# Financial advisors in Tulsa, OK

> AdvisorCensus lists 67 investment advisory firms with a principal office in the Tulsa metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ok/tulsa/page/2

## At a glance

- Investment advisory firms: 67
- Registration: SEC-registered investment adviser: 39, State-registered investment adviser: 23, Exempt reporting adviser: 5
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 20 (32%); Percentage of assets 59 (95%); Hourly charges 29 (47%); Fixed fees 35 (56%); Commissions 1 (2%); Performance-based fees 5 (8%); Other 7 (11%); No compensation arrangements reported 5
- Regulatory assets under management (Item 5.F): Under $25 million 7 (10%); $25 million to $100 million 14 (21%); $100 million to $500 million 17 (25%); $500 million to $1 billion 12 (18%); $1 billion to $5 billion 6 (9%); Over $5 billion 1 (1%); Not reported 10 (15%)
- Years registered: Under 5 years 26 (39%); 5 to 9 years 15 (22%); 10 to 19 years 11 (16%); 20 years or more 15 (22%)

## Firms (page 2 of 2, 51 to 67 of 67, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Robert Stephen Capital Management LLC](https://advisorcensus.com/firm/robert-stephen-capital-management-llc-tulsa-ok-118588) ([md](https://advisorcensus.com/firm/robert-stephen-capital-management-llc-tulsa-ok-118588.md)) | 118588 | Tulsa, OK | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets, Hourly, Fixed fee, Performance fee |
| [Sageoak Financial, LLC](https://advisorcensus.com/firm/sageoak-financial-llc-tulsa-ok-166927) ([md](https://advisorcensus.com/firm/sageoak-financial-llc-tulsa-ok-166927.md)) | 166927 | Tulsa, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee, Other |
| [Sandman Wealth Management](https://advisorcensus.com/firm/sandman-wealth-management-tulsa-ok-338989) ([md](https://advisorcensus.com/firm/sandman-wealth-management-tulsa-ok-338989.md)) | 338989 | Tulsa, OK | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Scissortail Wealth Management, LLC](https://advisorcensus.com/firm/scissortail-wealth-management-llc-tulsa-ok-297761) ([md](https://advisorcensus.com/firm/scissortail-wealth-management-llc-tulsa-ok-297761.md)) | 297761 | Tulsa, OK | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Fixed fee |
| [Step by Step Financial, LLC](https://advisorcensus.com/firm/step-by-step-financial-llc-tulsa-ok-146345) ([md](https://advisorcensus.com/firm/step-by-step-financial-llc-tulsa-ok-146345.md)) | 146345 | Tulsa, OK | State-registered investment adviser | $25 million to $100 million | 18 | % of assets, Fixed fee |
| [Stephen L. Smith Corporation](https://advisorcensus.com/firm/stephen-l-smith-corporation-jenks-ok-116459) ([md](https://advisorcensus.com/firm/stephen-l-smith-corporation-jenks-ok-116459.md)) | 116459 | Jenks, OK | State-registered investment adviser | Not reported | 31 | % of assets |
| [Summit Wealth Group, LLC](https://advisorcensus.com/firm/summit-wealth-group-llc-tulsa-ok-166118) ([md](https://advisorcensus.com/firm/summit-wealth-group-llc-tulsa-ok-166118.md)) | 166118 | Tulsa, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Sustainable Advisors Alliance LLC](https://advisorcensus.com/firm/sustainable-advisors-alliance-llc-tulsa-ok-312061) ([md](https://advisorcensus.com/firm/sustainable-advisors-alliance-llc-tulsa-ok-312061.md)) | 312061 | Tulsa, OK | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee, Other |
| [TAO Private Wealth, LLC](https://advisorcensus.com/firm/tao-private-wealth-llc-tulsa-ok-340979) ([md](https://advisorcensus.com/firm/tao-private-wealth-llc-tulsa-ok-340979.md)) | 340979 | Tulsa, OK | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly |
| [The Advisory Resource Group, LLC](https://advisorcensus.com/firm/the-advisory-resource-group-llc-tulsa-ok-290110) ([md](https://advisorcensus.com/firm/the-advisory-resource-group-llc-tulsa-ok-290110.md)) | 290110 | Tulsa, OK | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets |
| [The Legacy Financial Group, Inc.](https://advisorcensus.com/firm/the-legacy-financial-group-inc-tulsa-ok-135059) ([md](https://advisorcensus.com/firm/the-legacy-financial-group-inc-tulsa-ok-135059.md)) | 135059 | Tulsa, OK | SEC-registered investment adviser | $500 million to $1 billion | 21 | % of assets, Fixed fee |
| [Tines Capital, LLC](https://advisorcensus.com/firm/tines-capital-llc-tulsa-ok-309650) ([md](https://advisorcensus.com/firm/tines-capital-llc-tulsa-ok-309650.md)) | 309650 | Tulsa, OK | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly |
| [Trinity Strategic Wealth](https://advisorcensus.com/firm/trinity-strategic-wealth-tulsa-ok-337956) ([md](https://advisorcensus.com/firm/trinity-strategic-wealth-tulsa-ok-337956.md)) | 337956 | Tulsa, OK | SEC-registered investment adviser | $1 billion to $5 billion | 1 | % of assets, Fixed fee |
| [Warburton Capital Management, LLC](https://advisorcensus.com/firm/warburton-capital-management-llc-tulsa-ok-141969) ([md](https://advisorcensus.com/firm/warburton-capital-management-llc-tulsa-ok-141969.md)) | 141969 | Tulsa, OK | SEC-registered investment adviser | $500 million to $1 billion | 13 | % of assets, Other |
| [Wealth Advisors, L.L.C.](https://advisorcensus.com/firm/wealth-advisors-l-l-c-broken-arrow-ok-131248) ([md](https://advisorcensus.com/firm/wealth-advisors-l-l-c-broken-arrow-ok-131248.md)) | 131248 | Broken Arrow, OK | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly, Fixed fee |
| [Wealth Oklahoma](https://advisorcensus.com/firm/wealth-oklahoma-tulsa-ok-132962) ([md](https://advisorcensus.com/firm/wealth-oklahoma-tulsa-ok-132962.md)) | 132962 | Tulsa, OK | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets |
| [Wingate Capital Advisors LLC](https://advisorcensus.com/firm/wingate-capital-advisors-llc-tulsa-ok-168188) ([md](https://advisorcensus.com/firm/wingate-capital-advisors-llc-tulsa-ok-168188.md)) | 168188 | Tulsa, OK | State-registered investment adviser | Under $25 million | 12 | % of assets |

- Previous page: https://advisorcensus.com/advisors/ok/tulsa.md

## Questions people ask

**How many financial advisory firms are there in Tulsa, OK?**
AdvisorCensus lists 67 investment advisory firms with a principal office in the Tulsa metro area, from Form ADV filings as of October 2026: 39 SEC-registered, 23 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Tulsa, OK?**
20 of the 67 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Tulsa, OK offer financial planning?**
45 of the 62 firms in Tulsa, OK that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Tulsa, OK fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 20 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Oklahoma](https://advisorcensus.com/advisors/ok) (https://advisorcensus.com/advisors/ok.md)
- [Financial advisors in Tulsa, OK](https://advisorcensus.com/advisors/ok/tulsa) (https://advisorcensus.com/advisors/ok/tulsa.md)
- [Fee-only financial advisors in Tulsa, OK](https://advisorcensus.com/advisors/ok/tulsa/fee-only) (https://advisorcensus.com/advisors/ok/tulsa/fee-only.md)
- [Flat-fee financial advisors in Tulsa, OK](https://advisorcensus.com/advisors/ok/tulsa/flat-fee) (https://advisorcensus.com/advisors/ok/tulsa/flat-fee.md)
- [Hourly financial advisors in Tulsa, OK](https://advisorcensus.com/advisors/ok/tulsa/hourly) (https://advisorcensus.com/advisors/ok/tulsa/hourly.md)
- [Financial advisors for business owners in Tulsa, OK](https://advisorcensus.com/advisors/ok/tulsa/business-owners) (https://advisorcensus.com/advisors/ok/tulsa/business-owners.md)
- [Financial advisors for retirees in Tulsa, OK](https://advisorcensus.com/advisors/ok/tulsa/retirees) (https://advisorcensus.com/advisors/ok/tulsa/retirees.md)
- [Financial advisors in Oklahoma City](https://advisorcensus.com/advisors/ok/oklahoma-city) (https://advisorcensus.com/advisors/ok/oklahoma-city.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ok/tulsa.csv

Cite as: AdvisorCensus. Financial advisors in Tulsa, OK: 67 firms from Form ADV filings as of October 2026.