](https://advisorcensus.com/firm/unison-providence-ri-155470) ([md](https://advisorcensus.com/firm/unison-providence-ri-155470.md)) | 155470 | Providence, RI | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets | | [Van Liew Capital Inc](https://advisorcensus.com/firm/van-liew-capital-inc-providence-ri-105502) ([md](https://advisorcensus.com/firm/van-liew-capital-inc-providence-ri-105502.md)) | 105502 | Providence, RI | State-registered investment adviser | $25 million to $100 million | 17 | % of assets, Hourly, Fixed fee | | [Veritas Wealth Management](https://advisorcensus.com/firm/veritas-wealth-management-north-kingstown-ri-341084) ([md](https://advisorcensus.com/firm/veritas-wealth-management-north-kingstown-ri-341084.md)) | 341084 | North Kingstown, RI | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee | | [Vetta Investments](https://advisorcensus.com/firm/vetta-investments-141643) ([md](https://advisorcensus.com/firm/vetta-investments-141643.md)) | 141643 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 7 | % of assets | | [Wickford Wealth Management, LLC](https://advisorcensus.com/firm/wickford-wealth-management-llc-north-kingstown-ri-164675) ([md](https://advisorcensus.com/firm/wickford-wealth-management-llc-north-kingstown-ri-164675.md)) | 164675 | North Kingstown, RI | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee | | [Young Richard C & Co Ltd](https://advisorcensus.com/firm/young-richard-c-and-co-ltd-newport-ri-105866) ([md](https://advisorcensus.com/firm/young-richard-c-and-co-ltd-newport-ri-105866.md)) | 105866 | Newport, RI | SEC-registered investment adviser | $1 billion to $5 billion | 36 | % of assets | | [Zarathustra Wealth Management](https://advisorcensus.com/firm/zarathustra-wealth-management-providence-ri-330510) ([md](https://advisorcensus.com/firm/zarathustra-wealth-management-providence-ri-330510.md)) | 330510 | Providence, RI | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly | ## Questions people ask **How many financial advisory firms are there in Rhode Island?** AdvisorCensus lists 91 investment advisory firms with a principal office in Rhode Island, from Form ADV filings as of October 2026: 50 SEC-registered, 38 state-registered, and 3 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in Rhode Island?** 34 of the 91 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in Rhode Island offer financial planning?** 61 of the 88 firms in Rhode Island that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in Rhode Island fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 34 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality. ## Related pages - [Financial advisors in Rhode Island](https://advisorcensus.com/advisors/ri) (https://advisorcensus.com/advisors/ri.md) - [Flat-fee financial advisors in Rhode Island](https://advisorcensus.com/advisors/ri/flat-fee) (https://advisorcensus.com/advisors/ri/flat-fee.md) - [Hourly financial advisors in Rhode Island](https://advisorcensus.com/advisors/ri/hourly) (https://advisorcensus.com/advisors/ri/hourly.md) - [Fee-only financial advisors in Providence, RI](https://advisorcensus.com/advisors/ri/providence/fee-only) (https://advisorcensus.com/advisors/ri/providence/fee-only.md) Cite as: AdvisorCensus. Fee-only financial advisors in Rhode Island: 34 firms from Form ADV filings as of October 2026.