# Financial advisors in Scranton, PA

> AdvisorCensus lists 21 investment advisory firms with a principal office in the Scranton metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/pa/scranton

## At a glance

- Investment advisory firms: 21
- Registration: SEC-registered investment adviser: 11, State-registered investment adviser: 10
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 2 (10%); Percentage of assets 19 (90%); Hourly charges 12 (57%); Subscription fees (newsletter or periodical) 1 (5%); Fixed fees 14 (67%); Commissions 2 (10%); Performance-based fees 1 (5%); Other 5 (24%)
- Regulatory assets under management (Item 5.F): Under $25 million 4 (19%); $25 million to $100 million 5 (24%); $100 million to $500 million 6 (29%); $500 million to $1 billion 3 (14%); $1 billion to $5 billion 2 (10%); Not reported 1 (5%)
- Years registered: Under 5 years 3 (14%); 5 to 9 years 5 (24%); 10 to 19 years 8 (38%); 20 years or more 5 (24%)

## Firms (page 1 of 1, 1 to 21 of 21, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [1st Financial Investment, Inc.](https://advisorcensus.com/firm/1st-financial-investment-inc-clark-s-summit-pa-283072) ([md](https://advisorcensus.com/firm/1st-financial-investment-inc-clark-s-summit-pa-283072.md)) | 283072 | Clark'S Summit, PA | State-registered investment adviser | Under $25 million | 10 | % of assets, Hourly |
| [Alliance Wealth Advisors, LLC](https://advisorcensus.com/firm/alliance-wealth-advisors-llc-scranton-pa-288394) ([md](https://advisorcensus.com/firm/alliance-wealth-advisors-llc-scranton-pa-288394.md)) | 288394 | Scranton, PA | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee, Commissions |
| [Asco Financial Group, Inc.](https://advisorcensus.com/firm/asco-financial-group-inc-kingston-pa-124395) ([md](https://advisorcensus.com/firm/asco-financial-group-inc-kingston-pa-124395.md)) | 124395 | Kingston, PA | SEC-registered investment adviser | $100 million to $500 million | 23 | % of assets |
| [Berkshire Asset Management, LLC](https://advisorcensus.com/firm/berkshire-asset-management-llc-wilkes-barre-pa-145463) ([md](https://advisorcensus.com/firm/berkshire-asset-management-llc-wilkes-barre-pa-145463.md)) | 145463 | Wilkes-Barre, PA | SEC-registered investment adviser | $1 billion to $5 billion | 19 | % of assets, Fixed fee, Performance fee |
| [Capital Wealth Investments](https://advisorcensus.com/firm/capital-wealth-investments-scranton-pa-311698) ([md](https://advisorcensus.com/firm/capital-wealth-investments-scranton-pa-311698.md)) | 311698 | Scranton, PA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Capstone Wealth Management Group, LLC](https://advisorcensus.com/firm/capstone-wealth-management-group-llc-dunmore-pa-284547) ([md](https://advisorcensus.com/firm/capstone-wealth-management-group-llc-dunmore-pa-284547.md)) | 284547 | Dunmore, PA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Chancellor Financial Group WB LP](https://advisorcensus.com/firm/chancellor-financial-group-wb-lp-wilkes-barre-pa-159563) ([md](https://advisorcensus.com/firm/chancellor-financial-group-wb-lp-wilkes-barre-pa-159563.md)) | 159563 | Wilkes-Barre, PA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Clemente Investment Services LLC](https://advisorcensus.com/firm/clemente-investment-services-llc-kingston-pa-123141) ([md](https://advisorcensus.com/firm/clemente-investment-services-llc-kingston-pa-123141.md)) | 123141 | Kingston, PA | State-registered investment adviser | Not reported | 25 | Other |
| [Flynn Financial, LLC](https://advisorcensus.com/firm/flynn-financial-llc-blakely-pa-157882) ([md](https://advisorcensus.com/firm/flynn-financial-llc-blakely-pa-157882.md)) | 157882 | Blakely, PA | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly, Fixed fee |
| [George J. Appel](https://advisorcensus.com/firm/george-j-appel-harveys-lake-pa-121081) ([md](https://advisorcensus.com/firm/george-j-appel-harveys-lake-pa-121081.md)) | 121081 | Harveys Lake, PA | State-registered investment adviser | $25 million to $100 million | 32 | Hourly, Fixed fee, Other |
| [GFS Financial Advisors, LLC](https://advisorcensus.com/firm/gfs-financial-advisors-llc-hazleton-pa-156252) ([md](https://advisorcensus.com/firm/gfs-financial-advisors-llc-hazleton-pa-156252.md)) | 156252 | Hazleton, PA | State-registered investment adviser | Under $25 million | 15 | % of assets, Hourly, Subscription, Fixed fee, Other |
| [Integrated Capital Management, Inc.](https://advisorcensus.com/firm/integrated-capital-management-inc-jessup-pa-149489) ([md](https://advisorcensus.com/firm/integrated-capital-management-inc-jessup-pa-149489.md)) | 149489 | Jessup, PA | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Other |
| [Invictus Financial Services](https://advisorcensus.com/firm/invictus-financial-services-wyoming-pa-340343) ([md](https://advisorcensus.com/firm/invictus-financial-services-wyoming-pa-340343.md)) | 340343 | Wyoming, PA | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Jacobi Capital Management, LLC](https://advisorcensus.com/firm/jacobi-capital-management-llc-pittston-pa-147663) ([md](https://advisorcensus.com/firm/jacobi-capital-management-llc-pittston-pa-147663.md)) | 147663 | Pittston, PA | SEC-registered investment adviser | $1 billion to $5 billion | 18 | % of assets, Hourly, Fixed fee |
| [Northeast Advisory Group, LLC](https://advisorcensus.com/firm/northeast-advisory-group-llc-scranton-pa-287954) ([md](https://advisorcensus.com/firm/northeast-advisory-group-llc-scranton-pa-287954.md)) | 287954 | Scranton, PA | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Other |
| [Northeastern Financial Consultants, Inc.](https://advisorcensus.com/firm/northeastern-financial-consultants-inc-south-abington-township-pa-120737) ([md](https://advisorcensus.com/firm/northeastern-financial-consultants-inc-south-abington-township-pa-120737.md)) | 120737 | South Abington Township, PA | State-registered investment adviser | $25 million to $100 million | 29 | % of assets, Hourly, Fixed fee |
| [Park Lane Financial Group LLC](https://advisorcensus.com/firm/park-lane-financial-group-llc-west-pittston-pa-332774) ([md](https://advisorcensus.com/firm/park-lane-financial-group-llc-west-pittston-pa-332774.md)) | 332774 | West Pittston, PA | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Riggs Asset Management Co Inc](https://advisorcensus.com/firm/riggs-asset-management-co-inc-dallas-pa-107233) ([md](https://advisorcensus.com/firm/riggs-asset-management-co-inc-dallas-pa-107233.md)) | 107233 | Dallas, PA | SEC-registered investment adviser | $500 million to $1 billion | 35 | % of assets, Hourly, Fixed fee |
| [Stone House Investment Management, LLC](https://advisorcensus.com/firm/stone-house-investment-management-llc-tunkhannock-pa-139410) ([md](https://advisorcensus.com/firm/stone-house-investment-management-llc-tunkhannock-pa-139410.md)) | 139410 | Tunkhannock, PA | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Hourly, Fixed fee, Commissions |
| [Stone Securities Inc.](https://advisorcensus.com/firm/stone-securities-inc-clarks-green-pa-162909) ([md](https://advisorcensus.com/firm/stone-securities-inc-clarks-green-pa-162909.md)) | 162909 | Clarks Green, PA | State-registered investment adviser | $25 million to $100 million | 14 | % of assets |
| [Wagner Wealth Management, Corp.](https://advisorcensus.com/firm/wagner-wealth-management-corp-conyngham-pa-324196) ([md](https://advisorcensus.com/firm/wagner-wealth-management-corp-conyngham-pa-324196.md)) | 324196 | Conyngham, PA | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |

## Questions people ask

**How many financial advisory firms are there in Scranton, PA?**
AdvisorCensus lists 21 investment advisory firms with a principal office in the Scranton metro area, from Form ADV filings as of October 2026: 11 SEC-registered, 10 state-registered, and 0 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Scranton, PA?**
2 of the 21 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Scranton, PA offer financial planning?**
16 of the 21 firms in Scranton, PA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Scranton, PA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 2 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Pennsylvania](https://advisorcensus.com/advisors/pa) (https://advisorcensus.com/advisors/pa.md)
- [Financial advisors in Scranton, PA](https://advisorcensus.com/advisors/pa/scranton) (https://advisorcensus.com/advisors/pa/scranton.md)
- [Fee-only financial advisors in Scranton, PA](https://advisorcensus.com/advisors/pa/scranton/fee-only) (https://advisorcensus.com/advisors/pa/scranton/fee-only.md)
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Every firm in this list as CSV: https://advisorcensus.com/advisors/pa/scranton.csv

Cite as: AdvisorCensus. Financial advisors in Scranton, PA: 21 firms from Form ADV filings as of October 2026.