{ "path": "/advisors/pa", "url": "https://advisorcensus.com/advisors/pa/page/20", "page_type": "state", "title": "Financial advisors in Pennsylvania", "filters": {}, "scope_total": 1211, "faq": [ { "q": "How many financial advisory firms are there in Pennsylvania?", "a": "AdvisorCensus lists 1,211 investment advisory firms with a principal office in Pennsylvania, from Form ADV filings as of October 2026: 568 SEC-registered, 543 state-registered, and 100 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Pennsylvania?", "a": "405 of the 1,211 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Pennsylvania offer financial planning?", "a": "716 of the 1,111 firms in Pennsylvania that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Pennsylvania fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 405 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in Pennsylvania. AdvisorCensus lists 1,211 investment advisory firms with a principal office in Pennsylvania as of October 2026. Metro areas are listed first. Firms are alphabetical, and you can sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Pennsylvania: 1,211 firms from Form ADV filings as of October 2026.", "total_firms": 1211, "page": 20, "total_pages": 25, "sort": "name", "registration_types": { "sec": 568, "state": 543, "exempt": 100 }, "fee_model_mix": [ { "code": "fee-only", "count": 405 }, { "code": "percentage_of_aum", "count": 997 }, { "code": "hourly", "count": 452 }, { "code": "subscription", "count": 11 }, { "code": "fixed", "count": 620 }, { "code": "commissions", "count": 19 }, { "code": "performance_based", "count": 161 }, { "code": "other", "count": 153 }, { "code": "not_reported", "count": 100 } ], "years_registered_distribution": [ { "code": "under_5", "count": 430 }, { "code": "5_to_9", "count": 263 }, { "code": "10_to_19", "count": 282 }, { "code": "20_plus", "count": 232 }, { "code": "not_reported", "count": 4 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 275 }, { "code": "25m_100m", "count": 174 }, { "code": "100m_500m", "count": 261 }, { "code": "500m_1b", "count": 88 }, { "code": "1b_5b", "count": 124 }, { "code": "over_5b", "count": 73 }, { "code": "not_reported", "count": 216 } ], "firms": [ { "crd_number": 326723, "name": "Rowley Financial", "name_as_filed": "ROWLEY FINANCIAL", "url": "https://advisorcensus.com/firm/rowley-financial-lancaster-pa-326723", "city": "Lancaster", "state": "PA", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 110744, "name": "RTD Financial Advisors Inc", "name_as_filed": "RTD FINANCIAL ADVISORS INC", "url": "https://advisorcensus.com/firm/rtd-financial-advisors-inc-philadelphia-pa-110744", "city": "Philadelphia", "state": "PA", "years_registered": 43, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 143087, "name": "RTM Asset Management, LLC", "name_as_filed": "RTM ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rtm-asset-management-llc-143087", "city": null, "state": null, "years_registered": 16, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 156988, "name": "Rubenstein Partners", "name_as_filed": "RUBENSTEIN PARTNERS", "url": "https://advisorcensus.com/firm/rubenstein-partners-philadelphia-pa-156988", "city": "Philadelphia", "state": "PA", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 130468, "name": "RWM Asset Management, LLC", "name_as_filed": "RWM ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rwm-asset-management-llc-new-bloomfield-pa-130468", "city": "New Bloomfield", "state": "PA", "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333727, "name": "Saberi Investments, LLC", "name_as_filed": "SABERI INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/saberi-investments-llc-333727", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116574, "name": "Sage Financial Group Inc.", "name_as_filed": "SAGE FINANCIAL GROUP INC.", "url": "https://advisorcensus.com/firm/sage-financial-group-inc-west-conshohocken-pa-116574", "city": "West Conshohocken", "state": "PA", "years_registered": 23, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 291790, "name": "Sagona Capital, Inc.", "name_as_filed": "SAGONA CAPITAL, INC.", "url": "https://advisorcensus.com/firm/sagona-capital-inc-philadelphia-pa-291790", "city": "Philadelphia", "state": "PA", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 318439, "name": "Salcedo Financial Services", "name_as_filed": "SALCEDO FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/salcedo-financial-services-mckeesport-pa-318439", "city": "McKeesport", "state": "PA", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342259, "name": "Salvino Capital Management, LLC", "name_as_filed": "SALVINO CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/salvino-capital-management-llc-342259", "city": null, "state": null, "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 105978, "name": "Santori & Peters", "name_as_filed": "SANTORI & PETERS", "url": "https://advisorcensus.com/firm/santori-and-peters-canonsburg-pa-105978", "city": "Canonsburg", "state": "PA", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 328192, "name": "Saothair Capital Partners", "name_as_filed": "SAOTHAIR CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/saothair-capital-partners-wayne-pa-328192", "city": "Wayne", "state": "PA", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 292098, "name": "Sapient Investments LLC", "name_as_filed": "SAPIENT INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/sapient-investments-llc-292098", "city": null, "state": null, "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 126200, "name": "SAS Registered Investment Advisors, LLC", "name_as_filed": "SAS REGISTERED INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sas-registered-investment-advisors-llc-harrisburg-pa-126200", "city": "Harrisburg", "state": "PA", "years_registered": 22, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 330604, "name": "Saubel Financial Group", "name_as_filed": "SAUBEL FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/saubel-financial-group-york-pa-330604", "city": "York", "state": "PA", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 307415, "name": "Savageadvisory", "name_as_filed": "SAVAGEADVISORY", "url": "https://advisorcensus.com/firm/savageadvisory-307415", "city": null, "state": null, "years_registered": 6, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 288669, "name": "Schaeffer Financial & Tax, LLC", "name_as_filed": "SCHAEFFER FINANCIAL & TAX, LLC", "url": "https://advisorcensus.com/firm/schaeffer-financial-and-tax-llc-288669", "city": null, "state": null, "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 133415, "name": "Schenley Capital, Inc", "name_as_filed": "SCHENLEY CAPITAL, INC", "url": "https://advisorcensus.com/firm/schenley-capital-inc-sewickley-pa-133415", "city": "Sewickley", "state": "PA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 128591, "name": "Schneider Downs Wealth Management Advisors, LP", "name_as_filed": "SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP", "url": "https://advisorcensus.com/firm/schneider-downs-wealth-management-advisors-lp-pittsburgh-pa-128591", "city": "Pittsburgh", "state": "PA", "years_registered": 22, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 343445, "name": "Schubert Financial LLC", "name_as_filed": "SCHUBERT FINANCIAL LLC", "url": "https://advisorcensus.com/firm/schubert-financial-llc-343445", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 143052, "name": "Schuylkill Financial, LLC", "name_as_filed": "SCHUYLKILL FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/schuylkill-financial-llc-wyomissing-pa-143052", "city": "Wyomissing", "state": "PA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 329052, "name": "Scott Financial Resources LLC", "name_as_filed": "SCOTT FINANCIAL RESOURCES LLC", "url": "https://advisorcensus.com/firm/scott-financial-resources-llc-hanover-pa-329052", "city": "Hanover", "state": "PA", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 161969, "name": "SCP Vitalife Management Company, LLC", "name_as_filed": "SCP VITALIFE MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/scp-vitalife-management-company-llc-malvern-pa-161969", "city": "Malvern", "state": "PA", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 161774, "name": "Second Curve Capital, LLC", "name_as_filed": "SECOND CURVE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/second-curve-capital-llc-wayne-pa-161774", "city": "Wayne", "state": "PA", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 169789, "name": "Sector Analysts LLC", "name_as_filed": "SECTOR ANALYSTS LLC", "url": "https://advisorcensus.com/firm/sector-analysts-llc-allentown-pa-169789", "city": "Allentown", "state": "PA", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 119861, "name": "Securities Brokerage Services", "name_as_filed": "SECURITIES BROKERAGE SERVICES", "url": "https://advisorcensus.com/firm/securities-brokerage-services-carnegie-pa-119861", "city": "Carnegie", "state": "PA", "years_registered": 28, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 105146, "name": "SEI Investments Management Corp", "name_as_filed": "SEI INVESTMENTS MANAGEMENT CORP", "url": "https://advisorcensus.com/firm/sei-investments-management-corp-oaks-pa-105146", "city": "Oaks", "state": "PA", "years_registered": 41, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 125045, "name": "Seiwell Advisors, LLC", "name_as_filed": "SEIWELL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/seiwell-advisors-llc-125045", "city": null, "state": null, "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 343766, "name": "Seminal Beauty and Wellness Investments, LLC", "name_as_filed": "SEMINAL BEAUTY AND WELLNESS INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/seminal-beauty-and-wellness-investments-llc-radnor-pa-343766", "city": "Radnor", "state": "PA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 314884, "name": "Seminal Capital Investments, LLC", "name_as_filed": "SEMINAL CAPITAL INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/seminal-capital-investments-llc-wayne-pa-314884", "city": "Wayne", "state": "PA", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 312854, "name": "Seminal Educational Investments, LLC", "name_as_filed": "SEMINAL EDUCATIONAL INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/seminal-educational-investments-llc-wayne-pa-312854", "city": "Wayne", "state": "PA", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 317836, "name": "Seminal Food and Nutrition Investments, LLC", "name_as_filed": "SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/seminal-food-and-nutrition-investments-llc-wayne-pa-317836", "city": "Wayne", "state": "PA", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 334924, "name": "Seminal Technology Investments, LLC", "name_as_filed": "SEMINAL TECHNOLOGY INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/seminal-technology-investments-llc-wayne-pa-334924", "city": "Wayne", "state": "PA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 142821, "name": "Sensenig Capital Advisors, Inc.", "name_as_filed": "SENSENIG CAPITAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/sensenig-capital-advisors-inc-collegeville-pa-142821", "city": "Collegeville", "state": "PA", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 335246, "name": "Sequinox Wealth Management, LLC", "name_as_filed": "SEQUINOX WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sequinox-wealth-management-llc-lancaster-pa-335246", "city": "Lancaster", "state": "PA", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 157930, "name": "Setarcos Wealth Advisors LLC", "name_as_filed": "SETARCOS WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/setarcos-wealth-advisors-llc-philadelphia-pa-157930", "city": "Philadelphia", "state": "PA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 281037, "name": "Sevenbridge Financial Group, LLC", "name_as_filed": "SEVENBRIDGE FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/sevenbridge-financial-group-llc-harrisburg-pa-281037", "city": "Harrisburg", "state": "PA", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 336448, "name": "Seventysix Capital", "name_as_filed": "SEVENTYSIX CAPITAL", "url": "https://advisorcensus.com/firm/seventysix-capital-king-of-prussia-pa-336448", "city": "King of Prussia", "state": "PA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 172459, "name": "Sewickley Financial LLC", "name_as_filed": "SEWICKLEY FINANCIAL LLC", "url": "https://advisorcensus.com/firm/sewickley-financial-llc-sewickley-pa-172459", "city": "Sewickley", "state": "PA", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 343870, "name": "SFR Wealth LLC", "name_as_filed": "SFR WEALTH LLC", "url": "https://advisorcensus.com/firm/sfr-wealth-llc-lower-burrell-pa-343870", "city": "Lower Burrell", "state": "PA", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 121347, "name": "Sharma Associates, Inc.", "name_as_filed": "SHARMA ASSOCIATES, INC.", "url": "https://advisorcensus.com/firm/sharma-associates-inc-121347", "city": null, "state": null, "years_registered": 25, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 289325, "name": "Sharp Financial", "name_as_filed": "SHARP FINANCIAL", "url": "https://advisorcensus.com/firm/sharp-financial-horsham-pa-289325", "city": "Horsham", "state": "PA", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 312251, "name": "Sheth Group", "name_as_filed": "SHETH GROUP", "url": "https://advisorcensus.com/firm/sheth-group-pittsburgh-pa-312251", "city": "Pittsburgh", "state": "PA", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 308958, "name": "Shetland Financial, PLLC", "name_as_filed": "SHETLAND FINANCIAL, PLLC", "url": "https://advisorcensus.com/firm/shetland-financial-pllc-center-valley-pa-308958", "city": "Center Valley", "state": "PA", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 123184, "name": "Sigma Financial, Inc.", "name_as_filed": "SIGMA FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/sigma-financial-inc-allentown-pa-123184", "city": "Allentown", "state": "PA", "years_registered": 38, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 139541, "name": "Sitman, Freed & Co. LLP", "name_as_filed": "SITMAN, FREED & CO. 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