# Financial advisors in Oklahoma City, OK

> AdvisorCensus lists 103 investment advisory firms with a principal office in the Oklahoma City metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ok/oklahoma-city/page/2

## At a glance

- Investment advisory firms: 103
- Registration: SEC-registered investment adviser: 37, State-registered investment adviser: 49, Exempt reporting adviser: 17
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 24 (28%); Percentage of assets 81 (94%); Hourly charges 39 (45%); Fixed fees 45 (52%); Performance-based fees 8 (9%); Other 18 (21%); No compensation arrangements reported 17
- Regulatory assets under management (Item 5.F): Under $25 million 26 (25%); $25 million to $100 million 21 (20%); $100 million to $500 million 23 (22%); $500 million to $1 billion 5 (5%); $1 billion to $5 billion 6 (6%); Over $5 billion 2 (2%); Not reported 20 (19%)
- Years registered: Under 5 years 45 (44%); 5 to 9 years 23 (22%); 10 to 19 years 21 (20%); 20 years or more 13 (13%); Not reported 1 (1%)

## Firms (page 2 of 3, 51 to 100 of 103, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Intrepid Financial Services, LLC](https://advisorcensus.com/firm/intrepid-financial-services-llc-oklahoma-city-ok-214513) ([md](https://advisorcensus.com/firm/intrepid-financial-services-llc-oklahoma-city-ok-214513.md)) | 214513 | Oklahoma City, OK | State-registered investment adviser | Not reported | 11 | Fixed fee, Other |
| [Investment Strategies, LLC](https://advisorcensus.com/firm/investment-strategies-llc-oklahoma-city-ok-140739) ([md](https://advisorcensus.com/firm/investment-strategies-llc-oklahoma-city-ok-140739.md)) | 140739 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 20 | % of assets, Other |
| [Investrust Consulting, LLC](https://advisorcensus.com/firm/investrust-consulting-llc-oklahoma-city-ok-108037) ([md](https://advisorcensus.com/firm/investrust-consulting-llc-oklahoma-city-ok-108037.md)) | 108037 | Oklahoma City, OK | SEC-registered investment adviser | $500 million to $1 billion | 27 | % of assets, Hourly, Fixed fee, Other |
| [JM2 Capital Inc.](https://advisorcensus.com/firm/jm2-capital-inc-edmond-ok-292351) ([md](https://advisorcensus.com/firm/jm2-capital-inc-edmond-ok-292351.md)) | 292351 | Edmond, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [KRB and Associates, Inc](https://advisorcensus.com/firm/krb-and-associates-inc-oklahoma-city-ok-121013) ([md](https://advisorcensus.com/firm/krb-and-associates-inc-oklahoma-city-ok-121013.md)) | 121013 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 24 | % of assets, Hourly, Fixed fee |
| [L & M Wealth Management and Retirement Solutions, LLC](https://advisorcensus.com/firm/l-and-m-wealth-management-and-retirement-solutions-llc-oklahoma-city-ok-151669) ([md](https://advisorcensus.com/firm/l-and-m-wealth-management-and-retirement-solutions-llc-oklahoma-city-ok-151669.md)) | 151669 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 15 | % of assets |
| [L&S Private Wealth, LLC](https://advisorcensus.com/firm/l-and-s-private-wealth-llc-oklahoma-city-ok-339946) ([md](https://advisorcensus.com/firm/l-and-s-private-wealth-llc-oklahoma-city-ok-339946.md)) | 339946 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Leonard Investment Advisors Inc.](https://advisorcensus.com/firm/leonard-investment-advisors-inc-oklahoma-city-ok-116712) ([md](https://advisorcensus.com/firm/leonard-investment-advisors-inc-oklahoma-city-ok-116712.md)) | 116712 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 26 | % of assets, Hourly, Fixed fee |
| [LIG Capital Management, LLC](https://advisorcensus.com/firm/lig-capital-management-llc-oklahoma-city-ok-130489) ([md](https://advisorcensus.com/firm/lig-capital-management-llc-oklahoma-city-ok-130489.md)) | 130489 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Lodestar Asset Management LLC](https://advisorcensus.com/firm/lodestar-asset-management-llc-moore-ok-157419) ([md](https://advisorcensus.com/firm/lodestar-asset-management-llc-moore-ok-157419.md)) | 157419 | Moore, OK | State-registered investment adviser | Under $25 million | 15 | % of assets, Hourly |
| [Main Street Investment Management](https://advisorcensus.com/firm/main-street-investment-management-edmond-ok-161452) ([md](https://advisorcensus.com/firm/main-street-investment-management-edmond-ok-161452.md)) | 161452 | Edmond, OK | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [McGuire Capital Advisors, Inc.](https://advisorcensus.com/firm/mcguire-capital-advisors-inc-bethany-ok-164549) ([md](https://advisorcensus.com/firm/mcguire-capital-advisors-inc-bethany-ok-164549.md)) | 164549 | Bethany, OK | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Merit Advisors, Inc.](https://advisorcensus.com/firm/merit-advisors-inc-oklahoma-city-ok-113999) ([md](https://advisorcensus.com/firm/merit-advisors-inc-oklahoma-city-ok-113999.md)) | 113999 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 19 | % of assets, Other |
| [Michael Waters Investment Advisers LLC](https://advisorcensus.com/firm/michael-waters-investment-advisers-llc-oklahoma-city-ok-316400) ([md](https://advisorcensus.com/firm/michael-waters-investment-advisers-llc-oklahoma-city-ok-316400.md)) | 316400 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Mitchell & Pahl Private Wealth](https://advisorcensus.com/firm/mitchell-and-pahl-private-wealth-oklahoma-city-ok-307625) ([md](https://advisorcensus.com/firm/mitchell-and-pahl-private-wealth-oklahoma-city-ok-307625.md)) | 307625 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Nivale Capital Management](https://advisorcensus.com/firm/nivale-capital-management-oklahoma-city-ok-341398) ([md](https://advisorcensus.com/firm/nivale-capital-management-oklahoma-city-ok-341398.md)) | 341398 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [OK401K, Inc.](https://advisorcensus.com/firm/ok401k-inc-oklahoma-city-ok-286410) ([md](https://advisorcensus.com/firm/ok401k-inc-oklahoma-city-ok-286410.md)) | 286410 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Fixed fee, Other |
| [Palumbo Capital Group, LLC](https://advisorcensus.com/firm/palumbo-capital-group-llc-edmond-ok-334679) ([md](https://advisorcensus.com/firm/palumbo-capital-group-llc-edmond-ok-334679.md)) | 334679 | Edmond, OK | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly |
| [Perissos Private Wealth Management](https://advisorcensus.com/firm/perissos-private-wealth-management-bethany-ok-217514) ([md](https://advisorcensus.com/firm/perissos-private-wealth-management-bethany-ok-217514.md)) | 217514 | Bethany, OK | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Pismo Pacific Financial Services, LLC](https://advisorcensus.com/firm/pismo-pacific-financial-services-llc-norman-ok-166260) ([md](https://advisorcensus.com/firm/pismo-pacific-financial-services-llc-norman-ok-166260.md)) | 166260 | Norman, OK | State-registered investment adviser | Under $25 million | 13 | % of assets |
| [Plains Ventures](https://advisorcensus.com/firm/plains-ventures-oklahoma-city-ok-318572) ([md](https://advisorcensus.com/firm/plains-ventures-oklahoma-city-ok-318572.md)) | 318572 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Plan Group Financial, Inc.](https://advisorcensus.com/firm/plan-group-financial-inc-oklahoma-city-ok-116508) ([md](https://advisorcensus.com/firm/plan-group-financial-inc-oklahoma-city-ok-116508.md)) | 116508 | Oklahoma City, OK | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Fixed fee |
| [Praesidian Bridge Management LLC](https://advisorcensus.com/firm/praesidian-bridge-management-llc-oklahoma-city-ok-343381) ([md](https://advisorcensus.com/firm/praesidian-bridge-management-llc-oklahoma-city-ok-343381.md)) | 343381 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Praesidian Capital Management Europe, LLC](https://advisorcensus.com/firm/praesidian-capital-management-europe-llc-oklahoma-city-ok-343383) ([md](https://advisorcensus.com/firm/praesidian-capital-management-europe-llc-oklahoma-city-ok-343383.md)) | 343383 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Praesidian Capital Opportunity Management III, LLC](https://advisorcensus.com/firm/praesidian-capital-opportunity-management-iii-llc-oklahoma-city-ok-343385) ([md](https://advisorcensus.com/firm/praesidian-capital-opportunity-management-iii-llc-oklahoma-city-ok-343385.md)) | 343385 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Praesidian Capital Opportunity Management III-A, LLC](https://advisorcensus.com/firm/praesidian-capital-opportunity-management-iii-a-llc-oklahoma-city-ok-343386) ([md](https://advisorcensus.com/firm/praesidian-capital-opportunity-management-iii-a-llc-oklahoma-city-ok-343386.md)) | 343386 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Redstone Wealth Management, LLC](https://advisorcensus.com/firm/redstone-wealth-management-llc-oklahoma-city-ok-311525) ([md](https://advisorcensus.com/firm/redstone-wealth-management-llc-oklahoma-city-ok-311525.md)) | 311525 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee, Other |
| [Retirement Investment Advisors Inc](https://advisorcensus.com/firm/retirement-investment-advisors-inc-oklahoma-city-ok-106316) ([md](https://advisorcensus.com/firm/retirement-investment-advisors-inc-oklahoma-city-ok-106316.md)) | 106316 | Oklahoma City, OK | SEC-registered investment adviser | $1 billion to $5 billion | 33 | % of assets, Hourly, Fixed fee |
| [Rulicent](https://advisorcensus.com/firm/rulicent-edmond-ok-339865) ([md](https://advisorcensus.com/firm/rulicent-edmond-ok-339865.md)) | 339865 | Edmond, OK | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [Sage Portfolio Management LLC](https://advisorcensus.com/firm/sage-portfolio-management-llc-na-ok-153512) ([md](https://advisorcensus.com/firm/sage-portfolio-management-llc-na-ok-153512.md)) | 153512 | Na, OK | State-registered investment adviser | Under $25 million | 15 | % of assets |
| [Schreier Financial, LLC](https://advisorcensus.com/firm/schreier-financial-llc-oklahoma-city-ok-148838) ([md](https://advisorcensus.com/firm/schreier-financial-llc-oklahoma-city-ok-148838.md)) | 148838 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 17 | % of assets, Hourly, Fixed fee |
| [Serac Venture Management LLC](https://advisorcensus.com/firm/serac-venture-management-llc-oklahoma-city-ok-334450) ([md](https://advisorcensus.com/firm/serac-venture-management-llc-oklahoma-city-ok-334450.md)) | 334450 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Servo Wealth Management LLC](https://advisorcensus.com/firm/servo-wealth-management-llc-oklahoma-city-ok-159367) ([md](https://advisorcensus.com/firm/servo-wealth-management-llc-oklahoma-city-ok-159367.md)) | 159367 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Signal Research Group LLC](https://advisorcensus.com/firm/signal-research-group-llc-edmond-ok-166392) ([md](https://advisorcensus.com/firm/signal-research-group-llc-edmond-ok-166392.md)) | 166392 | Edmond, OK | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly, Fixed fee, Other |
| [Soard Financial Management, LLC](https://advisorcensus.com/firm/soard-financial-management-llc-edmond-ok-156392) ([md](https://advisorcensus.com/firm/soard-financial-management-llc-edmond-ok-156392.md)) | 156392 | Edmond, OK | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Other |
| [Stagner Financial Advisory](https://advisorcensus.com/firm/stagner-financial-advisory-edmond-ok-284305) ([md](https://advisorcensus.com/firm/stagner-financial-advisory-edmond-ok-284305.md)) | 284305 | Edmond, OK | State-registered investment adviser | $25 million to $100 million | 10 | % of assets |
| [Sweeney Asset Management, LLC](https://advisorcensus.com/firm/sweeney-asset-management-llc-oklahoma-city-ok-138312) ([md](https://advisorcensus.com/firm/sweeney-asset-management-llc-oklahoma-city-ok-138312.md)) | 138312 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 20 | % of assets, Other |
| [The Baker Group, LP](https://advisorcensus.com/firm/the-baker-group-lp-oklahoma-city-ok-7888) ([md](https://advisorcensus.com/firm/the-baker-group-lp-oklahoma-city-ok-7888.md)) | 7888 | Oklahoma City, OK | State-registered investment adviser | Not reported | 43 | Other |
| [TOM Johnson Investment Management, LLC](https://advisorcensus.com/firm/tom-johnson-investment-management-llc-oklahoma-city-ok-104511) ([md](https://advisorcensus.com/firm/tom-johnson-investment-management-llc-oklahoma-city-ok-104511.md)) | 104511 | Oklahoma City, OK | SEC-registered investment adviser | $1 billion to $5 billion | 33 | % of assets, Hourly, Fixed fee |
| [Trac Wealth Management, Inc](https://advisorcensus.com/firm/trac-wealth-management-inc-norman-ok-281128) ([md](https://advisorcensus.com/firm/trac-wealth-management-inc-norman-ok-281128.md)) | 281128 | Norman, OK | State-registered investment adviser | Under $25 million | 10 | % of assets |
| [Transcendent Capital Group](https://advisorcensus.com/firm/transcendent-capital-group-edmond-ok-316872) ([md](https://advisorcensus.com/firm/transcendent-capital-group-edmond-ok-316872.md)) | 316872 | Edmond, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Trilogy Financial Solutions](https://advisorcensus.com/firm/trilogy-financial-solutions-oklahoma-city-ok-168104) ([md](https://advisorcensus.com/firm/trilogy-financial-solutions-oklahoma-city-ok-168104.md)) | 168104 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly, Fixed fee |
| [Triton Financial Group, Inc](https://advisorcensus.com/firm/triton-financial-group-inc-oklahoma-city-ok-309294) ([md](https://advisorcensus.com/firm/triton-financial-group-inc-oklahoma-city-ok-309294.md)) | 309294 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Vault Wealth](https://advisorcensus.com/firm/vault-wealth-oklahoma-city-ok-288541) ([md](https://advisorcensus.com/firm/vault-wealth-oklahoma-city-ok-288541.md)) | 288541 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Victorum Capital Management, LLC](https://advisorcensus.com/firm/victorum-capital-management-llc-oklahoma-city-ok-322199) ([md](https://advisorcensus.com/firm/victorum-capital-management-llc-oklahoma-city-ok-322199.md)) | 322199 | Oklahoma City, OK | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Virentes Capital Management LLC](https://advisorcensus.com/firm/virentes-capital-management-llc-oklahoma-city-ok-335602) ([md](https://advisorcensus.com/firm/virentes-capital-management-llc-oklahoma-city-ok-335602.md)) | 335602 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 1 | % of assets, Performance fee |
| [Vista Investment Partners LLC](https://advisorcensus.com/firm/vista-investment-partners-llc-oklahoma-city-ok-286014) ([md](https://advisorcensus.com/firm/vista-investment-partners-llc-oklahoma-city-ok-286014.md)) | 286014 | Oklahoma City, OK | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee |
| [VOX Financial Planning](https://advisorcensus.com/firm/vox-financial-planning-edmond-ok-313203) ([md](https://advisorcensus.com/firm/vox-financial-planning-edmond-ok-313203.md)) | 313203 | Edmond, OK | State-registered investment adviser | Under $25 million | 5 | Fixed fee |
| [Warwick Investment Group, LLC](https://advisorcensus.com/firm/warwick-investment-group-llc-oklahoma-city-ok-226670) ([md](https://advisorcensus.com/firm/warwick-investment-group-llc-oklahoma-city-ok-226670.md)) | 226670 | Oklahoma City, OK | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee, Other |
| [Wilshire-Pennington Group, Inc.](https://advisorcensus.com/firm/wilshire-pennington-group-inc-nichols-hills-ok-127465) ([md](https://advisorcensus.com/firm/wilshire-pennington-group-inc-nichols-hills-ok-127465.md)) | 127465 | Nichols Hills, OK | State-registered investment adviser | $25 million to $100 million | 14 | % of assets |

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## Questions people ask

**How many financial advisory firms are there in Oklahoma City, OK?**
AdvisorCensus lists 103 investment advisory firms with a principal office in the Oklahoma City metro area, from Form ADV filings as of October 2026: 37 SEC-registered, 49 state-registered, and 17 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Oklahoma City, OK?**
24 of the 103 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Oklahoma City, OK offer financial planning?**
52 of the 86 firms in Oklahoma City, OK that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Oklahoma City, OK fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 24 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Oklahoma](https://advisorcensus.com/advisors/ok) (https://advisorcensus.com/advisors/ok.md)
- [Financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city) (https://advisorcensus.com/advisors/ok/oklahoma-city.md)
- [Fee-only financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/fee-only) (https://advisorcensus.com/advisors/ok/oklahoma-city/fee-only.md)
- [Flat-fee financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/flat-fee) (https://advisorcensus.com/advisors/ok/oklahoma-city/flat-fee.md)
- [Hourly financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/hourly) (https://advisorcensus.com/advisors/ok/oklahoma-city/hourly.md)
- [Financial advisors in Edmond, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/edmond) (https://advisorcensus.com/advisors/ok/oklahoma-city/edmond.md)
- [Financial advisors in Tulsa](https://advisorcensus.com/advisors/ok/tulsa) (https://advisorcensus.com/advisors/ok/tulsa.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ok/oklahoma-city.csv

Cite as: AdvisorCensus. Financial advisors in Oklahoma City, OK: 103 firms from Form ADV filings as of October 2026.