# Financial advisors for businesses in Oklahoma City, OK

> AdvisorCensus lists 32 investment advisory firms with a principal office in the Oklahoma City metro area that report businesses among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ok/oklahoma-city/for-businesses

## At a glance

- Investment advisory firms: 32
- Registration: SEC-registered investment adviser: 18, State-registered investment adviser: 14
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 12 (38%); Percentage of assets 32 (100%); Hourly charges 17 (53%); Fixed fees 22 (69%); Other 2 (6%)
- Regulatory assets under management (Item 5.F): Under $25 million 9 (28%); $25 million to $100 million 5 (16%); $100 million to $500 million 12 (38%); $500 million to $1 billion 2 (6%); $1 billion to $5 billion 3 (9%); Over $5 billion 1 (3%)
- Years registered: Under 5 years 12 (38%); 5 to 9 years 10 (31%); 10 to 19 years 4 (13%); 20 years or more 6 (19%)

## Firms (page 1 of 1, 1 to 32 of 32, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [A-Team Financial Investments](https://advisorcensus.com/firm/a-team-financial-investments-oklahoma-city-ok-298219) ([md](https://advisorcensus.com/firm/a-team-financial-investments-oklahoma-city-ok-298219.md)) | 298219 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 8 | % of assets |
| [Access Financial Resources Inc.](https://advisorcensus.com/firm/access-financial-resources-inc-oklahoma-city-ok-109495) ([md](https://advisorcensus.com/firm/access-financial-resources-inc-oklahoma-city-ok-109495.md)) | 109495 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets, Hourly, Fixed fee |
| [Asset Management Advisors, LLC](https://advisorcensus.com/firm/asset-management-advisors-llc-oklahoma-city-ok-111309) ([md](https://advisorcensus.com/firm/asset-management-advisors-llc-oklahoma-city-ok-111309.md)) | 111309 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 27 | % of assets |
| [Axion Capital Markets, LLC](https://advisorcensus.com/firm/axion-capital-markets-llc-oklahoma-city-ok-340326) ([md](https://advisorcensus.com/firm/axion-capital-markets-llc-oklahoma-city-ok-340326.md)) | 340326 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [Baldwin Financial, LLC](https://advisorcensus.com/firm/baldwin-financial-llc-oklahoma-city-ok-324725) ([md](https://advisorcensus.com/firm/baldwin-financial-llc-oklahoma-city-ok-324725.md)) | 324725 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Castlepoint Wealth Advisors](https://advisorcensus.com/firm/castlepoint-wealth-advisors-oklahoma-city-ok-205512) ([md](https://advisorcensus.com/firm/castlepoint-wealth-advisors-oklahoma-city-ok-205512.md)) | 205512 | Oklahoma City, OK | SEC-registered investment adviser | $500 million to $1 billion | 11 | % of assets, Hourly, Fixed fee |
| [CC Investment Advisors, Inc.](https://advisorcensus.com/firm/cc-investment-advisors-inc-oklahoma-city-ok-117895) ([md](https://advisorcensus.com/firm/cc-investment-advisors-inc-oklahoma-city-ok-117895.md)) | 117895 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 26 | % of assets |
| [CE Investment Management, LLC](https://advisorcensus.com/firm/ce-investment-management-llc-oklahoma-city-ok-299786) ([md](https://advisorcensus.com/firm/ce-investment-management-llc-oklahoma-city-ok-299786.md)) | 299786 | Oklahoma City, OK | SEC-registered investment adviser | Over $5 billion | 7 | % of assets |
| [DBM Advisors, LLC](https://advisorcensus.com/firm/dbm-advisors-llc-oklahoma-city-ok-293138) ([md](https://advisorcensus.com/firm/dbm-advisors-llc-oklahoma-city-ok-293138.md)) | 293138 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Fixed fee |
| [Epic Wealth Management, LLC](https://advisorcensus.com/firm/epic-wealth-management-llc-oklahoma-city-ok-297643) ([md](https://advisorcensus.com/firm/epic-wealth-management-llc-oklahoma-city-ok-297643.md)) | 297643 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets |
| [Forge Financial](https://advisorcensus.com/firm/forge-financial-edmond-ok-306480) ([md](https://advisorcensus.com/firm/forge-financial-edmond-ok-306480.md)) | 306480 | Edmond, OK | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets |
| [Fourpath Capital Management, LLC](https://advisorcensus.com/firm/fourpath-capital-management-llc-oklahoma-city-ok-313573) ([md](https://advisorcensus.com/firm/fourpath-capital-management-llc-oklahoma-city-ok-313573.md)) | 313573 | Oklahoma City, OK | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets, Hourly, Fixed fee |
| [G. Dewayne McAnally](https://advisorcensus.com/firm/g-dewayne-mcanally-oklahoma-city-ok-118511) ([md](https://advisorcensus.com/firm/g-dewayne-mcanally-oklahoma-city-ok-118511.md)) | 118511 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Integrated Planning Strategies, LLC](https://advisorcensus.com/firm/integrated-planning-strategies-llc-oklahoma-city-ok-128804) ([md](https://advisorcensus.com/firm/integrated-planning-strategies-llc-oklahoma-city-ok-128804.md)) | 128804 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 8 | % of assets, Fixed fee |
| [JM2 Capital Inc.](https://advisorcensus.com/firm/jm2-capital-inc-edmond-ok-292351) ([md](https://advisorcensus.com/firm/jm2-capital-inc-edmond-ok-292351.md)) | 292351 | Edmond, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [KRB and Associates, Inc](https://advisorcensus.com/firm/krb-and-associates-inc-oklahoma-city-ok-121013) ([md](https://advisorcensus.com/firm/krb-and-associates-inc-oklahoma-city-ok-121013.md)) | 121013 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 24 | % of assets, Hourly, Fixed fee |
| [L&S Private Wealth, LLC](https://advisorcensus.com/firm/l-and-s-private-wealth-llc-oklahoma-city-ok-339946) ([md](https://advisorcensus.com/firm/l-and-s-private-wealth-llc-oklahoma-city-ok-339946.md)) | 339946 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Leonard Investment Advisors Inc.](https://advisorcensus.com/firm/leonard-investment-advisors-inc-oklahoma-city-ok-116712) ([md](https://advisorcensus.com/firm/leonard-investment-advisors-inc-oklahoma-city-ok-116712.md)) | 116712 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 26 | % of assets, Hourly, Fixed fee |
| [LIG Capital Management, LLC](https://advisorcensus.com/firm/lig-capital-management-llc-oklahoma-city-ok-130489) ([md](https://advisorcensus.com/firm/lig-capital-management-llc-oklahoma-city-ok-130489.md)) | 130489 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Main Street Investment Management](https://advisorcensus.com/firm/main-street-investment-management-edmond-ok-161452) ([md](https://advisorcensus.com/firm/main-street-investment-management-edmond-ok-161452.md)) | 161452 | Edmond, OK | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [McGuire Capital Advisors, Inc.](https://advisorcensus.com/firm/mcguire-capital-advisors-inc-bethany-ok-164549) ([md](https://advisorcensus.com/firm/mcguire-capital-advisors-inc-bethany-ok-164549.md)) | 164549 | Bethany, OK | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Michael Waters Investment Advisers LLC](https://advisorcensus.com/firm/michael-waters-investment-advisers-llc-oklahoma-city-ok-316400) ([md](https://advisorcensus.com/firm/michael-waters-investment-advisers-llc-oklahoma-city-ok-316400.md)) | 316400 | Oklahoma City, OK | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [OK401K, Inc.](https://advisorcensus.com/firm/ok401k-inc-oklahoma-city-ok-286410) ([md](https://advisorcensus.com/firm/ok401k-inc-oklahoma-city-ok-286410.md)) | 286410 | Oklahoma City, OK | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Fixed fee, Other |
| [Perissos Private Wealth Management](https://advisorcensus.com/firm/perissos-private-wealth-management-bethany-ok-217514) ([md](https://advisorcensus.com/firm/perissos-private-wealth-management-bethany-ok-217514.md)) | 217514 | Bethany, OK | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Signal Research Group LLC](https://advisorcensus.com/firm/signal-research-group-llc-edmond-ok-166392) ([md](https://advisorcensus.com/firm/signal-research-group-llc-edmond-ok-166392.md)) | 166392 | Edmond, OK | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly, Fixed fee, Other |
| [TOM Johnson Investment Management, LLC](https://advisorcensus.com/firm/tom-johnson-investment-management-llc-oklahoma-city-ok-104511) ([md](https://advisorcensus.com/firm/tom-johnson-investment-management-llc-oklahoma-city-ok-104511.md)) | 104511 | Oklahoma City, OK | SEC-registered investment adviser | $1 billion to $5 billion | 33 | % of assets, Hourly, Fixed fee |
| [Trac Wealth Management, Inc](https://advisorcensus.com/firm/trac-wealth-management-inc-norman-ok-281128) ([md](https://advisorcensus.com/firm/trac-wealth-management-inc-norman-ok-281128.md)) | 281128 | Norman, OK | State-registered investment adviser | Under $25 million | 10 | % of assets |
| [Transcendent Capital Group](https://advisorcensus.com/firm/transcendent-capital-group-edmond-ok-316872) ([md](https://advisorcensus.com/firm/transcendent-capital-group-edmond-ok-316872.md)) | 316872 | Edmond, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Triton Financial Group, Inc](https://advisorcensus.com/firm/triton-financial-group-inc-oklahoma-city-ok-309294) ([md](https://advisorcensus.com/firm/triton-financial-group-inc-oklahoma-city-ok-309294.md)) | 309294 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Vista Investment Partners LLC](https://advisorcensus.com/firm/vista-investment-partners-llc-oklahoma-city-ok-286014) ([md](https://advisorcensus.com/firm/vista-investment-partners-llc-oklahoma-city-ok-286014.md)) | 286014 | Oklahoma City, OK | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee |
| [Windle Wealth](https://advisorcensus.com/firm/windle-wealth-oklahoma-city-ok-285653) ([md](https://advisorcensus.com/firm/windle-wealth-oklahoma-city-ok-285653.md)) | 285653 | Oklahoma City, OK | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [WTO Advisors, LLC](https://advisorcensus.com/firm/wto-advisors-llc-edmond-ok-317923) ([md](https://advisorcensus.com/firm/wto-advisors-llc-edmond-ok-317923.md)) | 317923 | Edmond, OK | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |

## Questions people ask

**Which financial advisors in Oklahoma City, OK work with businesses?**
32 investment advisory firms with a principal office in the Oklahoma City metro area report businesses among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one.

**How many financial advisory firms are there in Oklahoma City, OK?**
AdvisorCensus lists 103 investment advisory firms with a principal office in the Oklahoma City metro area, from Form ADV filings as of October 2026: 37 SEC-registered, 49 state-registered, and 17 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Oklahoma City, OK?**
24 of the 103 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Oklahoma City, OK offer financial planning?**
52 of the 86 firms in Oklahoma City, OK that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Oklahoma City, OK fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 24 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Oklahoma](https://advisorcensus.com/advisors/ok) (https://advisorcensus.com/advisors/ok.md)
- [Financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city) (https://advisorcensus.com/advisors/ok/oklahoma-city.md)
- [Fee-only financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/fee-only) (https://advisorcensus.com/advisors/ok/oklahoma-city/fee-only.md)
- [Flat-fee financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/flat-fee) (https://advisorcensus.com/advisors/ok/oklahoma-city/flat-fee.md)
- [Hourly financial advisors in Oklahoma City, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/hourly) (https://advisorcensus.com/advisors/ok/oklahoma-city/hourly.md)
- [Financial advisors in Edmond, OK](https://advisorcensus.com/advisors/ok/oklahoma-city/edmond) (https://advisorcensus.com/advisors/ok/oklahoma-city/edmond.md)
- [Financial advisors in Tulsa](https://advisorcensus.com/advisors/ok/tulsa) (https://advisorcensus.com/advisors/ok/tulsa.md)

Cite as: AdvisorCensus. Financial advisors for businesses in Oklahoma City, OK: 32 firms from Form ADV filings as of October 2026.